13F-HR filed by Clearwater Capital Advisors, LLC
Clearwater Capital Advisors, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-05, with 175 holding rows worth $455,584,000.
- Accession
- 0001398344-18-001540
- Filer
- CIK 1690531
- Filed
- 2018-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 175 entries on the cover page, a total value of $455,584,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $455,587,000 with VALUE read as thousands by filing date, 13F file number 028-17575. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 404,247 | $23,984,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 526,161 | $21,799,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 292,750 | $18,651,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 289,141 | $17,693,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 133,832 | $12,329,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 467,810 | $12,004,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 422,874 | $11,802,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 318,090 | $11,197,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 69,718 | $9,806,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 343,383 | $9,433,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 386,837 | $8,913,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 97,264 | $8,500,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 96,658 | $8,434,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 173,523 | $8,336,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 247,863 | $7,763,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 117,983 | $6,296,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 49,074 | $6,268,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 141,597 | $6,243,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 199,313 | $6,049,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 204,267 | $5,934,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 102,892 | $5,621,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 150,007 | $5,372,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 47,909 | $5,305,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 137,506 | $5,049,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 95,443 | $4,400,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 156,490 | $4,366,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 95,483 | $4,330,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 228,195 | $4,324,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 58,590 | $4,268,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 72,254 | $4,230,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 34,372 | $4,178,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 23,532 | $3,982,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 266,949 | $3,967,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 107,887 | $3,854,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 109,039 | $3,847,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 123,603 | $3,844,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 157,726 | $3,796,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 26,391 | $3,773,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 39,745 | $3,695,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 33,029 | $3,677,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 69,988 | $3,670,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 33,524 | $3,573,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 110,261 | $3,440,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 177,260 | $3,370,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 138,391 | $3,348,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 46,345 | $3,277,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 47,255 | $3,133,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 28,995 | $3,040,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 82,853 | $2,934,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 73,848 | $2,894,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 71,024 | $2,818,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 32,990 | $2,738,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 88,052 | $2,625,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 40,196 | $2,571,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 16,637 | $2,542,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 75,586 | $2,520,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 37,373 | $2,456,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 53,008 | $2,408,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 12,722 | $2,375,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 20,458 | $2,324,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 54,591 | $2,321,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 62,613 | $2,268,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 68,997 | $2,193,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 55,093 | $2,097,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 26,007 | $2,062,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 32,153 | $1,967,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 39,834 | $1,877,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 33,438 | $1,828,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 11,666 | $1,817,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 13,672 | $1,815,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 95,565 | $1,702,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 24,076 | $1,686,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 154,700 | $1,669,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 13,863 | $1,656,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 30,724 | $1,644,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 18,804 | $1,610,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 52,598 | $1,561,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 29,128 | $1,537,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 54,729 | $1,500,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,543 | $1,479,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 51,781 | $1,447,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 26,728 | $1,424,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 49,519 | $1,349,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 27,570 | $1,339,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,766 | $1,284,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 22,730 | $1,265,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 20,397 | $1,239,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 49,230 | $1,226,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 8,779 | $1,140,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 24,017 | $1,132,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 28,225 | $1,130,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 20,716 | $1,114,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 34,807 | $1,072,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 8,432 | $1,017,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 6,528 | $1,003,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 6,191 | $996,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 34,484 | $950,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 31,852 | $922,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 19,017 | $908,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 5,075 | $864,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 26,658 | $850,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 5,193 | $845,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 16,090 | $839,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,437 | $783,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,600 | $777,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 37,563 | $752,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 38,547 | $727,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,656 | $714,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 13,838 | $703,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 12,840 | $673,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 11,938 | $643,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 4,035 | $622,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 21,901 | $604,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 10,363 | $590,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 17,864 | $590,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 16,234 | $589,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,684 | $570,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 2,462 | $560,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,218 | $558,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 4,748 | $544,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 23,169 | $536,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 10,654 | $535,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 17,189 | $507,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 28,105 | $487,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,944 | $452,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,182 | $450,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,361 | $447,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5,158 | $441,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,266 | $435,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 6,661 | $425,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 8,611 | $413,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 10,591 | $412,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,287 | $398,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 5,681 | $397,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,807 | $392,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,883 | $383,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 6,009 | $379,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 11,510 | $371,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,017 | $332,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,589 | $320,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 3,000 | $315,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 6,667 | $315,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 6,884 | $309,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 6,577 | $304,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,891 | $299,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 6,474 | $297,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,174 | $297,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,825 | $295,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,684 | $290,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,296 | $287,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 6,453 | $286,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,649 | $285,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 862 | $277,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 4,064 | $276,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,041 | $275,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 1,445 | $268,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,546 | $267,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 3,356 | $258,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,843 | $256,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 712 | $246,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,384 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,520 | $242,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 7,523 | $238,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 2,328 | $235,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 4,075 | $232,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 8,960 | $231,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,793 | $230,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 6,971 | $224,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 6,653 | $223,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,004 | $215,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,070 | $212,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 845 | $211,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 5,724 | $211,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 5,556 | $208,000 | thousands by filing date | |
| MGC | 921910873 | COM | 2,229 | $205,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-18-001540 | this filing | 2018-02-05 | acceptance time not in the bulk data set |