13F-HR filed by SILVERBACK ASSET MANAGEMENT LLC
SILVERBACK ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 49 holding rows worth $643,304,000.
- Accession
- 0001398344-18-016517
- Filer
- CIK 1278960
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 51 entries on the cover page, a total value of $643,304,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $643,308,000 with VALUE read as thousands by filing date, 13F file number 028-10791. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 250,000 | $72,680,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 200,000 | $58,144,000 | thousands by filing date | call |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 26,000,000 | $27,203,000 | thousands by filing date | principal |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 14,867,000 | $24,456,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 13,000,000 | $23,884,000 | thousands by filing date | principal |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 32,780,000 | $22,618,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 22,000,000 | $22,358,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 21,066,000 | $21,277,000 | thousands by filing date | principal |
| AVID TECHNOLOGY INC | 05367PAB6 | NOTE 2.000% 6/1 | 23,592,000 | $21,115,000 | thousands by filing date | principal |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 16,294,000 | $19,166,000 | thousands by filing date | principal |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 16,800,000 | $18,396,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 17,700,000 | $17,612,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 100,000 | $16,855,000 | thousands by filing date | put |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 12,802,000 | $16,174,000 | thousands by filing date | principal |
| AEGEAN MARINE PETE NETWORK I | 00773VAB2 | NOTE 4.250%12/1 | 26,554,000 | $15,932,000 | thousands by filing date | principal |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 18,800,000 | $15,916,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 14,805,000 | $15,638,000 | thousands by filing date | principal |
| FLUIDIGM CORP DEL | 34385PAD0 | NOTE 2.750 2/0 | 13,725,000 | $14,300,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 14,230,000 | $14,266,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 12,013,000 | $13,022,000 | thousands by filing date | principal |
| TELIGENT INC NEW | 87960WAA2 | BOND | 12,090,000 | $12,989,000 | thousands by filing date | principal |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 12,500,000 | $12,539,000 | thousands by filing date | principal |
| AMYRIS INC | 03236MAC5 | NOTE 6.500 5/1 | 12,478,000 | $12,478,000 | thousands by filing date | principal |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 12,000,000 | $11,955,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 12,923,000 | $11,841,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 15,000,000 | $11,550,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 10,000,000 | $10,741,000 | thousands by filing date | principal |
| RESTORATION HARDWARE HLDGS I | 761283AD2 | NOTE 6/1 | 8,212,000 | $9,925,000 | thousands by filing date | principal |
| SENSEONICS HLDGS INC | 81727UAA3 | NOTE 5.250% 2/0 | 6,000,000 | $9,660,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 8,635,000 | $8,246,000 | thousands by filing date | principal |
| MAGNACHIP | 55933jab0 | FIXED | 8,283,000 | $8,179,000 | thousands by filing date | principal |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 779,927 | $7,721,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 4,000,000 | $6,047,000 | thousands by filing date | principal |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 5,000,000 | $5,725,000 | thousands by filing date | principal |
| AMYRIS INC | 03236M200 | COM NEW | 572,000 | $4,542,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 1,000,000 | $4,180,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,141,982 | $3,255,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 619,558 | $2,955,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 479,976 | $2,813,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 150,000 | $2,355,000 | thousands by filing date | put |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 148,400 | $2,070,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L205 | UNIT 05/11/2025 | 200,000 | $2,056,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 165,918 | $1,882,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788206 | UNIT 01/18/2023 | 175,000 | $1,838,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 167,300 | $1,657,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 100,000 | $1,134,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 75,000 | $815,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 100,000 | $730,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 788,011 | $418,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-18-016517 | this filing | 2018-11-14 | acceptance time not in the bulk data set |