13F-HR filed by IRON Financial LLC
IRON Financial LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-18, with 88 holding rows worth $148,987,000.
- Accession
- 0001398344-18-015064
- Filer
- CIK 1595509
- Filed
- 2018-10-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 88 entries on the cover page, a total value of $148,987,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $148,987,000 with VALUE read as thousands by filing date, 13F file number 028-15674. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 500,890 | $18,132,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 98,186 | $16,712,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 326,010 | $12,447,000 | thousands by filing date | |
| VTI | 922908769 | COM | 75,878 | $11,355,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 37,764 | $10,979,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 219,570 | $10,094,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 354,496 | $9,781,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 280,224 | $8,623,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 20,525 | $4,633,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 61,825 | $3,790,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 64,480 | $3,482,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 60,306 | $2,100,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 850 | $1,703,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 14,045 | $1,555,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 22,147 | $1,153,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 11,350 | $1,089,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,561 | $865,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 540,000 | $861,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 12,152 | $826,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 5,782 | $787,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,945 | $784,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 15,855 | $750,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 545,000 | $690,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 515,000 | $672,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,724 | $653,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 515,000 | $605,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 460,000 | $599,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 565,000 | $593,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,208 | $587,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 485,000 | $585,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 550,000 | $581,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 560,000 | $580,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 520,000 | $577,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 540,000 | $577,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 545,000 | $575,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 480,000 | $570,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 21,794 | $559,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 530,000 | $558,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 450,000 | $557,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 458 | $547,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 510,000 | $537,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 450,000 | $516,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 555,000 | $509,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 520,000 | $509,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 525,000 | $501,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 485,000 | $489,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 495,000 | $484,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 490,000 | $479,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 415,000 | $443,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 450,000 | $428,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 395,000 | $419,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 12,110 | $407,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,522 | $406,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,517 | $405,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 415,000 | $402,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,754 | $396,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,814 | $383,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,217 | $376,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 350,000 | $374,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 2,500 | $372,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,237 | $369,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,844 | $365,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,711 | $351,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,145 | $350,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 276 | $333,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 7,260 | $328,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,163 | $327,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,974 | $321,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 265,000 | $314,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 5,500 | $308,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 255,000 | $280,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,930 | $277,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 6,598 | $271,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,681 | $270,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,551 | $261,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1,730 | $261,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 250,000 | $258,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 2,500 | $248,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,204 | $235,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,425 | $215,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,287 | $212,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,000 | $207,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 12,640 | $176,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 12,425 | $140,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 10,886 | $121,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 75,000 | $86,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 75,000 | $72,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 20,000 | $30,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-18-015064 | this filing | 2018-10-18 | acceptance time not in the bulk data set |