13F-HR filed by Kovack Advisors, Inc.
Kovack Advisors, Inc. filed this 13F-HR for the quarter ended 2014-09-30, filed 2018-12-04, with 131 holding rows worth $67,978,000.
- Accession
- 0001398344-18-017417
- Filer
- CIK 1728321
- Filed
- 2018-12-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 132 entries on the cover page, a total value of $67,978,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $67,981,000 with VALUE read as thousands by filing date, 13F file number 028-18240. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 87,045 | $8,770,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 40,163 | $7,913,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 137,420 | $4,113,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 48,186 | $3,849,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 29,160 | $2,335,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 94,180 | $1,805,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 19,940 | $1,758,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 22,900 | $1,716,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 30,838 | $1,391,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 17,499 | $1,347,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 13,252 | $1,004,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,632 | $906,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,727 | $898,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 24,500 | $863,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 12,053 | $844,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 33,686 | $820,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,109 | $815,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,589 | $786,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 8,732 | $731,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 30,954 | $712,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 27,088 | $694,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 42,948 | $676,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 8,837 | $665,000 | thousands by filing date | |
| VTI | 922908769 | COM | 6,386 | $647,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 32,427 | $643,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 21,700 | $602,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 26,134 | $587,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 11,944 | $525,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 23,000 | $496,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 41,010 | $422,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,791 | $414,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 6,309 | $400,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,186 | $395,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,915 | $388,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,873 | $362,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,900 | $361,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 24,080 | $356,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 6,013 | $355,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,488 | $347,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 3,405 | $336,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 19,585 | $334,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 5,982 | $331,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 6,183 | $327,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,501 | $325,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,967 | $318,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 8,891 | $315,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 5,193 | $310,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,794 | $305,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,943 | $304,000 | thousands by filing date | |
| 38259p508 | COM | 492 | $302,000 | thousands by filing date | ||
| AMERICAN FUNDS INTL GR AND INC F2 | 45956T501 | NTF EQUITY FUNDS | 8,678 | $298,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 11,570 | $291,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 4,928 | $289,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,736 | $284,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,635 | $281,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 2,281 | $279,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,905 | $275,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,561 | $273,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,953 | $271,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,879 | $268,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,248 | $267,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,495 | $267,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 6,623 | $267,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,810 | $261,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,365 | $257,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,854 | $254,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 3,263 | $252,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 2,522 | $250,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 1,906 | $248,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,894 | $247,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,272 | $243,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 10,457 | $242,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,279 | $242,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,502 | $242,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,705 | $241,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,030 | $239,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 20,254 | $234,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,925 | $233,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,311 | $231,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,901 | $229,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 3,803 | $228,000 | thousands by filing date | |
| FRANKLIN BSP LENDING C COM | 12325J101 | COM | 21,330 | $228,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 15,244 | $222,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,563 | $216,000 | thousands by filing date | |
| ISHARES INC | 464286384 | MSCI EMRG EMEA | 4,479 | $216,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 5,425 | $213,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,745 | $212,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,370 | $208,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,136 | $203,000 | thousands by filing date | |
| Carter Validus Mission Critica | 146282108 | COM | 20,299 | $203,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 6,155 | $202,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 5,079 | $201,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 29,275 | $196,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 11,125 | $180,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 15,768 | $168,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 10,375 | $163,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 10,124 | $137,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 10,200 | $79,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 16,487 | $78,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 20,220 | $77,000 | thousands by filing date | |
| Inland American Real Estate Trust | 457281103 | Com | 11,108 | $69,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 10,000 | $55,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 37,772 | $42,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 39,117 | $40,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 11,800 | $36,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 13,333 | $26,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 52 | $25,000 | thousands by filing date | put |
| WILSHIRE ENTERPRISES INC COM NEW | 971889209 | COM | 58,058 | $18,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 35 | $16,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 30 | $15,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 11,036 | $14,000 | thousands by filing date | |
| Sigma Labs Inc | 826598104 | Common Stock | 43,000 | $5,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 26 | $3,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 10 | $2,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 9 | $2,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 14 | $2,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 4 | $2,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 16 | $1,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 7 | $1,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 18 | $1,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 5 | $1,000 | thousands by filing date | call |
| United Health Prods Inc COM | 91059d100 | COM | 10,049 | $1,000 | thousands by filing date | |
| KRAIG BIOCRAFT LABORATORIES INC CL A | 50075W104 | COMMON STOCK | 23,500 | $1,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Eaton Corp. Plc | G29183103 | COM | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PepsiCo,Inc. | 713448108 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Procter & Gamble Co | 742718109 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GOLDEN PHOENIX MINERALS INC | 381149103 | COM | 36,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL SCIENTIFIC CORP COM | 637479106 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-18-017417 | this filing | 2018-12-04 | acceptance time not in the bulk data set |