13F-HR filed by Bulldog Investors, LLP
Bulldog Investors, LLP filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 122 holding rows worth $337,727,000.
- Accession
- 0001398344-18-016484
- Filer
- CIK 1504304
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 122 entries on the cover page, a total value of $337,727,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $337,727,000 with VALUE read as thousands by filing date, 13F file number 028-15290. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 2,057,237 | $17,507,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 586,621 | $17,305,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 799,670 | $15,674,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 1,007,805 | $13,686,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 1,312,178 | $12,735,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 276,424 | $11,864,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 230,615 | $9,271,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 475,588 | $9,117,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 406,410 | $8,506,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 226,554 | $8,376,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 792,037 | $7,928,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 847,857 | $7,614,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 786,604 | $7,591,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 656,455 | $7,267,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 719,727 | $6,917,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 541,626 | $6,743,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 580,180 | $6,498,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 635,468 | $6,482,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 608,027 | $6,342,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 644,176 | $6,120,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 366,173 | $6,046,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 202,684 | $5,791,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 681,885 | $5,721,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 555,407 | $5,599,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 548,653 | $5,540,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 316,902 | $5,283,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 426,605 | $4,782,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 162,318 | $4,524,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N301 | UNIT 12/31/2023 | 420,350 | $4,317,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T205 | UNIT 05/09/2023 | 389,752 | $3,941,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 394,150 | $3,863,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 353,386 | $3,569,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F202 | UNIT 09/30/2025 | 349,540 | $3,534,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 329,683 | $3,427,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W119 | UNIT 99/99/9999 | 324,071 | $3,386,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N106 | COM | 311,238 | $3,094,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 296,674 | $2,999,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 238,124 | $2,993,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A206 | UNIT 02/28/2021 | 285,963 | $2,925,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q108 | COM | 287,528 | $2,918,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 285,226 | $2,853,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L103 | COM CL A | 270,243 | $2,749,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R118 | UNIT 01/01/2025 | 269,417 | $2,729,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 257,639 | $2,630,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W107 | COM CLASS A | 241,558 | $2,464,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 232,491 | $2,316,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 188,522 | $2,183,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 151,407 | $2,043,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 239,191 | $2,007,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372108 | UNIT 08/29/2024 | 186,197 | $1,907,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 102,400 | $1,858,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 119,846 | $1,642,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 268,502 | $1,635,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 160,000 | $1,573,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 152,018 | $1,538,000 | thousands by filing date | |
| TENZING ACQUISITION CORP | G8708A124 | UNIT 08/24/2024 | 151,042 | $1,520,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 135,235 | $1,402,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 62,595 | $1,374,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P209 | UNIT 03/07/2023 | 131,470 | $1,335,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745204 | UNIT 02/01/2023 | 127,506 | $1,308,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 128,559 | $1,247,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 187,605 | $1,073,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 105,912 | $1,034,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 497,162 | $989,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 82,155 | $980,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N202 | UNIT 05/11/2023 | 95,020 | $969,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 82,099 | $915,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 69,375 | $852,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A123 | UNIT 06/21/2023 | 82,400 | $846,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 18,448 | $830,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 123,487 | $788,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 60,863 | $782,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 62,413 | $621,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P138 | RIGHT 03/20/2019 | 195,414 | $558,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N130 | UNIT 05/06/2025 | 52,474 | $545,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 384,062 | $518,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981121 | UNIT 03/03/2025 | 49,500 | $505,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R114 | UNIT 06/21/2023 | 49,031 | $500,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 60,104 | $415,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 41,618 | $415,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W115 | *W EXP 08/01/202 | 241,558 | $358,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J112 | *W EXP 08/01/202 | 607,967 | $335,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D128 | UNIT 11/02/2022 | 32,413 | $334,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 658,776 | $299,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N136 | RIGHT 08/21/2022 | 510,909 | $267,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 25,000 | $250,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 519,515 | $239,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 20,400 | $207,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 18,696 | $182,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 26,253 | $180,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 16,939 | $173,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 656,776 | $158,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 353,600 | $154,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 10,000 | $139,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 261,402 | $139,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 370,875 | $137,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 309,607 | $136,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 260,000 | $130,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N110 | *W EXP 08/21/202 | 275,328 | $129,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L129 | RIGHT 09/19/2018 | 243,524 | $124,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q124 | RIGHT 05/22/2019 | 243,528 | $122,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 11,400 | $115,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 244,162 | $114,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 525,985 | $112,000 | thousands by filing date | |
| CHURCHILL CAP CORP | 17142R202 | UNIT 99/99/9999 | 10,000 | $101,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N122 | *W EXP 06/08/202 | 202,999 | $101,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 18,743 | $98,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 156,078 | $90,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q116 | *W EXP 05/22/202 | 243,528 | $85,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L111 | *W EXP 09/19/202 | 124,762 | $74,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870115 | *W EXP 10/27/202 | 52,956 | $67,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 265,228 | $53,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 117,219 | $53,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P112 | *W EXP 06/20/202 | 97,707 | $49,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 122,081 | $47,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 113,735 | $30,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 54,854 | $22,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 41,202 | $21,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 13,500 | $20,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 390,881 | $19,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 48,854 | $11,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 48,053 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-18-016484 | this filing | 2018-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-18-016814 | added | 2018-11-20 | acceptance time not in the bulk data set |