13F-HR filed by EP Wealth Advisors, LLC
EP Wealth Advisors, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-15, with 194 holding rows worth $947,758,000 by the sum of the rows.
- Accession
- 0001398344-18-002447
- Filer
- CIK 1540569
- Filed
- 2018-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 199 entries on the cover page, a total value of $974,757,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $947,758,000 with VALUE read as thousands by filing date, 13F file number 028-14754. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $974,757,000, 3% more than the sum of the rows, $947,758,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Value ETF | 922908744 | SHS | 1,719,144 | $182,779,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 551,653 | $77,590,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 436,165 | $64,465,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 170,724 | $28,892,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 155,253 | $27,396,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 198,760 | $21,255,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 167,871 | $20,131,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 80,255 | $18,890,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 320,658 | $18,409,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 128,025 | $17,888,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 354,945 | $16,782,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 146,797 | $16,738,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 152,833 | $16,003,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 30,392 | $15,613,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 81,512 | $15,171,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 105,785 | $15,092,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 179,949 | $15,051,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 96,717 | $14,976,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 96,073 | $14,734,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 134,729 | $14,485,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 53,833 | $13,830,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 87,984 | $13,469,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 257,603 | $12,808,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 161,608 | $12,357,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 9,474 | $11,080,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 115,264 | $10,911,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 80,417 | $10,864,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 208,306 | $10,701,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 91,833 | $10,641,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 92,488 | $10,575,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 32,521 | $10,360,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 194,891 | $10,316,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 59,113 | $10,014,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 230,998 | $9,563,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 209,167 | $8,942,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 41,797 | $8,504,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 118,212 | $7,476,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 48,996 | $5,838,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 21,084 | $5,626,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 41,140 | $5,150,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 29,729 | $4,863,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 31,185 | $3,409,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 28,270 | $3,106,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 51,082 | $2,934,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 36,685 | $2,639,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 28,656 | $2,451,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 64,981 | $2,404,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 59,992 | $2,333,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 32,614 | $2,293,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 56,218 | $2,282,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 35,987 | $2,183,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 17,410 | $2,100,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,885 | $1,959,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,814 | $1,832,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,536 | $1,633,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 15,512 | $1,567,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 9,064 | $1,539,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 8,653 | $1,539,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 8,839 | $1,534,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 7,924 | $1,491,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 70,982 | $1,459,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 10,687 | $1,439,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 9,091 | $1,438,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 9,211 | $1,424,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 30,322 | $1,360,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 48,373 | $1,337,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 17,392 | $1,321,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 16,296 | $1,252,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,417 | $1,218,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 24,863 | $1,187,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 40,094 | $1,177,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 17,475 | $1,164,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 23,214 | $1,144,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 46,295 | $1,130,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 10,170 | $1,126,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 70,283 | $1,123,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 6,899 | $1,075,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,985 | $1,072,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 6,009 | $1,045,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 22,513 | $1,034,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 65,231 | $933,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 129,411 | $919,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,938 | $913,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 19,805 | $909,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 8,175 | $864,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 12,064 | $861,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 16,582 | $856,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 30,016 | $838,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 17,615 | $813,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,830 | $731,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,815 | $723,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 11,338 | $690,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 16,909 | $685,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 7,753 | $677,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 51,399 | $668,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 8,059 | $657,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 12,464 | $629,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,011 | $617,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 11,271 | $604,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,210 | $603,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 33,609 | $586,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 5,027 | $574,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 54,032 | $572,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 8,759 | $561,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 15,364 | $556,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,702 | $546,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,190 | $542,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 5,864 | $523,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 6,910 | $523,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 9,229 | $519,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 13,323 | $510,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 37,046 | $509,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,884 | $493,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 14,116 | $481,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,465 | $476,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,728 | $470,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,719 | $452,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 8,640 | $433,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 8,311 | $424,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,790 | $418,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,168 | $411,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 6,063 | $409,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 8,942 | $401,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,181 | $382,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 3,635 | $369,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 5,484 | $366,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,349 | $364,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,384 | $363,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,563 | $354,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 8,687 | $353,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,783 | $350,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,451 | $349,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,649 | $343,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 6,678 | $337,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,041 | $336,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,812 | $334,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,744 | $326,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,351 | $324,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,152 | $322,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,430 | $316,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 24,000 | $313,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,915 | $310,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,413 | $308,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 10,080 | $307,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $298,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,549 | $298,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,204 | $295,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 6,990 | $295,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 22,004 | $293,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 30,000 | $289,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 922 | $287,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,505 | $286,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,851 | $286,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,824 | $279,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,429 | $274,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 5,015 | $274,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,750 | $271,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 5,710 | $269,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,546 | $265,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,856 | $263,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 11,378 | $262,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,955 | $261,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 8,053 | $256,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 9,474 | $251,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 12,000 | $249,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,367 | $246,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 20,000 | $244,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,161 | $243,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 10,000 | $243,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 4,550 | $242,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,076 | $241,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,667 | $241,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,495 | $233,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 4,401 | $233,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,199 | $230,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,644 | $223,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 6,056 | $222,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,410 | $220,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 17,504 | $219,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 3,410 | $216,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,444 | $215,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 8,969 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 3,050 | $213,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,964 | $210,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,227 | $207,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,524 | $207,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,659 | $206,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 6,700 | $204,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,637 | $202,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,513 | $200,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 20,000 | $188,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 15,000 | $188,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 47,969 | $177,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 22,000 | $143,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-18-002447 | this filing | 2018-02-15 | acceptance time not in the bulk data set |