13F-HR filed by Kovack Advisors, Inc.
Kovack Advisors, Inc. filed this 13F-HR for the quarter ended 2015-06-30, filed 2018-11-06, with 226 holding rows worth $141,409,000.
- Accession
- 0001398344-18-016011
- Filer
- CIK 1728321
- Filed
- 2018-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 226 entries on the cover page, a total value of $141,409,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,407,000 with VALUE read as thousands by filing date, 13F file number 028-18240. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 98,827 | $12,395,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 30,680 | $6,315,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 52,551 | $4,182,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 49,728 | $3,968,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 106,756 | $3,867,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 16,577 | $3,254,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 37,017 | $2,909,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 25,802 | $2,718,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 52,496 | $2,552,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 35,782 | $2,538,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 30,011 | $2,287,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 79,811 | $2,284,000 | thousands by filing date | |
| VTI | 922908769 | COM | 20,391 | $2,182,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 102,500 | $2,114,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 21,545 | $2,078,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 21,902 | $1,965,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 112,663 | $1,753,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 15,772 | $1,575,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 21,525 | $1,560,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 55,792 | $1,482,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 18,722 | $1,381,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 17,735 | $1,356,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 11,510 | $1,348,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 16,877 | $1,320,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 27,461 | $1,280,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 26,412 | $1,211,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 33,715 | $1,198,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 24,119 | $1,148,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 46,070 | $1,126,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 47,483 | $1,110,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 9,018 | $1,095,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 41,755 | $1,073,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,834 | $1,056,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,610 | $966,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,500 | $963,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 8,761 | $953,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 11,500 | $922,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,594 | $909,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 22,354 | $815,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,853 | $798,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 23,132 | $794,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 7,391 | $775,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 16,012 | $762,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 7,099 | $760,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 5,802 | $739,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 19,199 | $703,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 12,638 | $681,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,236 | $679,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 6,510 | $678,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 37,923 | $663,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 5,991 | $652,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 15,817 | $632,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 6,966 | $600,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,184 | $592,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7,935 | $590,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 6,047 | $585,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 23,100 | $571,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 21,910 | $568,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 4,866 | $563,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 5,789 | $552,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 23,031 | $530,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 4,831 | $525,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 33,416 | $522,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 8,402 | $516,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,456 | $511,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 29,877 | $509,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 6,706 | $501,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 10,915 | $480,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 13,611 | $476,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 5,697 | $475,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 11,154 | $450,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 7,838 | $450,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,920 | $445,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,643 | $444,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 4,095 | $438,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 5,786 | $435,000 | thousands by filing date | |
| Carter Validus Mission Critica | 146282108 | COM | 42,887 | $429,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,501 | $425,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 9,581 | $423,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 6,201 | $419,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 10,090 | $418,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,375 | $416,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,855 | $412,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 9,475 | $408,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 7,578 | $406,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,104 | $400,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,468 | $397,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,910 | $396,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,432 | $396,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 20,675 | $396,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 9,374 | $390,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,194 | $386,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 5,920 | $382,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,996 | $382,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,071 | $380,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 9,159 | $380,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 10,382 | $379,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 9,161 | $369,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 11,871 | $368,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 7,486 | $363,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,313 | $353,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 6,577 | $352,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,933 | $350,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 5,789 | $349,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 8,236 | $345,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,071 | $345,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 3,943 | $345,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 5,557 | $342,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 8,328 | $340,000 | thousands by filing date | |
| 38259p508 | COM | 624 | $337,000 | thousands by filing date | ||
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,065 | $334,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 7,758 | $334,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,801 | $332,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,811 | $331,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 9,664 | $329,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 24,723 | $328,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 20,327 | $328,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 5,128 | $328,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 11,880 | $326,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 869 | $321,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 21,330 | $320,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 2,409 | $319,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 8,265 | $318,000 | thousands by filing date | |
| FRANKLIN BSP LENDING C COM | 12325J101 | COM | 29,269 | $313,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,695 | $312,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 9,555 | $311,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 18,921 | $303,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,871 | $300,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,790 | $299,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 684 | $297,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,306 | $295,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,352 | $290,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,605 | $290,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 556 | $290,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,883 | $289,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 7,080 | $287,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 10,690 | $287,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,166 | $285,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,221 | $283,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,006 | $280,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,030 | $276,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,556 | $274,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 5,663 | $273,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 9,085 | $273,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 11,080 | $270,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 12,648 | $270,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 6,831 | $268,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 3,263 | $265,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,846 | $262,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 5,321 | $260,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,529 | $255,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,364 | $255,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 12,790 | $255,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 12,500 | $254,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,234 | $251,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,114 | $250,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 3,025 | $250,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 2,522 | $250,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,771 | $249,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,954 | $248,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 6,443 | $247,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 10,824 | $246,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,739 | $246,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 14,370 | $241,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 4,446 | $232,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,756 | $228,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,658 | $224,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 2,177 | $224,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,422 | $222,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 4,994 | $218,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 2,715 | $218,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,681 | $216,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,347 | $213,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,918 | $213,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,338 | $212,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,161 | $211,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 1,022 | $211,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,053 | $209,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 3,246 | $208,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 25,612 | $208,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 8,217 | $207,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 6,341 | $206,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 3,859 | $205,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,363 | $200,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 14,402 | $194,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 12,320 | $183,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 15,287 | $182,000 | thousands by filing date | |
| LIGHTSTONE VALUE PLUS REIT II COM | 53227H108 | COM | 17,575 | $176,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 18,814 | $157,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 11,255 | $137,000 | thousands by filing date | |
| FS Investment Corp II | 35952V105 | Stock | 11,365 | $120,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 10,000 | $103,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 10,117 | $101,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 13,434 | $94,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 10,315 | $92,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 16,854 | $75,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 30 | $70,000 | thousands by filing date | call |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 10,000 | $53,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 12 | $24,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 14 | $19,000 | thousands by filing date | call |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 16,050 | $19,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 11,000 | $13,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8 | $8,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 10 | $7,000 | thousands by filing date | call |
| American Express Company | 025816109 | COM | 7 | $5,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 10 | $2,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 1 | $2,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 1 | $1,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 10 | $1,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 6 | $1,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 1 | $1,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 5 | $1,000 | thousands by filing date | call |
| United Health Prods Inc COM | 91059d100 | COM | 10,049 | $1,000 | thousands by filing date | |
| KRAIG BIOCRAFT LABORATORIES INC CL A | 50075W104 | COMMON STOCK | 23,500 | $1,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 38 | $1,000 | thousands by filing date | call |
| Sigma Labs Inc | 826598104 | Common Stock | 18,000 | $1,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AT&T Inc | 00206R102 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Bank of America Corp | 060505104 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Pfizer Inc. | 717081103 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Procter & Gamble Co | 742718109 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EBAY INC. COM | 278642103 | Stock | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IBIZ TECHNOLOGY CORP COM NEW | 45103B205 | Common Stock | 200,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Advanced Viral Research Corp C | 007928104 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN PHOENIX MINERALS INC | 381149103 | COM | 36,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-18-016011 | this filing | 2018-11-06 | acceptance time not in the bulk data set |