13F-HR filed by Kovack Advisors, Inc.
Kovack Advisors, Inc. filed this 13F-HR for the quarter ended 2014-12-31, filed 2018-11-19, with 185 holding rows worth $96,863,000.
- Accession
- 0001398344-18-016752
- Filer
- CIK 1728321
- Filed
- 2018-11-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 186 entries on the cover page, a total value of $96,863,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $96,856,000 with VALUE read as thousands by filing date, 13F file number 028-18240. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 89,495 | $9,878,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 45,414 | $9,334,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 120,543 | $4,324,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 39,563 | $3,167,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 38,325 | $3,110,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 25,057 | $2,636,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 30,499 | $2,403,000 | thousands by filing date | |
| VTI | 922908769 | COM | 18,566 | $1,968,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 98,291 | $1,722,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 18,346 | $1,655,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 29,164 | $1,622,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 30,461 | $1,477,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 14,467 | $1,459,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 14,260 | $1,299,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,093 | $1,026,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 28,544 | $959,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 12,604 | $930,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,454 | $921,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,349 | $881,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 36,385 | $879,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 11,797 | $875,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 18,380 | $839,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 32,225 | $814,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 10,137 | $810,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 20,165 | $788,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,458 | $780,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 8,932 | $763,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 8,004 | $754,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 20,706 | $751,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 31,975 | $704,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 15,013 | $702,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 38,153 | $700,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 17,967 | $685,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 6,002 | $661,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,675 | $659,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 6,978 | $635,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 5,626 | $629,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 15,279 | $618,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,381 | $576,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 12,233 | $574,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 19,810 | $573,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 31,685 | $567,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 6,012 | $537,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 23,000 | $535,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 20,203 | $519,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7,405 | $506,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 6,174 | $490,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 33,124 | $485,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 6,654 | $480,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,471 | $465,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 29,604 | $459,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 11,251 | $452,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 4,331 | $431,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 6,332 | $430,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 4,113 | $425,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 10,875 | $413,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,328 | $409,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,544 | $407,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 8,177 | $403,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,100 | $386,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 6,013 | $386,000 | thousands by filing date | |
| FRANKLIN BSP LENDING C COM | 12325J101 | COM | 36,117 | $386,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 8,993 | $383,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,811 | $364,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,234 | $361,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 7,922 | $361,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,653 | $355,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 5,200 | $353,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,745 | $352,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,968 | $350,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,324 | $349,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 13,977 | $346,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 12,309 | $342,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 7,588 | $341,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 32,241 | $341,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,763 | $340,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 6,183 | $340,000 | thousands by filing date | |
| 38259p508 | COM | 620 | $329,000 | thousands by filing date | ||
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 5,128 | $326,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 7,764 | $325,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 7,491 | $317,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 6,764 | $304,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 18,298 | $304,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,887 | $303,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 7,624 | $301,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 2,466 | $300,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 6,872 | $294,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,113 | $292,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,971 | $289,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,535 | $283,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,104 | $280,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,155 | $278,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 3,397 | $276,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,853 | $275,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,333 | $267,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,393 | $267,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 5,114 | $266,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 7,759 | $265,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,330 | $261,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,470 | $259,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 3,263 | $259,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,154 | $257,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,985 | $253,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,829 | $252,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 1,906 | $252,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 974 | $251,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 2,522 | $250,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,845 | $241,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,247 | $240,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 3,804 | $239,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 5,825 | $239,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,183 | $228,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,159 | $228,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 871 | $228,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,464 | $227,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 16,037 | $226,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 658 | $223,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,365 | $222,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,853 | $221,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,925 | $219,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 4,098 | $219,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,314 | $215,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 28,155 | $212,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 2,849 | $211,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 395 | $208,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,588 | $204,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 5,287 | $204,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,083 | $203,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 5,326 | $202,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 3,017 | $201,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 12,320 | $192,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 15,287 | $181,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 19,575 | $179,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 16,109 | $174,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 14,361 | $171,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 17,560 | $159,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 13,391 | $133,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 10,124 | $130,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 10,200 | $81,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 15,487 | $71,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 15,913 | $59,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 10,000 | $53,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 29,620 | $49,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 11 | $48,000 | thousands by filing date | put |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 28,000 | $45,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 12,612 | $40,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 26 | $39,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 23 | $27,000 | thousands by filing date | call |
| MEETME INC | 585141104 | COM | 17,600 | $27,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 25 | $24,000 | thousands by filing date | put |
| DENISON MINES CORP | 91688T104 | COM | 18,444 | $21,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 10,683 | $20,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 9 | $10,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 10 | $6,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 85 | $6,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 10 | $4,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 29 | $3,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 5 | $3,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 3 | $2,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 1 | $2,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 6 | $2,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2 | $2,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 3 | $2,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 52 | $1,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 1 | $1,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 11 | $1,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1 | $1,000 | thousands by filing date | call |
| Dow Chemical Company | 260543103 | COM | 22 | $1,000 | thousands by filing date | call |
| United Health Prods Inc COM | 91059d100 | COM | 10,049 | $1,000 | thousands by filing date | |
| KRAIG BIOCRAFT LABORATORIES INC CL A | 50075W104 | COMMON STOCK | 23,500 | $1,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AT&T Inc | 00206R102 | COM | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Bank of America Corp | 060505104 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Chevron Corporation | 166764100 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| META PLATFORMS INC CL A | 30303M102 | COM | 19 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Microsoft Corp | 594918104 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Procter & Gamble Co | 742718109 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Walmart Inc. | 931142103 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FORD MTR CO COM | 345370860 | Stock | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WILLIAMS COS INC COM | 969457100 | Stock | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RF MICRODEVICES INC | 749941100 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOLDEN PHOENIX MINERALS INC | 381149103 | COM | 36,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTSTONE VALUE PLUS REIT II COM | 53227H108 | COM | 14,207 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-18-016752 | this filing | 2018-11-19 | acceptance time not in the bulk data set |