13F-HR filed by Kovack Advisors, Inc.
Kovack Advisors, Inc. filed this 13F-HR for the quarter ended 2015-12-31, filed 2018-10-18, with 256 holding rows worth $151,664,000.
- Accession
- 0001398344-18-015059
- Filer
- CIK 1728321
- Filed
- 2018-10-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 256 entries on the cover page, a total value of $151,664,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $151,658,000 with VALUE read as thousands by filing date, 13F file number 028-18240. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 106,173 | $11,176,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 35,036 | $7,143,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 60,739 | $4,798,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 78,651 | $4,021,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 47,544 | $3,644,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 17,370 | $3,418,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 133,434 | $2,679,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 31,807 | $2,473,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 86,451 | $2,348,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 29,249 | $2,323,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 22,082 | $2,310,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 44,270 | $2,174,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 20,284 | $2,158,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 33,411 | $2,048,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 22,687 | $2,005,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 63,347 | $1,973,000 | thousands by filing date | |
| VTI | 922908769 | COM | 15,995 | $1,668,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 20,336 | $1,618,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 32,399 | $1,497,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 59,720 | $1,482,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 41,491 | $1,428,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 15,671 | $1,410,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 57,417 | $1,349,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 12,605 | $1,325,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 30,423 | $1,316,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 12,898 | $1,305,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 16,345 | $1,274,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 16,125 | $1,260,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 12,139 | $1,247,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 10,927 | $1,209,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 9,976 | $1,200,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 43,059 | $1,170,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,085 | $1,160,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 10,283 | $1,111,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 14,436 | $1,040,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 9,108 | $1,019,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 10,980 | $1,006,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 23,938 | $966,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 8,065 | $922,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,460 | $914,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 37,563 | $897,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 86,744 | $887,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5,031 | $875,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 18,951 | $874,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 11,088 | $860,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 22,096 | $845,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 23,601 | $826,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,216 | $822,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,141 | $815,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 33,268 | $769,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 12,992 | $756,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 6,219 | $747,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 16,489 | $733,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 7,372 | $721,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,300 | $719,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 9,742 | $717,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 18,466 | $712,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 16,303 | $706,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 15,239 | $698,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 14,256 | $685,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 6,452 | $674,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 884 | $671,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 10,959 | $643,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 8,978 | $639,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 7,817 | $630,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,837 | $623,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 32,916 | $613,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 7,511 | $606,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 5,595 | $600,000 | thousands by filing date | |
| MGC | 921910873 | COM | 8,320 | $580,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,435 | $579,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 8,641 | $576,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 52,124 | $573,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 4,744 | $568,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 9,446 | $567,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 32,327 | $544,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 18,582 | $543,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 15,798 | $539,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 12,537 | $537,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 9,646 | $524,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 21,300 | $516,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 6,576 | $505,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 13,050 | $505,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,853 | $498,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 636 | $494,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 10,700 | $494,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,472 | $493,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,404 | $492,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,256 | $491,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,123 | $487,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,667 | $484,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 4,689 | $481,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,826 | $463,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,930 | $458,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 9,507 | $445,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 10,725 | $444,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 10,187 | $441,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 6,970 | $439,000 | thousands by filing date | |
| Carter Validus Mission Critica | 146282108 | COM | 43,289 | $433,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 8,064 | $432,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,259 | $426,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 5,001 | $416,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 13,611 | $410,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 17,175 | $409,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 29,011 | $409,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,081 | $407,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,922 | $402,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 12,757 | $399,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 10,088 | $396,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,085 | $386,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 14,904 | $385,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 3,463 | $371,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 19,675 | $371,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 17,351 | $357,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,014 | $353,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 4,450 | $352,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,599 | $349,000 | thousands by filing date | |
| Thornburg Funds Invmt Income B Uilder I | 885215467 | MF | 18,223 | $348,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,909 | $341,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,877 | $339,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 9,224 | $337,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 6,236 | $336,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 22,042 | $335,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,438 | $334,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 6,876 | $328,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 6,581 | $324,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,234 | $323,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,975 | $319,000 | thousands by filing date | |
| FRANKLIN BSP LENDING C COM | 12325J101 | COM | 29,515 | $316,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 8,105 | $315,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 26,154 | $315,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 6,012 | $313,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,290 | $312,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 11,392 | $309,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 9,545 | $308,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,458 | $303,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 35,600 | $302,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,326 | $301,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 9,798 | $301,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 2,409 | $300,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 5,328 | $292,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,963 | $291,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,171 | $287,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 5,959 | $287,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,372 | $285,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,326 | $276,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 8,083 | $274,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 6,506 | $273,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,340 | $272,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,954 | $272,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 3,880 | $271,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 6,725 | $267,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,938 | $266,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 3,990 | $258,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,512 | $257,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,106 | $253,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 8,380 | $252,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,900 | $248,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 3,069 | $247,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 10,626 | $246,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,848 | $245,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,964 | $242,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 3,890 | $242,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 12,913 | $237,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 5,630 | $236,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,435 | $235,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 12,651 | $231,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 6,794 | $229,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 3,812 | $228,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 23,724 | $227,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,091 | $226,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,168 | $221,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 12,730 | $221,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 124,434 | $219,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,914 | $216,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,633 | $212,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,657 | $211,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,354 | $210,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,454 | $207,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 5,112 | $207,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,844 | $207,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,402 | $206,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,437 | $204,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 4,840 | $204,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,513 | $204,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 850 | $204,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,344 | $200,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 12,120 | $199,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 14,350 | $183,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 19,308 | $181,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 19,307 | $181,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 11,250 | $176,000 | thousands by filing date | |
| LIGHTSTONE VALUE PLUS REIT II COM | 53227H108 | COM | 17,575 | $176,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 22,007 | $174,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 23,210 | $162,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 11,395 | $155,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 12,000 | $150,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 15,170 | $149,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 15,287 | $140,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 11,065 | $127,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 15,938 | $127,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 12,008 | $107,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 31 | $76,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q506 | COM NEW | 10,933 | $69,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 16,854 | $68,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 12,358 | $65,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 31 | $45,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 10 | $16,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 21 | $15,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 4 | $13,000 | thousands by filing date | put |
| GUESS INC COM | 401617105 | Stock | 51 | $13,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 5 | $12,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 9 | $4,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 22 | $4,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 15 | $4,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 16 | $3,000 | thousands by filing date | put |
| AETNA INC NEW | 00817Y108 | COM | 5 | $3,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 3 | $2,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 2 | $2,000 | thousands by filing date | call |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2 | $2,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 4 | $2,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 4 | $1,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 16 | $1,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 4 | $1,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 5 | $1,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 21 | $1,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 1 | $1,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 1 | $1,000 | thousands by filing date | put |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 20 | $1,000 | thousands by filing date | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 163 | $1,000 | thousands by filing date | put |
| OLD REP INTL CORP COM | 680223104 | Stock | 10 | $1,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 51 | $1,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 1 | $1,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 8 | $1,000 | thousands by filing date | call |
| United Health Prods Inc COM | 91059d100 | COM | 10,049 | $1,000 | thousands by filing date | |
| KRAIG BIOCRAFT LABORATORIES INC CL A | 50075W104 | COMMON STOCK | 23,500 | $1,000 | thousands by filing date | |
| Sigma Labs Inc | 826598104 | Common Stock | 18,000 | $1,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Caterpillar Inc. | 149123101 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| International Business Machines Corporation | 459200101 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Intuit Inc. | 461202103 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| JPMorgan Chase & Co | 46625H100 | COM | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JPMorgan Chase & Co | 46625H100 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Pfizer Inc. | 717081103 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Procter & Gamble Co | 742718109 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Southern Company | 842587107 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Starbucks Corporation | 855244109 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EXXON MOBIL CORP | 30231G102 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FORD MTR CO COM | 345370860 | Stock | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PHILLIPS 66 COM | 718546104 | Stock | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VEREIT INC | 92339V100 | COM | 33 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TIME WARNER INC | 887317303 | COM NEW | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Advanced Viral Research Corp C | 007928104 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FS Investment Corp II | 35952V105 | Stock | 11,434 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN PHOENIX MINERALS INC | 381149103 | COM | 26,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-18-015059 | this filing | 2018-10-18 | acceptance time not in the bulk data set |