13F-HR filed by Kovack Advisors, Inc.
Kovack Advisors, Inc. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-01, with 255 holding rows worth $193,308,000.
- Accession
- 0001398344-18-001320
- Filer
- CIK 1728321
- Filed
- 2018-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 255 entries on the cover page, a total value of $193,308,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,302,000 with VALUE read as thousands by filing date, 13F file number 028-18240. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 136,334 | $23,072,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 8,356 | $9,772,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 33,836 | $5,971,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,593 | $4,838,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 32,366 | $4,522,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 113,742 | $4,422,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 28,137 | $3,522,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 57,975 | $3,069,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 35,457 | $2,966,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 14,868 | $2,818,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 78,685 | $2,519,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 52,497 | $2,423,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 25,436 | $2,337,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 13,527 | $2,332,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 7,369 | $2,173,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 57,340 | $2,077,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 28,242 | $2,023,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 16,829 | $1,919,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,573 | $1,789,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 102,479 | $1,788,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 7,505 | $1,766,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 17,377 | $1,681,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 55,855 | $1,649,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 23,025 | $1,644,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 42,682 | $1,635,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 15,092 | $1,623,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 16,282 | $1,608,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 898 | $1,560,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 24,381 | $1,400,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 79,485 | $1,385,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 15,392 | $1,328,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,356 | $1,260,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,645 | $1,244,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 22,605 | $1,241,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,099 | $1,150,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 23,858 | $1,147,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 6,565 | $1,142,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 19,479 | $1,096,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,578 | $1,057,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 26,241 | $1,043,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 16,113 | $1,032,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 14,182 | $1,028,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 5,294 | $1,024,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 16,526 | $1,013,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 15,160 | $1,011,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 9,255 | $978,000 | thousands by filing date | |
| Thornburg Funds Invmt Income B Uilder I | 885215467 | MF | 44,016 | $973,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 22,705 | $954,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 14,646 | $953,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 5,003 | $940,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,790 | $912,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 41,963 | $896,000 | thousands by filing date | |
| BANCO DO BRASIL SA | P3772WAF9 | COM | 800,000 | $859,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 11,326 | $807,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,255 | $806,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,511 | $771,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,160 | $748,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 10,440 | $741,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 12,197 | $740,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 3,722 | $731,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3,260 | $729,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 9,875 | $727,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,989 | $723,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 20,230 | $718,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 56,428 | $705,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,732 | $695,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,159 | $672,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 137,009 | $671,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 13,204 | $668,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 39,061 | $659,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,362 | $643,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 40,315 | $620,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 10,187 | $613,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 8,224 | $612,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 27,401 | $612,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,879 | $606,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 11,151 | $604,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 13,139 | $603,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 11,235 | $590,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,830 | $587,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,855 | $582,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 10,175 | $581,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 5,575 | $563,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 4,813 | $562,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 6,547 | $551,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 13,159 | $545,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 20,465 | $543,000 | thousands by filing date | |
| SARATOGA ADVANTAGE TR JAMES | 803431196 | ALPHA CL I | 54,807 | $520,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,078 | $516,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 27,184 | $515,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,412 | $499,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,057 | $490,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,777 | $487,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 13,964 | $484,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 15,917 | $478,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 5,699 | $465,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,498 | $460,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 11,530 | $458,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 27,977 | $457,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 3,504 | $448,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 8,686 | $446,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 14,071 | $445,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 9,347 | $442,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 17,438 | $425,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 4,072 | $425,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,545 | $418,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 10,285 | $412,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 4,507 | $412,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 19,502 | $405,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 5,579 | $403,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,212 | $401,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 15,682 | $395,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 14,355 | $394,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,754 | $392,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 3,448 | $390,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,625 | $383,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 24,890 | $383,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,249 | $382,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,862 | $382,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 7,377 | $381,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 4,800 | $378,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,567 | $375,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 18,494 | $375,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 36,437 | $375,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 7,053 | $373,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,953 | $372,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,826 | $372,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 4,500 | $370,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,019 | $360,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 8,737 | $359,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 5,220 | $355,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,193 | $354,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,170 | $350,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 3,968 | $348,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 21,378 | $348,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,065 | $345,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 19,116 | $345,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,376 | $343,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 6,276 | $338,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 4,208 | $338,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 5,100 | $330,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 5,819 | $328,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 3,111 | $326,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 4,699 | $321,000 | thousands by filing date | |
| TELEPHONE & DATA SYSTEM 5.875% | 879433795 | PREFERR | 12,725 | $317,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 7,430 | $314,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 849 | $310,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 822 | $309,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,083 | $304,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 12,580 | $302,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,931 | $299,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $298,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 16,876 | $298,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,187 | $293,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 7,305 | $292,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 2,838 | $285,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,488 | $281,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,732 | $279,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 15,480 | $277,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 77,181 | $274,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 10,415 | $272,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,993 | $271,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 18,677 | $270,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 838 | $267,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 30,000 | $266,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 15,066 | $262,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,292 | $260,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 3,400 | $260,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,050 | $260,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 23,193 | $260,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,372 | $259,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 12,322 | $259,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,452 | $258,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 5,830 | $256,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 3,826 | $255,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 48,045 | $255,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,919 | $253,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,697 | $252,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,833 | $249,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 20,975 | $249,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,380 | $249,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,648 | $246,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 3,212 | $246,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 24,516 | $245,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 11,512 | $242,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 3,751 | $242,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 6,103 | $241,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 4,027 | $240,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,783 | $239,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 8,750 | $239,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,925 | $237,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,861 | $237,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 18,581 | $237,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 4,958 | $235,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,659 | $234,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 13,032 | $233,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,005 | $230,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,283 | $229,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,957 | $226,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 5,932 | $224,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 9,787 | $224,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 2,942 | $223,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 5,890 | $222,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 3,371 | $221,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 7,000 | $221,000 | thousands by filing date | |
| Fairfax Finl HLDGS LTD Sub VTG | 303901102 | COM | 415 | $220,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 7,953 | $219,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,934 | $218,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,378 | $214,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,175 | $213,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,021 | $212,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,260 | $210,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,685 | $209,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 3,732 | $206,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 6,880 | $206,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 3,155 | $204,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 643 | $202,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 4,932 | $202,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,099 | $202,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,369 | $202,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 14,520 | $200,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,338 | $191,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 15,528 | $189,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 10,086 | $181,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 17,296 | $178,000 | thousands by filing date | |
| UNIFIED SER TR SPOUTING | 90470L808 | INSTL | 15,702 | $173,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 10,207 | $170,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 18,513 | $170,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,120 | $147,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 10,790 | $146,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 36,404 | $131,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 16,426 | $111,000 | thousands by filing date | |
| NORTHSTAR HEALTHCARE INCOME INC | 66705T105 | STOK | 10,877 | $111,000 | thousands by filing date | |
| SCM TR SHELTON INSTL | 78410K501 | COM | 12,194 | $109,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,787 | $97,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 11,200 | $69,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 11,600 | $54,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 11,000 | $44,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 11,650 | $23,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 11,400 | $18,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 34,144 | $17,000 | thousands by filing date | |
| Hemp Inc | 423703206 | COM | 500,300 | $15,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 12,517 | $15,000 | thousands by filing date | |
| GRILLED CHEESE TRUCK ORD | 39850T105 | ORD | 40,000 | $15,000 | thousands by filing date | |
| ABATTIS BIOCEUTICALS C F | 00258G103 | Common Stock | 20,000 | $9,000 | thousands by filing date | |
| United Health Prods Inc COM | 91059d100 | COM | 10,049 | $7,000 | thousands by filing date | |
| AMPLITECH GROUP INC COM | 03211Q101 | COM | 30,000 | $1,000 | thousands by filing date | |
| BURZYNSKI RESH INST INC COM | 123159105 | COM | 19,925 | $1,000 | thousands by filing date | |
| EP GLOBAL COMMUNICATIONS INC | 268811205 | COM NEW | 75,000 | $1,000 | thousands by filing date | |
| ATP OIL & GAS CORP | 00208j108 | COM | 92,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Advanced Viral Research Corp C | 007928104 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN BSP LENDING C COM | 12325J101 | COM | 31,331 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN PHOENIX MINERALS INC | 381149103 | COM | 26,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTECH MEDICS ORD | 090699307 | ORD | 80,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMAGE INNOVATIONS HLDGS INC COM | 45248A104 | COM | 74,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-18-001320 | this filing | 2018-02-01 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-18-007616 | base | 2018-05-15 | acceptance time not in the bulk data set |