13F-HR filed by AUA CAPITAL MANAGEMENT, LLC
AUA CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 204 holding rows worth $117,161,000.
- Accession
- 0001398344-18-007592
- Filer
- CIK 1706915
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 258 entries on the cover page, a total value of $117,161,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $117,757,000 with VALUE read as thousands by filing date, 13F file number 028-18088. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA CORP /DE/
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 115,931 | $30,507,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 196,797 | $13,713,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 90,108 | $7,529,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 57,279 | $6,239,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 57,934 | $4,545,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 39,249 | $3,078,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 68,659 | $3,038,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 20,230 | $2,440,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 27,340 | $2,341,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 41,043 | $1,982,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 18,344 | $1,967,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 18,697 | $1,929,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 14,291 | $1,798,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,200 | $1,737,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 22,426 | $1,727,000 | thousands by filing date | |
| IJH | 464287507 | COM | 9,053 | $1,698,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 33,795 | $1,616,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 18,471 | $1,567,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 14,590 | $1,166,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,280 | $1,105,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 6,310 | $1,058,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 8,197 | $914,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,779 | $700,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,555 | $633,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,450 | $604,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 9,500 | $592,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 9,697 | $559,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 6,585 | $543,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 525 | $542,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,788 | $509,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,328 | $443,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,280 | $421,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,825 | $420,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,580 | $415,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,852 | $411,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,241 | $394,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,825 | $364,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,520 | $360,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 6,680 | $348,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,500 | $342,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 12,500 | $341,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,700 | $338,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,110 | $337,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,893 | $315,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,080 | $312,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,403 | $304,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,550 | $299,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,025 | $293,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 279 | $289,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,746 | $289,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,011 | $285,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,817 | $283,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,000 | $280,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,722 | $278,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,783 | $273,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,250 | $273,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,985 | $273,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 785 | $265,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,300 | $260,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,050 | $257,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,025 | $242,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,087 | $240,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 3,735 | $238,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,387 | $222,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,890 | $218,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,637 | $218,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 3,720 | $216,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,420 | $209,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,100 | $206,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,537 | $201,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,090 | $200,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,775 | $199,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,000 | $198,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,300 | $187,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,525 | $186,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,160 | $184,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,025 | $175,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,650 | $173,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,252 | $171,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,884 | $168,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,646 | $165,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,421 | $162,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,340 | $160,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 1,840 | $159,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,437 | $154,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,590 | $150,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,625 | $145,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 750 | $141,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,172 | $139,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 3,000 | $130,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,251 | $130,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,200 | $128,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 863 | $128,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 4,596 | $127,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 815 | $127,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,760 | $126,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 411 | $116,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 750 | $115,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,030 | $111,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 3,664 | $104,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 187 | $101,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 800 | $99,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 445 | $95,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 600 | $92,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,500 | $88,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 539 | $86,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 6,049 | $82,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,195 | $79,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 368 | $76,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 743 | $74,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,161 | $73,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 226 | $73,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 330 | $72,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 350 | $64,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,047 | $60,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 170 | $59,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 617 | $58,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,250 | $57,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 2,050 | $57,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 675 | $54,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 500 | $52,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 950 | $52,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 980 | $50,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 220 | $47,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 600 | $46,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 450 | $45,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,250 | $43,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 300 | $40,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,950 | $38,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 1,250 | $37,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 600 | $37,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 524 | $33,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,350 | $32,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,880 | $30,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 125 | $26,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 327 | $26,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,875 | $26,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,500 | $26,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 2,020 | $24,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 150 | $23,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 298 | $22,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 700 | $22,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 150 | $20,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 310 | $17,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 241 | $17,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 475 | $17,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 268 | $17,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 79 | $16,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 90 | $15,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 391 | $15,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 147 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 201 | $15,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 230 | $14,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 350 | $14,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 181 | $14,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 116 | $13,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 500 | $13,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 6,534 | $13,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,781 | $12,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 175 | $12,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 147 | $12,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 247 | $12,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 772 | $12,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 181 | $12,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 52 | $12,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 100 | $11,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 551 | $11,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,000 | $11,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 500 | $11,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,500 | $11,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 230 | $10,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 283 | $10,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,000 | $10,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 59 | $10,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 95 | $10,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 269 | $10,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 214 | $9,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 438 | $9,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 100 | $8,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 90 | $8,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 123 | $8,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 166 | $8,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 98 | $8,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 75 | $8,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 500 | $8,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 209 | $7,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 200 | $7,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 35 | $7,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,600 | $7,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 141 | $6,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 120 | $6,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 206 | $4,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 80 | $3,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 75 | $3,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 50 | $2,000 | thousands by filing date | |
| CGG | 12531Q204 | SPON ADR NEW | 1,000 | $2,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 15 | $1,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 20 | $1,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 9 | $1,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| M & T BK CORP COM | 55261F104 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-18-007592 | this filing | 2018-05-15 | acceptance time not in the bulk data set |