13F-HR filed by Kovack Advisors, Inc.
Kovack Advisors, Inc. filed this 13F-HR for the quarter ended 2016-06-30, filed 2018-10-01, with 289 holding rows worth $188,441,000.
- Accession
- 0001398344-18-014237
- Filer
- CIK 1728321
- Filed
- 2018-10-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 292 entries on the cover page, a total value of $188,441,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $188,441,000 with VALUE read as thousands by filing date, 13F file number 028-18240. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 285,265 | $10,911,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 106,625 | $10,193,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 43,302 | $9,071,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 54,014 | $6,968,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 57,297 | $4,632,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 39,647 | $4,465,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 41,132 | $3,305,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 17,034 | $3,240,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 25,810 | $2,738,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 133,128 | $2,733,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 32,148 | $2,676,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K554 | DAILY JR GOLD MI | 12,766 | $2,542,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 54,178 | $2,341,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 27,527 | $2,331,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 45,239 | $2,318,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 30,591 | $2,234,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 62,303 | $1,961,000 | thousands by filing date | |
| VTI | 922908769 | COM | 18,245 | $1,955,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 17,273 | $1,811,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 31,812 | $1,776,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 14,012 | $1,767,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 41,033 | $1,755,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 13,586 | $1,648,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 18,645 | $1,602,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 13,531 | $1,546,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 14,347 | $1,538,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 60,329 | $1,517,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 19,233 | $1,379,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 11,553 | $1,353,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,799 | $1,350,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 16,597 | $1,345,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,345 | $1,345,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 322,834 | $1,243,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 45,169 | $1,218,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 12,526 | $1,213,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 21,046 | $1,202,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 45,636 | $1,133,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 85,149 | $1,087,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 21,063 | $1,078,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 45,600 | $1,020,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 22,589 | $979,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 12,920 | $958,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,507 | $949,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 10,167 | $930,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,312 | $923,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 13,361 | $921,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 28,053 | $886,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 11,507 | $879,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 15,891 | $877,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 11,424 | $865,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 23,978 | $814,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 15,098 | $810,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6,173 | $802,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,115 | $798,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 7,323 | $788,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 51,701 | $788,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 16,824 | $786,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 11,922 | $780,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,029 | $763,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 8,729 | $744,000 | thousands by filing date | |
| TRUST PROFESSIONAL MANAGERS SCHOONER INSTL | 89834E344 | PROFESSIONAL MANAGERS SCHOONER INSTL | 15,918 | $744,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 20,796 | $736,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 6,062 | $701,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 17,623 | $698,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 8,027 | $674,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 6,927 | $660,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 6,874 | $658,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,847 | $655,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 5,254 | $650,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,451 | $644,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 13,287 | $643,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 29,901 | $643,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,163 | $635,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 5,505 | $612,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 48,470 | $610,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 7,413 | $600,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5,239 | $594,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 11,140 | $584,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,529 | $578,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,755 | $571,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 10,585 | $571,000 | thousands by filing date | |
| TEMPLETON INST FDS INC FGN SMALLER CO | 880210877 | COM | 28,711 | $571,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,400 | $555,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 21,330 | $530,000 | thousands by filing date | |
| FIDELITY REAL ESTATE INC OME | 316389865 | mf | 43,937 | $526,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,387 | $519,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 15,394 | $519,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,315 | $517,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 20,787 | $516,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 6,105 | $508,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 10,496 | $503,000 | thousands by filing date | |
| Carter Validus Mission Critica | 146282108 | COM | 50,310 | $503,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,807 | $502,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 10,585 | $501,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 718 | $497,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 7,470 | $495,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 5,492 | $492,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 7,427 | $481,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 4,713 | $476,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,907 | $475,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 5,596 | $473,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 21,338 | $471,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 4,737 | $467,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,827 | $461,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 4,748 | $452,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 26,247 | $452,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 7,958 | $439,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,617 | $438,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 35,675 | $436,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 31,424 | $417,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 5,175 | $417,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 4,294 | $406,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 16,357 | $401,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 11,949 | $397,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,713 | $393,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,492 | $391,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,535 | $384,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 8,062 | $379,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 13,109 | $376,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 39,488 | $375,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,474 | $372,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 39,700 | $367,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,786 | $363,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 8,625 | $363,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,462 | $361,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 24,048 | $358,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,857 | $357,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,231 | $357,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,807 | $355,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,080 | $355,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 44,674 | $349,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,936 | $348,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 6,000 | $346,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 6,586 | $336,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,788 | $334,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 21,890 | $332,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 8,294 | $331,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 3,937 | $331,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 5,177 | $328,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 7,896 | $323,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,035 | $323,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 17,933 | $320,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,795 | $320,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,534 | $319,000 | thousands by filing date | |
| FRANKLIN BSP LENDING C COM | 12325J101 | COM | 29,770 | $319,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 9,005 | $318,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 9,010 | $317,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 16,442 | $317,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,246 | $312,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 24,476 | $311,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,027 | $308,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,466 | $306,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,444 | $305,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 5,328 | $303,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,170 | $301,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,434 | $300,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 6,863 | $298,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 4,039 | $297,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,548 | $296,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,724 | $296,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,367 | $294,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,879 | $291,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 12,717 | $291,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 8,988 | $291,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,413 | $290,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 13,626 | $282,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 13,316 | $281,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 30,292 | $279,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 3,819 | $276,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 5,330 | $275,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,000 | $274,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,435 | $272,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 8,269 | $271,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 21,724 | $271,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,191 | $268,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 2,184 | $266,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 7,414 | $265,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 24,500 | $264,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,141 | $263,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 5,102 | $258,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,070 | $255,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 9,436 | $255,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 10,837 | $253,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 12,730 | $252,000 | thousands by filing date | |
| PIMCO STRATEGIC BOND FUND INST | 72201P746 | FUND | 25,366 | $252,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,823 | $251,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 2,522 | $250,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 12,848 | $248,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 8,229 | $247,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 6,015 | $246,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 4,335 | $246,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,748 | $245,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,599 | $243,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 12,224 | $242,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 5,040 | $241,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 8,979 | $241,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,677 | $234,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,338 | $234,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,697 | $233,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,115 | $232,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,320 | $232,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 3,212 | $232,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,561 | $231,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,939 | $229,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 15,246 | $229,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 4,798 | $229,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,615 | $228,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,721 | $224,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,713 | $222,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,000 | $222,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,928 | $222,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 2,969 | $222,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 12,120 | $221,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,900 | $220,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,152 | $218,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $217,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 5,834 | $215,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 3,214 | $214,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 4,288 | $214,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,738 | $211,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,992 | $210,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,400 | $210,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 8,789 | $208,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 11,005 | $208,000 | thousands by filing date | |
| LIGHTSTONE VALUE PLUS REIT II COM | 53227H108 | COM | 20,575 | $206,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 12,141 | $205,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 11,055 | $202,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 5,957 | $202,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 6,884 | $201,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 11,495 | $191,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 18,552 | $178,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 12,810 | $161,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 11,050 | $159,000 | thousands by filing date | |
| Loomis Sayles Strategic Income Y | 543487250 | MF | 11,012 | $158,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 11,419 | $153,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 10,000 | $143,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 15,515 | $141,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 15,287 | $140,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 19,925 | $138,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 10,582 | $129,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,908 | $121,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 31,987 | $102,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 10,255 | $100,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 11,470 | $77,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 16,854 | $70,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 12,051 | $67,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 10,498 | $65,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 10,850 | $34,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 35,000 | $24,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 25 | $11,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 16 | $8,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 19 | $7,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 8 | $6,000 | thousands by filing date | call |
| StemCells, Inc. | 85857R303 | COM | 11,265 | $5,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6 | $4,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 13 | $3,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 3 | $3,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 7 | $2,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 10 | $2,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 24 | $2,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 5 | $2,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 1 | $1,000 | thousands by filing date | call |
| GREENGRO TECHNOLOGIES INC | 39526G107 | COM | 11,000 | $1,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 3 | $1,000 | thousands by filing date | call |
| United Health Prods Inc COM | 91059d100 | COM | 10,049 | $1,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 100 | $1,000 | thousands by filing date | call |
| Accenture Plc Class A | G1151C101 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Apple Inc | 037833100 | COM | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AT&T Inc | 00206R102 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Caterpillar Inc. | 149123101 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Eaton Corp. Plc | G29183103 | COM | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Gilead Sciences,Inc. | 375558103 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| JPMorgan Chase & Co | 46625H100 | COM | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JPMorgan Chase & Co | 46625H100 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Microsoft Corp | 594918104 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Pfizer Inc. | 717081103 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Starbucks Corporation | 855244109 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Visa Inc | 92826C839 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Walt Disney Co | 254687106 | COM | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL ELEC CO | 369604103 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FEDEX CORP COM | 31428X106 | Stock | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GUESS INC COM | 401617105 | Stock | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TIME WARNER INC | 887317303 | COM NEW | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CELGENE CORP | 151020104 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KRAIG BIOCRAFT LABORATORIES INC CL A | 50075W104 | COMMON STOCK | 23,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Advanced Viral Research Corp C | 007928104 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FS Investment Corp II | 35952V105 | Stock | 11,514 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN PHOENIX MINERALS INC | 381149103 | COM | 26,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-18-014237 | this filing | 2018-10-01 | acceptance time not in the bulk data set |