13F-HR filed by Kovack Advisors, Inc.
Kovack Advisors, Inc. filed this 13F-HR for the quarter ended 2016-12-31, filed 2018-09-10, with 293 holding rows worth $210,163,000.
- Accession
- 0001398344-18-013400
- Filer
- CIK 1728321
- Filed
- 2018-09-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 294 entries on the cover page, a total value of $210,163,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $210,164,000 with VALUE read as thousands by filing date, 13F file number 028-18240. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 95,185 | $21,277,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 138,908 | $16,088,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 435,947 | $12,220,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 56,085 | $4,451,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 39,619 | $4,281,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 48,882 | $4,164,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 374,544 | $3,487,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 24,791 | $2,852,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 25,581 | $2,684,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 12,103 | $2,561,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,384 | $2,538,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 28,898 | $2,430,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,055 | $2,421,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 50,886 | $2,417,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 22,861 | $2,383,000 | thousands by filing date | |
| VTI | 922908769 | COM | 19,443 | $2,242,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 52,100 | $2,216,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 18,114 | $2,087,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 38,579 | $2,059,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 17,029 | $2,004,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 35,736 | $1,984,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 61,778 | $1,952,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 18,434 | $1,870,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 35,457 | $1,726,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 53,593 | $1,554,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 22,260 | $1,539,000 | thousands by filing date | |
| PROFUNDS IND ULTSEC INV | 743185225 | ULTSEC INV | 18,429 | $1,528,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 15,278 | $1,421,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 17,614 | $1,399,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 64,781 | $1,391,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,158 | $1,386,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 18,759 | $1,343,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 11,066 | $1,339,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,515 | $1,310,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 17,494 | $1,087,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 40,286 | $1,013,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 8,131 | $1,007,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 26,852 | $974,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,823 | $967,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 12,010 | $960,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 10,024 | $946,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 4,435 | $931,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 13,727 | $928,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 8,679 | $926,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,711 | $924,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 8,195 | $914,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,770 | $908,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 17,603 | $895,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 7,596 | $879,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 37,960 | $878,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 14,764 | $869,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 77,501 | $859,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 10,744 | $848,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 17,219 | $847,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 11,185 | $847,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 6,824 | $831,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 10,160 | $827,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 6,188 | $798,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,105 | $795,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 20,644 | $795,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 24,043 | $752,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 8,453 | $749,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 8,091 | $740,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 50,015 | $736,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 16,799 | $721,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 5,385 | $709,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 32,018 | $708,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 14,595 | $706,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 9,905 | $702,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 5,585 | $698,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 9,514 | $691,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 8,283 | $684,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,467 | $661,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 19,026 | $656,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 50,549 | $637,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 7,386 | $632,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,445 | $623,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,172 | $610,000 | thousands by filing date | |
| Carter Validus Mission Critica | 146282108 | COM | 60,376 | $604,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 52,853 | $599,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 7,770 | $592,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,615 | $588,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,163 | $581,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 5,175 | $577,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 7,885 | $570,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 11,642 | $565,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 729 | $563,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,862 | $555,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 66,413 | $555,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 10,774 | $553,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,420 | $547,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,279 | $544,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,726 | $538,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,080 | $532,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 7,127 | $532,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 5,011 | $528,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7,401 | $510,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 30,692 | $507,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 15,966 | $504,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 4,792 | $502,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 4,640 | $493,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 8,410 | $491,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,321 | $488,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 9,694 | $486,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,737 | $484,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 20,670 | $481,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,814 | $481,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 16,790 | $466,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 13,963 | $465,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 10,106 | $462,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,992 | $456,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 19,438 | $456,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 16,675 | $451,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 4,713 | $447,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,228 | $444,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,132 | $442,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 14,501 | $438,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 5,406 | $437,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 22,577 | $437,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 21,838 | $426,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 10,176 | $422,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 14,197 | $422,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,555 | $416,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,132 | $413,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 14,124 | $411,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,871 | $406,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 30,437 | $406,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 10,993 | $402,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 9,836 | $398,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,298 | $396,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 20,725 | $396,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,936 | $395,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,545 | $393,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,193 | $392,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,776 | $390,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 14,241 | $385,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,948 | $384,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 995 | $375,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 12,894 | $375,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 5,400 | $373,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,451 | $373,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,210 | $372,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 30,301 | $368,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,965 | $365,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 7,348 | $358,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 4,279 | $355,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 9,300 | $355,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 952 | $349,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 4,667 | $344,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,717 | $325,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,797 | $321,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,406 | $320,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 14,565 | $320,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 11,973 | $320,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,267 | $318,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,031 | $315,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 4,072 | $309,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,233 | $308,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 3,863 | $308,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 15,866 | $304,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,584 | $303,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 22,079 | $300,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 21,816 | $299,000 | thousands by filing date | |
| iShares Corp Bond UCITS ETF | G49507232 | ETF | 2,700 | $298,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,204 | $289,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 7,494 | $288,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 8,832 | $287,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 37,713 | $285,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 7,723 | $282,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,435 | $279,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,280 | $278,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,290 | $277,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 3,977 | $277,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,076 | $270,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 28,454 | $270,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,020 | $269,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 8,236 | $268,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 17,374 | $263,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 10,455 | $263,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,819 | $261,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,101 | $261,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,558 | $260,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 11,168 | $258,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,336 | $256,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 5,270 | $256,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 16,297 | $256,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,228 | $254,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,486 | $252,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 12,400 | $251,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,586 | $249,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,920 | $247,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,051 | $247,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 21,225 | $247,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,833 | $243,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 4,271 | $241,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,984 | $239,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,186 | $238,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 4,486 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,591 | $235,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,102 | $234,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,070 | $234,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 12,919 | $234,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,000 | $233,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 11,161 | $231,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 13,516 | $230,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,433 | $229,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 4,228 | $229,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 603 | $229,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 5,431 | $228,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 33,509 | $228,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,202 | $222,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 732 | $221,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 5,577 | $221,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 20,874 | $220,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 14,420 | $220,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,998 | $219,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 14,675 | $219,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,667 | $217,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 9,000 | $217,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,931 | $216,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,890 | $215,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,223 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 6,450 | $212,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 5,655 | $210,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 10,965 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,350 | $208,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,112 | $207,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 9,900 | $207,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,014 | $204,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 5,707 | $203,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 5,140 | $203,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,891 | $201,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 3,712 | $200,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 13,265 | $197,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 15,891 | $185,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 14,393 | $174,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 12,234 | $162,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 10,957 | $154,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 15,179 | $153,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 10,000 | $153,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 10,137 | $151,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 12,330 | $104,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 15,269 | $104,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 27,720 | $83,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,260 | $82,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 16,854 | $78,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 10,981 | $57,000 | thousands by filing date | |
| GRILLED CHEESE TRUCK ORD | 39850T105 | ORD | 40,000 | $16,000 | thousands by filing date | |
| Hemp Inc | 423703206 | COM | 300,000 | $10,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 9 | $9,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 23 | $8,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 12 | $5,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 12 | $2,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 12 | $2,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 4 | $2,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 2 | $2,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 3 | $1,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 4 | $1,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 1 | $1,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 1 | $1,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 3 | $1,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 3 | $1,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 7 | $1,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 6 | $1,000 | thousands by filing date | call |
| United Health Prods Inc COM | 91059d100 | COM | 10,049 | $1,000 | thousands by filing date | |
| KRAIG BIOCRAFT LABORATORIES INC CL A | 50075W104 | COMMON STOCK | 23,500 | $1,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Altria Group Inc | 02209S103 | COM | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Apple Inc | 037833100 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AT&T Inc | 00206R102 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Gilead Sciences,Inc. | 375558103 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Johnson & Johnson | 478160104 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JPMorgan Chase & Co | 46625H100 | COM | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Oracle Corporation | 68389X105 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Pfizer Inc. | 717081103 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Procter & Gamble Co | 742718109 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Southern Company | 842587107 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Starbucks Corporation | 855244109 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Walt Disney Co | 254687106 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CONAGRA FOODS INC | 205887102 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL ELEC CO | 369604103 | COM | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENERAL ELEC CO | 369604103 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CELGENE CORP | 151020104 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AETNA INC NEW | 00817Y108 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DNAPRINT GENOMICS | 23324Q202 | COM | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FS Investment Corp II | 35952V105 | Stock | 11,593 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN BSP LENDING C COM | 12325J101 | COM | 30,075 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN PHOENIX MINERALS INC | 381149103 | COM | 26,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORPORATE CAP TR INC | 219880101 | COM | 21,150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGRITEK HOLDINGS INC. | 00856J103 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-18-013400 | this filing | 2018-09-10 | acceptance time not in the bulk data set |