13F-HR filed by SILVERBACK ASSET MANAGEMENT LLC
SILVERBACK ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 27 holding rows worth $264,412,000.
- Accession
- 0001398344-17-010221
- Filer
- CIK 1278960
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 27 entries on the cover page, a total value of $264,412,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $264,415,000 with VALUE read as thousands by filing date, 13F file number 028-10791. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 6,913,000 | $21,569,000 | thousands by filing date | principal |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 21,000,000 | $21,116,000 | thousands by filing date | principal |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 15,625,000 | $17,910,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 15,000,000 | $17,280,000 | thousands by filing date | principal |
| JAZZ US HLDGS INC | 47216EAA8 | NOTE 8.000%12/3 | 6,908,000 | $16,733,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 15,500,000 | $15,616,000 | thousands by filing date | principal |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 11,193,000 | $14,845,000 | thousands by filing date | principal |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 19,300,000 | $14,703,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 11,250,000 | $12,301,000 | thousands by filing date | principal |
| AVID TECHNOLOGY INC | 05367PAB6 | NOTE 2.000% 6/1 | 15,950,000 | $11,843,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 12,396,000 | $11,776,000 | thousands by filing date | principal |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 9,157,000 | $9,890,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 7,500,000 | $9,854,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 6,500,000 | $9,528,000 | thousands by filing date | principal |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 8,500,000 | $9,393,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 11,940,000 | $7,403,000 | thousands by filing date | principal |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 8,500,000 | $7,349,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 6,040,000 | $6,490,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 5,000,000 | $6,180,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 4,000,000 | $4,470,000 | thousands by filing date | principal |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 4,500,000 | $4,275,000 | thousands by filing date | principal |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 980,598 | $3,805,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 313,461 | $3,072,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 3,827,578 | $2,986,000 | thousands by filing date | principal |
| OREXIGEN THERAPEUTICS INC | 686164AC8 | NOTE 2.750%12/0 DELETED | 4,800,000 | $2,280,000 | thousands by filing date | principal |
| CSW INDUSTRIALS INC | 126402106 | COM | 40,806 | $1,577,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 450,000 | $171,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-17-010221 | this filing | 2017-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-17-012076 | base | 2017-09-18 | acceptance time not in the bulk data set |