13F-HR filed by Baker Avenue Asset Management, LP
Baker Avenue Asset Management, LP filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-15, with 250 holding rows worth $1,213,742,000.
- Accession
- 0001398344-18-016638
- Filer
- CIK 1432529
- Filed
- 2018-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 250 entries on the cover page, a total value of $1,213,742,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,213,738,000 with VALUE read as thousands by filing date, 13F file number 028-13834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Total Bond Market ETF | 921937835 | SHS | 729,680 | $57,426,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 462,802 | $48,835,000 | thousands by filing date | |
| VTI | 922908769 | COM | 300,987 | $45,043,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 369,227 | $42,771,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 608,054 | $31,570,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 1,006,310 | $27,885,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 535,484 | $27,872,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 587,555 | $25,424,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 142,164 | $24,495,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 260,998 | $23,586,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 239,083 | $23,413,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 181,123 | $20,715,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 481,721 | $19,751,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 272,095 | $19,716,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 288,344 | $19,605,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 242,704 | $19,433,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 264,706 | $19,067,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 123,644 | $18,696,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 80,785 | $18,236,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 132,445 | $17,683,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 100,640 | $16,963,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 227,030 | $16,859,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 134,521 | $16,008,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 100,939 | $15,744,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 205,766 | $15,603,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 132,139 | $15,489,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 298,510 | $14,672,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 80,976 | $13,165,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 340,190 | $13,148,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 196,819 | $12,657,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 201,727 | $12,564,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 272,577 | $12,012,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 346,803 | $11,191,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 384,233 | $10,597,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 133,458 | $10,108,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 100,381 | $9,993,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 93,555 | $9,945,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 63,306 | $9,880,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 153,930 | $9,271,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 142,913 | $8,893,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 157,083 | $8,473,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 352,936 | $8,178,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 38,672 | $8,016,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 92,649 | $8,009,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,947 | $7,906,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 36,244 | $7,795,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 121,028 | $7,340,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 43,030 | $7,160,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 384,689 | $6,997,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 42,152 | $6,945,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 53,338 | $6,754,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 60,365 | $6,678,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 48,262 | $6,668,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 61,837 | $6,667,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 126,972 | $6,581,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 55,985 | $6,547,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 56,467 | $6,372,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 19,067 | $6,051,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 193,015 | $6,032,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 117,174 | $5,978,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 24,592 | $5,594,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 115,337 | $5,454,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 69,847 | $5,450,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 57,043 | $5,428,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 42,930 | $5,235,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 61,309 | $5,212,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 98,610 | $4,832,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 39,331 | $4,592,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 39,615 | $4,385,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,582 | $4,275,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 18,820 | $4,220,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 22,546 | $4,189,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 116,785 | $4,123,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 45,595 | $3,954,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 141,363 | $3,930,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 115,139 | $3,877,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 51,250 | $3,795,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 102,083 | $3,783,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 19,310 | $3,421,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 92,717 | $3,393,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 32,948 | $3,377,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 44,088 | $2,946,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 78,736 | $2,904,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 32,438 | $2,825,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 30,422 | $2,793,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 20,020 | $2,785,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 11,077 | $2,733,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 28,735 | $2,718,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 20,473 | $2,503,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 18,090 | $2,406,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 24,575 | $2,356,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 32,890 | $2,333,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 24,077 | $2,297,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 64,241 | $2,157,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7,375 | $2,073,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 43,093 | $2,055,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 17,797 | $2,043,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 13,400 | $1,957,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 159,085 | $1,907,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 30,480 | $1,903,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 12,182 | $1,858,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 20,255 | $1,813,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 121,965 | $1,810,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 47,101 | $1,810,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 22,320 | $1,801,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,431 | $1,727,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 25,830 | $1,725,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 92,489 | $1,697,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,873 | $1,686,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 15,219 | $1,684,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 21,008 | $1,678,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,685 | $1,664,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 8,655 | $1,649,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 219,919 | $1,605,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 18,148 | $1,601,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 30,979 | $1,580,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,873 | $1,562,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 20,862 | $1,536,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 25,078 | $1,512,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 78,290 | $1,511,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 9,634 | $1,510,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 32,065 | $1,509,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 62,850 | $1,485,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 19,552 | $1,473,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 45,521 | $1,440,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,113 | $1,436,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 12,856 | $1,430,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 17,426 | $1,421,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 13,901 | $1,413,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 28,162 | $1,413,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,246 | $1,379,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 74,684 | $1,376,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 23,310 | $1,375,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 12,660 | $1,358,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 6,479 | $1,355,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 95,113 | $1,324,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 71,674 | $1,321,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 14,859 | $1,307,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 39,343 | $1,278,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 75,245 | $1,278,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 12,298 | $1,258,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,186 | $1,171,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 25,433 | $1,167,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 5,119 | $1,166,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 8,324 | $1,160,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 15,966 | $1,145,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 34,776 | $1,144,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 11,165 | $1,140,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 3,844 | $1,133,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 41,266 | $1,124,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 36,319 | $1,096,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 45,539 | $1,091,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 20,557 | $1,086,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 34,274 | $1,085,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 18,210 | $1,085,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 41,208 | $1,023,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 11,627 | $1,014,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 19,612 | $1,011,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 23,495 | $1,008,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 88,325 | $997,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 21,394 | $984,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 12,425 | $971,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,296 | $958,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 250,828 | $946,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 15,579 | $940,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 221,253 | $925,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 12,498 | $914,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 15,220 | $893,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 12,470 | $887,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 18,501 | $876,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 11,548 | $846,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 13,384 | $831,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 7,623 | $814,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 12,179 | $806,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 13,930 | $778,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 18,188 | $777,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 10,715 | $759,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 17,307 | $751,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 274,553 | $744,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 13,700 | $742,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 11,880 | $711,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 10,140 | $698,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 13,960 | $676,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 28,088 | $667,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 5,571 | $665,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 9,112 | $638,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 40,000 | $628,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,882 | $610,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 10,367 | $596,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 17,748 | $592,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 8,349 | $569,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 3,100 | $564,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 29,558 | $555,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 12,500 | $553,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 8,519 | $546,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,478 | $543,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,196 | $535,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 17,130 | $535,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 4,740 | $530,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 12,000 | $519,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 2,440 | $519,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 14,840 | $509,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 6,402 | $502,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 10,540 | $500,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 42,456 | $485,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 49,790 | $475,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,721 | $447,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,921 | $433,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 12,200 | $424,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,470 | $412,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,873 | $410,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,952 | $406,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,502 | $402,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 7,130 | $388,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,377 | $384,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,412 | $377,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,054 | $371,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,508 | $366,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 4,276 | $354,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,208 | $350,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 5,992 | $322,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,790 | $318,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 15,000 | $317,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,000 | $305,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 26,552 | $292,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 3,028 | $284,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,732 | $276,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 115,000 | $276,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 793 | $274,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 6,069 | $268,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 847 | $267,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,627 | $263,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 4,820 | $260,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,844 | $259,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,763 | $251,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,299 | $245,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,123 | $239,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3,320 | $238,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,518 | $236,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,865 | $229,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,061 | $225,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 7,067 | $222,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 575 | $215,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,375 | $209,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 2,830 | $206,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 6,942 | $205,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 4,502 | $204,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 18,531 | $176,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 15,802 | $120,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 10,550 | $113,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-18-016638 | this filing | 2018-11-15 | acceptance time not in the bulk data set |