13F-HR filed by Kovack Advisors, Inc.
Kovack Advisors, Inc. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 477 holding rows worth $398,549,000.
- Accession
- 0001398344-18-007618
- Filer
- CIK 1728321
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 493 entries on the cover page, a total value of $398,549,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $398,561,000 with VALUE read as thousands by filing date, 13F file number 028-18240. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 142,127 | $24,103,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 9,098 | $13,168,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 49,094 | $12,919,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 30,509 | $7,365,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 246,847 | $7,334,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 33,038 | $6,540,000 | thousands by filing date | |
| VTI | 922908769 | COM | 48,018 | $6,517,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 79,774 | $6,257,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 30,922 | $4,941,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 17,543 | $4,655,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 437,510 | $4,279,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 39,698 | $4,258,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 41,485 | $4,192,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 31,062 | $4,092,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 38,781 | $4,026,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 110,542 | $3,941,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 33,345 | $3,440,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 36,607 | $3,341,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 13,990 | $2,866,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 59,055 | $2,800,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 58,424 | $2,794,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 52,728 | $2,738,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 22,984 | $2,621,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 16,358 | $2,619,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 38,673 | $2,530,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 13,712 | $2,444,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 54,923 | $2,441,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,911 | $2,416,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 46,368 | $2,415,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 32,117 | $2,396,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 74,311 | $2,374,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 16,166 | $2,307,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 18,878 | $2,258,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 19,916 | $2,186,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 26,743 | $2,098,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 26,601 | $1,912,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 52,484 | $1,863,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 24,629 | $1,859,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 65,851 | $1,854,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 31,825 | $1,851,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 55,876 | $1,827,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 12,610 | $1,789,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 59,769 | $1,786,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 852 | $1,772,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 17,466 | $1,766,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 71,650 | $1,735,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 49,229 | $1,680,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 10,108 | $1,656,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 34,362 | $1,651,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 149,878 | $1,637,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 14,452 | $1,589,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 17,713 | $1,567,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 19,729 | $1,564,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 26,623 | $1,564,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 7,020 | $1,541,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,706 | $1,537,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 10,443 | $1,531,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 12,603 | $1,519,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 14,543 | $1,461,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 15,173 | $1,443,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 48,083 | $1,442,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 106,985 | $1,442,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 32,548 | $1,440,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,718 | $1,437,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 8,691 | $1,401,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 29,800 | $1,400,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 49,354 | $1,361,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 23,371 | $1,353,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 23,931 | $1,353,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 22,486 | $1,333,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 52,440 | $1,310,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,265 | $1,305,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 10,810 | $1,274,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 14,945 | $1,257,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 9,928 | $1,249,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 4,446 | $1,231,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 8,209 | $1,210,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 5,562 | $1,200,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 19,111 | $1,189,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 14,118 | $1,149,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 19,884 | $1,129,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,266 | $1,127,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,815 | $1,127,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 22,571 | $1,110,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,786 | $1,108,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 7,505 | $1,103,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 16,879 | $1,077,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,183 | $1,076,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,951 | $1,060,000 | thousands by filing date | |
| COLONY NORTHSTAR CR REAL EST | 19626A101 | COM CL A | 55,833 | $1,058,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 11,880 | $1,057,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 19,274 | $1,050,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 6,154 | $1,049,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 72,460 | $1,012,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 107,773 | $1,010,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 5,964 | $1,004,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 13,964 | $991,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,485 | $975,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 20,310 | $974,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 8,361 | $970,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 10,451 | $953,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 7,820 | $953,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,890 | $942,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 24,048 | $940,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 11,355 | $937,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 14,141 | $932,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 64,000 | $930,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 14,482 | $916,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 6,881 | $914,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 8,869 | $898,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,939 | $897,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 58,901 | $897,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 11,175 | $893,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 8,393 | $875,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 16,326 | $872,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 19,464 | $869,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 15,637 | $866,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 5,523 | $852,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,434 | $850,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 10,923 | $829,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 9,895 | $829,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 20,368 | $826,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 13,981 | $816,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 32,175 | $810,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 11,950 | $806,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,229 | $802,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 26,793 | $800,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 70,047 | $776,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 7,008 | $766,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 32,899 | $753,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 10,801 | $750,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 36,005 | $747,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 34,903 | $731,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,867 | $729,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 18,547 | $725,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 56,879 | $724,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 21,861 | $718,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,950 | $715,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 4,545 | $710,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,867 | $706,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 6,332 | $691,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 7,453 | $688,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 17,256 | $684,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 8,923 | $678,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,859 | $676,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,635 | $675,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,077 | $672,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 10,453 | $666,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 5,312 | $662,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3,185 | $651,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 16,319 | $643,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,397 | $637,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,913 | $629,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 8,163 | $629,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 9,332 | $629,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 11,975 | $628,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 3,276 | $627,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 18,406 | $624,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 11,242 | $615,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,393 | $613,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 10,321 | $604,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 3,550 | $597,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,207 | $587,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,194 | $584,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 3,317 | $578,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,751 | $572,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,055 | $572,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 12,153 | $571,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 9,374 | $562,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 13,820 | $560,000 | thousands by filing date | |
| Carter Validus Mission Critica | 146282108 | COM | 55,669 | $557,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 4,963 | $553,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12,664 | $550,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 12,023 | $550,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 18,534 | $549,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 10,943 | $546,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 9,008 | $543,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 26,738 | $540,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 2,145 | $539,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,617 | $537,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 4,600 | $537,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 14,232 | $535,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 37,096 | $526,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 5,013 | $525,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 39,593 | $521,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 7,652 | $517,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 5,139 | $512,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 26,201 | $510,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 5,128 | $510,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 4,902 | $498,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 5,641 | $490,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 9,699 | $490,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 48,000 | $485,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,082 | $483,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,493 | $480,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 3,769 | $479,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 12,699 | $479,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,535 | $478,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 4,357 | $477,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 4,201 | $474,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 3,603 | $472,000 | thousands by filing date | |
| iShares Corp Bond UCITS ETF | G49507232 | ETF | 4,300 | $472,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 14,148 | $465,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,402 | $463,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 14,521 | $462,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 6,500 | $460,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 6,407 | $459,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 7,734 | $452,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 8,629 | $451,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 15,132 | $450,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,590 | $450,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 21,568 | $449,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 5,166 | $440,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,124 | $439,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 10,896 | $439,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 11,275 | $439,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 5,100 | $438,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 114,452 | $435,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 12,649 | $432,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,321 | $429,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,849 | $428,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 3,531 | $427,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 15,126 | $426,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 9,406 | $424,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 7,906 | $416,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,873 | $414,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 28,186 | $412,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 14,474 | $409,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 14,000 | $407,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 4,251 | $402,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 7,940 | $399,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,224 | $397,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 7,319 | $396,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 37,968 | $396,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 7,269 | $395,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 14,912 | $394,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 13,154 | $393,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,884 | $391,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 19,720 | $391,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 10,232 | $391,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 45,379 | $391,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 8,571 | $389,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 6,346 | $387,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,972 | $385,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 6,254 | $384,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 4,575 | $384,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 36,421 | $380,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 15,402 | $377,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 23,265 | $377,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 7,723 | $374,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 5,030 | $374,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 9,882 | $374,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,562 | $373,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 8,576 | $372,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 6,162 | $372,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 3,100 | $371,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 16,653 | $369,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,506 | $366,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 5,781 | $363,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 3,002 | $362,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 5,681 | $362,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 8,425 | $360,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 5,160 | $358,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 11,845 | $357,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,799 | $352,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,234 | $347,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 996 | $343,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,191 | $342,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,093 | $342,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 22,719 | $342,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 7,064 | $340,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,622 | $339,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,940 | $339,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 5,100 | $339,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 13,963 | $338,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 21,927 | $338,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 3,207 | $337,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 3,437 | $336,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 3,166 | $336,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,525 | $335,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,200 | $334,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 6,095 | $334,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 26,797 | $334,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 6,453 | $333,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 6,949 | $332,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 6,456 | $329,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,937 | $328,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 5,230 | $328,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,009 | $326,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,962 | $324,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 17,150 | $324,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 7,777 | $323,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,163 | $322,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 5,852 | $322,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,910 | $320,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 8,899 | $319,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,564 | $318,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 2,981 | $317,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 9,197 | $315,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,397 | $315,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 8,046 | $314,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 3,000 | $313,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 6,008 | $310,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 27,643 | $310,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,963 | $309,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 19,958 | $308,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,707 | $307,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,795 | $307,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,244 | $305,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 4,635 | $304,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 54,147 | $304,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,523 | $302,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 6,086 | $299,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 4,000 | $298,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 5,426 | $296,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 6,749 | $295,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 5,012 | $295,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 9,287 | $292,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 4,655 | $290,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 30,000 | $290,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,283 | $288,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,440 | $288,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,844 | $286,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 2,235 | $286,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 9,242 | $285,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 5,374 | $285,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 4,567 | $284,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,527 | $283,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 9,865 | $283,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,746 | $282,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 3,470 | $280,000 | thousands by filing date | |
| TELEPHONE & DATA SYSTEM 5.875% | 879433795 | PREFERR | 11,425 | $280,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 17,437 | $278,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 7,200 | $277,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 5,169 | $275,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 5,131 | $270,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 13,157 | $267,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 5,443 | $266,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 11,062 | $265,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 12,082 | $265,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,833 | $263,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 10,204 | $263,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,029 | $261,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,029 | $259,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 8,744 | $258,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 17,250 | $257,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 2,825 | $257,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 15,066 | $257,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 11,015 | $256,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 3,451 | $256,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,030 | $254,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,543 | $252,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 5,750 | $249,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 6,206 | $246,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 4,500 | $244,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 11,974 | $244,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 683 | $243,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 6,083 | $242,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,950 | $242,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 13,723 | $241,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 21,000 | $241,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 9,154 | $241,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 23,613 | $239,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,914 | $238,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,298 | $237,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 3,300 | $236,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 3,076 | $235,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 14,923 | $235,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 1,543 | $234,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,594 | $234,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 5,778 | $234,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,401 | $233,000 | thousands by filing date | |
| WESTCORE TR FLEX INCM FD | 957904709 | FLEX INCM FD | 26,519 | $233,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 8,153 | $232,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 3,276 | $231,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 6,567 | $231,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 16,327 | $231,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,238 | $230,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,050 | $229,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,021 | $229,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 13,503 | $228,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,501 | $226,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,470 | $226,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,353 | $226,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 2,163 | $226,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 7,641 | $226,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,463 | $225,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,565 | $225,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,126 | $225,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 21,643 | $225,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,543 | $224,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 17,221 | $224,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,209 | $223,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 6,730 | $223,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,175 | $220,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 3,340 | $218,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 4,581 | $217,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,281 | $216,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 740 | $215,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 781 | $214,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 14,820 | $213,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,362 | $212,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 18,278 | $211,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 4,598 | $211,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 614 | $210,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 9,851 | $210,000 | thousands by filing date | |
| BofA Preferred | 060505740 | PFD | 8,150 | $210,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,901 | $209,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 3,488 | $209,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,548 | $208,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 16,655 | $208,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 74 | $207,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 860 | $206,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,636 | $205,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 2,792 | $204,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,976 | $203,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,934 | $203,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 3,837 | $203,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 10,869 | $203,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,740 | $202,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,545 | $202,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 8,000 | $202,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,936 | $201,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 11,199 | $200,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 13,000 | $191,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 10,206 | $188,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 11,376 | $187,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 16,735 | $186,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 13,281 | $184,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,338 | $180,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 16,700 | $177,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 34,160 | $176,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 14,927 | $173,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 21,915 | $173,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 18,064 | $168,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 18,334 | $167,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 12,744 | $167,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 12,638 | $164,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,120 | $153,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 34,703 | $153,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 76,181 | $152,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 13,200 | $150,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 21,536 | $150,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 11,401 | $144,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 17,359 | $136,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 38,993 | $136,000 | thousands by filing date | |
| FS SPECIALTY LENDING FUND | 30264D109 | COMMON STK | 18,807 | $136,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 20,524 | $134,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 12,030 | $131,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 17,020 | $124,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 33,728 | $121,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 10,494 | $105,000 | thousands by filing date | |
| HINES REAL ESTATE INVT TR INC COM | 433264108 | COM | 17,944 | $99,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 21,035 | $81,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 23,433 | $80,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 10,000 | $75,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 12,339 | $71,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 21,675 | $68,000 | thousands by filing date | |
| InvenTrust Properties Corp REI | 46124J102 | COM | 38,754 | $58,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 12,600 | $52,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 10,175 | $50,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 35,253 | $47,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 21,300 | $35,000 | thousands by filing date | |
| GRILLED CHEESE TRUCK ORD | 39850T105 | ORD | 40,000 | $22,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 10,000 | $20,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 12,517 | $19,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 12,300 | $17,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 12,000 | $12,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 34,144 | $11,000 | thousands by filing date | |
| Hemp Inc | 423703206 | COM | 400,300 | $10,000 | thousands by filing date | |
| United Health Prods Inc COM | 91059d100 | COM | 10,049 | $10,000 | thousands by filing date | |
| BITCOIN SERVICES INC XXXREGISTRATION REVOKED BY THE SEC EFF: 07/29/21 | 09173Y107 | COMMON STOCK | 45,000 | $2,000 | thousands by filing date | |
| BURZYNSKI RESH INST INC COM | 123159105 | COM | 19,925 | $1,000 | thousands by filing date | |
| HIGHLANDS REIT INC | 43110a104 | LP | 38,753 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FS Investment Corp II | 35952V105 | Stock | 11,396 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN BSP LENDING C COM | 12325J101 | COM | 30,707 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN PHOENIX MINERALS INC | 381149103 | COM | 26,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-18-007618 | this filing | 2018-05-15 | acceptance time not in the bulk data set |