13F-HR filed by Financial Management Professionals, Inc.
Financial Management Professionals, Inc. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-04, with 312 holding rows worth $193,230,000.
- Accession
- 0001398344-18-006810
- Filer
- CIK 1568132
- Filed
- 2018-05-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 312 entries on the cover page, a total value of $193,230,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,230,000 with VALUE read as thousands by filing date, 13F file number 028-15131. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,241,032 | $78,253,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 92,482 | $13,582,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 210,385 | $11,216,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 209,996 | $10,537,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 184,218 | $8,655,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 135,990 | $8,252,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 156,932 | $4,819,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 25,046 | $4,510,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 91,066 | $3,596,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 17,725 | $3,509,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 22,250 | $3,431,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 153,302 | $3,249,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 283,001 | $3,113,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 35,392 | $3,105,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 19,882 | $3,083,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 56,700 | $3,083,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 33,401 | $2,539,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 30,555 | $2,327,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 45,818 | $2,212,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 28,832 | $2,151,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 32,872 | $1,572,000 | thousands by filing date | |
| AMG PANTHEON FUND CLASS | 001700129 | SHS | 97,050 | $1,257,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 26,302 | $971,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 14,040 | $730,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,800 | $706,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 6,950 | $706,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,288 | $552,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 6,008 | $550,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,916 | $504,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,870 | $380,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,226 | $299,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 100 | $299,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,000 | $298,000 | thousands by filing date | |
| NXP SEMICONDUCTORS XXX | N65990017 | COM | 2,462 | $288,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,386 | $262,000 | thousands by filing date | |
| GRIFFIN CAPITAL ESSENTIAL ASSET REIT | 39818Q102 | REIT | 25,666 | $258,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,113 | $241,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 6,605 | $235,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,440 | $214,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,722 | $211,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,052 | $210,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,920 | $210,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,204 | $192,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,634 | $182,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,000 | $179,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,228 | $176,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 4,009 | $176,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,000 | $167,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 2,999 | $152,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,562 | $150,000 | thousands by filing date | |
| Carter Validus Mission Critica | 146282108 | COM | 24,003 | $150,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 4,085 | $145,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,330 | $143,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,311 | $137,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 2,807 | $134,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,532 | $132,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 2,784 | $129,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,671 | $116,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,868 | $107,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 4,144 | $101,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 4,097 | $96,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 6,755 | $91,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 703 | $90,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,802 | $84,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 500 | $81,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 356 | $76,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 605 | $76,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 828 | $74,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 797 | $73,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 276 | $73,000 | thousands by filing date | |
| Corporate Ppty Assoc17 Glbal I | 22003d102 | LTD | 7,314 | $73,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,000 | $72,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 54 | $71,000 | thousands by filing date | |
| FS Investment Corp II | 35952V105 | Stock | 8,133 | $71,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,609 | $70,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 1,200 | $70,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 1,549 | $67,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 699 | $66,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 450 | $65,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,427 | $65,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 416 | $64,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 124 | $63,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,080 | $60,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 3,065 | $59,000 | thousands by filing date | |
| VTI | 922908769 | COM | 430 | $58,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 4,000 | $58,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 4,492 | $58,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 675 | $58,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 2,150 | $52,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,600 | $51,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 300 | $49,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 164 | $48,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 400 | $48,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 780 | $47,000 | thousands by filing date | |
| FS SPECIALTY LENDING FUN | 302999248 | CLOSED END MUTL FUND | 7,073 | $47,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 4,295 | $45,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 3,574 | $45,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 2,793 | $45,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 550 | $44,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 1,397 | $43,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 400 | $42,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 40 | $41,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 450 | $38,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 570 | $38,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,740 | $38,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,100 | $38,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,090 | $36,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 1,077 | $35,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 935 | $35,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,200 | $30,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 0 | $29,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| SPLUNK INC | 848637104 | COM | 280 | $28,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 350 | $26,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 237 | $26,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 1,000 | $26,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,828 | $26,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 1,000 | $26,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 148 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 474 | $25,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 375 | $24,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 460 | $24,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 500 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 504 | $24,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 450 | $23,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 200 | $23,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 1,300 | $23,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 367 | $23,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 270 | $21,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 0 | $21,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| TEXTRON INC COM | 883203101 | Stock | 352 | $21,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,500 | $21,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 360 | $20,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 496 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 500 | $19,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 675 | $19,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 910 | $19,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 100 | $18,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 306 | $18,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 294 | $18,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 200 | $17,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 170 | $17,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 568 | $15,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 124 | $14,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 200 | $13,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 154 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,000 | $13,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,000 | $13,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 925 | $13,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 358 | $13,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 225 | $12,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 167 | $12,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $12,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 700 | $12,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 661 | $12,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,000 | $12,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 1,000 | $12,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 0 | $12,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347B714 | FUND | 340 | $12,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 100 | $11,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 632 | $11,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 660 | $11,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 500 | $11,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 211 | $10,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 166 | $10,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 60 | $9,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 26 | $9,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 150 | $9,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 800 | $9,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 91 | $9,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 92 | $9,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 700 | $9,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 43 | $8,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 90 | $8,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 84 | $8,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 112 | $8,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,000 | $8,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 60 | $7,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 20 | $7,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 59 | $7,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 73 | $7,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 30 | $7,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 425 | $7,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 112 | $7,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 63 | $7,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 100 | $7,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 198 | $7,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 41 | $7,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 300 | $7,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 82 | $6,000 | thousands by filing date | |
| IJH | 464287507 | COM | 30 | $6,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 138 | $6,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 110 | $6,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 350 | $6,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 2 | $6,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 108 | $6,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 200 | $6,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 132 | $6,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 1,000 | $6,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 77 | $6,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 49 | $6,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 151 | $6,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 49 | $6,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 200 | $6,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 62 | $5,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 67 | $5,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 102 | $5,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 184 | $5,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 54 | $5,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 127 | $5,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 53 | $5,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 120 | $5,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 482 | $5,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 70 | $5,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 54 | $5,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 130 | $5,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 23 | $5,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 400 | $5,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 166 | $5,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 89 | $4,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 122 | $4,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 100 | $4,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 85 | $4,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 41 | $4,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 59 | $4,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 15 | $4,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 325 | $4,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 71 | $4,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 218 | $4,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 288 | $4,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 21 | $3,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 64 | $3,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 15 | $3,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 64 | $3,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 85 | $3,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 12 | $3,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 90 | $3,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 27 | $3,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 73 | $3,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 50 | $3,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 20 | $3,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 100 | $3,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 17 | $3,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 186 | $3,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 50 | $3,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 59 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 200 | $3,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 44 | $3,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 9 | $2,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 34 | $2,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,000 | $2,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 149 | $2,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 64 | $2,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 39 | $2,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 43 | $2,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 87 | $2,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 43 | $2,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 100 | $2,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 166 | $2,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 50 | $2,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 73 | $2,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 15 | $2,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4 | $1,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 21 | $1,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 15 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 8 | $1,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 18 | $1,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 17 | $1,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 31 | $1,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 87 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 20 | $1,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 18 | $1,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 208 | $1,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 47 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 205 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 86 | $1,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 12 | $1,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 45 | $1,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 100 | $1,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 71 | $1,000 | thousands by filing date | |
| Invesco Wilderhill Clean Energy ETF | 73935x112 | COM | 56 | $1,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMESTOP CORP | 36467W109 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVIRI CORP | 415864107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAMMIN JAVA CORP | 470751108 | COM | 29,411 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON MUTUAL INC COMMON | 939ESC968 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVID BIOSERVICES INC | 05368M106 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSWITCH CORP | 894065309 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIVE | 007786106 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSCAPE INC | 37940G109 | COM | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Beacon Power Corp New | 073677205 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGERATI TECHNOLOGIES | 25375L206 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALUESTAR CORP XXX | 919910109 | COM | 6,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VELATEL GLOBAL COMM NEW | 92256R207 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YTB INTERNATIONAL CL A | 98425R200 | COM | 214 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AZ GOLD & ONYX MINING CO | 04051K105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY & ENGINE TECH XXX | 29267D108 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROS HLDGS 2XXX | 525ESCW62 | PRD | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARTS.COM INC NEW XXX | 702140203 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hive Blockchain Technologies L | 43366H100 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMR Corp Escrow | 001ESC102 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Liquefied Natural Gas Ltd Com | Q5570T107 | COM | 579 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROKE OUT INC | 112093109 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-18-006810 | this filing | 2018-05-04 | acceptance time not in the bulk data set |