13F-HR filed by Kovack Advisors, Inc.
Kovack Advisors, Inc. filed this 13F-HR for the quarter ended 2017-09-30, filed 2018-08-02, with 384 holding rows worth $299,018,000.
- Accession
- 0001398344-18-011101
- Filer
- CIK 1728321
- Filed
- 2018-08-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 380 entries on the cover page, a total value of $299,018,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $301,467,000 with VALUE read as thousands by filing date, 13F file number 028-18240. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 112,821 | $17,388,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 68,525 | $17,216,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 412,053 | $12,259,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 8,995 | $8,647,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 34,023 | $5,814,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 54,045 | $5,123,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 60,941 | $4,883,000 | thousands by filing date | |
| VTI | 922908769 | COM | 35,999 | $4,663,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,616 | $4,494,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 39,941 | $4,377,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 402,250 | $4,187,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 15,802 | $3,997,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 99,419 | $3,894,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 36,950 | $3,893,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 24,436 | $3,177,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 16,993 | $2,779,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 27,308 | $2,726,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 51,377 | $2,543,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 53,611 | $2,542,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 28,789 | $2,360,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 95,116 | $2,300,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 18,965 | $2,228,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 23,582 | $1,959,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 21,124 | $1,922,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 31,980 | $1,890,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 55,679 | $1,858,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 23,730 | $1,768,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 64,912 | $1,760,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 35,185 | $1,754,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 17,472 | $1,746,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 55,196 | $1,725,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 14,937 | $1,675,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 15,422 | $1,623,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 7,214 | $1,615,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 9,188 | $1,587,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 8,892 | $1,583,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 19,650 | $1,568,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,981 | $1,546,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 28,777 | $1,546,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 45,571 | $1,533,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 9,917 | $1,452,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 17,762 | $1,444,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 16,632 | $1,444,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 17,778 | $1,440,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 10,842 | $1,439,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,995 | $1,380,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 14,297 | $1,339,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,252 | $1,335,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 10,906 | $1,326,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 6,326 | $1,297,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 33,926 | $1,292,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 4,949 | $1,263,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 15,762 | $1,232,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 6,551 | $1,222,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 8,125 | $1,218,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 19,059 | $1,209,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,249 | $1,198,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 81,985 | $1,184,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 30,359 | $1,178,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 22,979 | $1,157,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,702 | $1,118,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 14,290 | $1,118,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 18,910 | $1,103,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 68,260 | $1,074,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 90,355 | $1,069,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 39,697 | $1,027,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 7,243 | $1,024,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 30,135 | $1,012,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 6,861 | $989,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 20,132 | $981,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 27,368 | $977,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 9,490 | $971,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 19,691 | $968,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 21,662 | $940,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,996 | $939,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 14,507 | $929,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 11,409 | $925,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 14,450 | $921,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 36,306 | $920,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 81,477 | $914,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,545 | $911,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 5,033 | $900,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 4,817 | $899,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3,900 | $882,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 9,652 | $881,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 29,127 | $877,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,988 | $869,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 15,125 | $841,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 15,339 | $840,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 66,761 | $822,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9,220 | $819,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 67,851 | $812,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 19,891 | $808,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 5,488 | $787,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 20,609 | $786,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 7,233 | $780,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 14,734 | $764,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,147 | $760,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 48,939 | $758,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 9,238 | $755,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 11,834 | $749,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 17,894 | $742,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 4,965 | $730,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 4,963 | $724,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 18,091 | $719,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 7,780 | $701,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 13,504 | $700,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,252 | $694,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 8,642 | $690,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,996 | $681,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 8,369 | $681,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 3,762 | $670,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,000 | $667,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 39,136 | $666,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 28,886 | $660,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 22,784 | $659,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 21,005 | $652,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 12,448 | $647,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 16,000 | $642,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,414 | $633,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 6,222 | $632,000 | thousands by filing date | |
| Carter Validus Mission Critica | 146282108 | COM | 63,034 | $630,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 13,111 | $629,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 5,550 | $624,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 28,508 | $619,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,123 | $611,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 6,859 | $609,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 15,777 | $606,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,253 | $590,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 25,665 | $590,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,394 | $583,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 4,289 | $570,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,880 | $564,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 27,608 | $554,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 12,689 | $553,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 23,658 | $543,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,825 | $540,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 5,748 | $538,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,332 | $538,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 3,885 | $530,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 4,510 | $525,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 8,095 | $519,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,554 | $517,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 3,458 | $516,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 9,618 | $510,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,922 | $502,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,117 | $499,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,029 | $498,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 5,885 | $498,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 4,642 | $497,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,968 | $495,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,974 | $482,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 10,656 | $480,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 9,494 | $475,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 16,333 | $474,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 8,148 | $470,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 6,749 | $467,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,589 | $463,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 7,191 | $460,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 5,601 | $459,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,670 | $457,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 4,308 | $455,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 9,650 | $455,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 14,824 | $442,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,104 | $440,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 17,438 | $440,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,625 | $439,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 5,647 | $438,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 22,706 | $435,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,575 | $433,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 3,475 | $431,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,273 | $430,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,684 | $429,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 7,849 | $428,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 8,731 | $422,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 6,127 | $422,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 10,151 | $422,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,350 | $421,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 5,634 | $418,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 29,725 | $417,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 12,963 | $414,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 7,648 | $413,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,309 | $413,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,440 | $407,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 5,481 | $403,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,253 | $400,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 15,870 | $394,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,523 | $393,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 23,425 | $385,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,600 | $384,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 9,894 | $381,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,330 | $378,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 12,530 | $378,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 5,509 | $375,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,647 | $371,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,201 | $370,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 5,924 | $369,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 7,374 | $368,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 8,707 | $365,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 6,897 | $364,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 16,390 | $363,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,438 | $361,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 5,556 | $361,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 10,808 | $358,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 5,300 | $354,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 9,283 | $350,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,151 | $348,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,375 | $348,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,435 | $346,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 3,129 | $346,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,681 | $346,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 25,600 | $344,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 13,108 | $342,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 11,512 | $342,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,650 | $341,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,795 | $340,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,083 | $340,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 3,910 | $339,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 9,030 | $337,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,427 | $333,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 5,132 | $331,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 7,302 | $331,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,577 | $329,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,069 | $329,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,032 | $328,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 15,112 | $328,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 8,574 | $328,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,677 | $326,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 9,383 | $324,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 17,165 | $324,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,173 | $322,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 6,278 | $322,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,876 | $320,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 28,725 | $319,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,694 | $317,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 6,288 | $314,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 11,627 | $314,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 7,132 | $312,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 6,456 | $311,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 10,997 | $306,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,298 | $304,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,442 | $303,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,267 | $303,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 9,452 | $302,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,003 | $299,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,501 | $297,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,229 | $297,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 5,646 | $297,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,759 | $296,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 661 | $296,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,262 | $295,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 20,919 | $294,000 | thousands by filing date | |
| TELEPHONE & DATA SYSTEM 5.875% | 879433795 | PREFERR | 11,725 | $293,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 3,700 | $287,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 87,956 | $286,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 5,148 | $285,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 7,081 | $283,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,850 | $279,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 2,640 | $278,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 10,750 | $278,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 4,128 | $277,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 5,707 | $276,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,700 | $275,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,234 | $268,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 16,968 | $267,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 6,148 | $266,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 5,100 | $266,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,550 | $260,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 18,552 | $260,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,197 | $258,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 4,701 | $258,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 10,310 | $254,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 19,481 | $252,000 | thousands by filing date | |
| FRANKLIN BSP LENDING C COM | 12325J101 | COM | 29,606 | $248,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 3,947 | $247,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 19,285 | $246,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,784 | $244,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 7,396 | $243,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,089 | $243,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 7,704 | $241,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,190 | $239,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,935 | $238,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 13,255 | $238,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,361 | $236,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 49,025 | $236,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,612 | $233,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 3,277 | $232,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 220 | $230,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,899 | $230,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,783 | $229,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 7,906 | $229,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 14,820 | $229,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 22,327 | $224,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 5,728 | $224,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,847 | $223,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,460 | $222,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 10,105 | $221,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 9,367 | $221,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,170 | $220,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,388 | $219,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,640 | $218,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,833 | $218,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 7,000 | $217,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 11,447 | $216,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,800 | $215,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,994 | $212,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,470 | $212,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 13,965 | $210,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 2,956 | $210,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,061 | $204,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 5,237 | $204,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 5,480 | $203,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,369 | $200,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 17,290 | $199,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 16,345 | $197,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,260 | $194,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 10,994 | $191,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 17,225 | $190,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 13,357 | $190,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 10,561 | $177,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 26,650 | $172,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 12,134 | $169,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 41,667 | $165,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 23,543 | $162,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 13,012 | $159,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 35,153 | $158,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 18,099 | $150,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 10,569 | $143,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 12,145 | $137,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 16,035 | $126,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 13,400 | $125,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 11,717 | $113,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 25,807 | $92,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 12,481 | $87,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 11,000 | $60,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 20,500 | $40,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 10,400 | $27,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 20,144 | $19,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 12,517 | $16,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 12,000 | $16,000 | thousands by filing date | |
| GRILLED CHEESE TRUCK ORD | 39850T105 | ORD | 40,000 | $14,000 | thousands by filing date | |
| Hemp Inc | 423703206 | COM | 500,300 | $11,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 17 | $8,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 13 | $5,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 5 | $5,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 7 | $4,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 8 | $3,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 2 | $3,000 | thousands by filing date | call |
| CANNABIS SCIENCE INC XXX | 137648101 | COM | 60,000 | $3,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 10 | $2,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 1 | $2,000 | thousands by filing date | call |
| United Health Prods Inc COM | 91059d100 | COM | 10,049 | $2,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 10 | $1,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 5 | $1,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 5 | $1,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 10 | $1,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 1 | $1,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 1 | $1,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 12 | $1,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 5 | $1,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311206 | CL C | 3 | $1,000 | thousands by filing date | call |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 11,000 | $1,000 | thousands by filing date | |
| KRAIG BIOCRAFT LABORATORIES INC CL A | 50075W104 | COMMON STOCK | 23,500 | $1,000 | thousands by filing date | |
| AMPLITECH GROUP INC COM | 03211Q101 | COM | 30,000 | $1,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AT&T Inc | 00206R102 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Microsoft Corp | 594918104 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Procter & Gamble Co | 742718109 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Starbucks Corporation | 855244109 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Walt Disney Co | 254687106 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL ELEC CO | 369604103 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL MILLS INC COM | 370334104 | Stock | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CELGENE CORP | 151020104 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AETNA INC NEW | 00817Y108 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FUSION PHARM INC | 36113H100 | COMMON STOCK | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FS Investment Corp II | 35952V105 | Stock | 11,674 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN PHOENIX MINERALS INC | 381149103 | COM | 26,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORPORATE CAP TR INC | 219880101 | COM | 21,538 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROWLIFE INC COM | 39985X104 | Stock | 55,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGRITEK HOLDINGS INC. | 00856J103 | COM | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-18-011101 | this filing | 2018-08-02 | acceptance time not in the bulk data set |