13F-HR filed by EP Wealth Advisors, LLC
EP Wealth Advisors, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-15, with 141 holding rows worth $684,252,000.
- Accession
- 0001398344-17-002115
- Filer
- CIK 1540569
- Filed
- 2017-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 141 entries on the cover page, a total value of $684,252,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $684,249,000 with VALUE read as thousands by filing date, 13F file number 028-14754. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Value ETF | 922908744 | SHS | 1,388,352 | $110,318,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 1,639,143 | $72,087,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 490,222 | $45,592,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 442,065 | $41,979,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 328,404 | $23,491,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 178,723 | $17,788,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 152,838 | $16,515,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 194,969 | $15,015,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 338,514 | $14,810,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 139,000 | $13,030,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 145,921 | $11,706,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 74,433 | $11,604,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 110,015 | $11,240,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 298,726 | $10,247,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 110,683 | $10,147,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 145,810 | $9,662,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 59,626 | $9,484,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 88,552 | $9,376,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 132,559 | $9,153,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 26,861 | $9,131,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 64,155 | $9,103,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 93,806 | $8,986,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 84,540 | $8,749,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 110,192 | $8,164,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 119,949 | $8,054,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 201,353 | $7,120,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 151,065 | $7,104,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 52,063 | $6,898,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 70,494 | $6,640,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 58,479 | $6,624,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 153,522 | $6,496,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 134,567 | $6,440,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 154,715 | $6,299,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 177,306 | $6,296,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 99,941 | $6,233,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 136,235 | $6,038,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 38,909 | $6,035,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 87,896 | $5,993,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 52,487 | $5,465,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 100,252 | $5,463,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 63,653 | $5,072,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 41,419 | $4,810,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 22,586 | $4,625,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 131,649 | $4,520,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 61,108 | $2,569,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 40,909 | $2,264,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 42,676 | $2,234,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 8,092 | $1,821,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 9,741 | $1,592,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,856 | $1,537,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 45,357 | $1,369,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 23,572 | $1,287,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 15,330 | $1,220,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 20,062 | $1,192,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 8,492 | $1,126,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 10,186 | $996,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 8,274 | $980,000 | thousands by filing date | |
| IJH | 464287507 | COM | 5,772 | $954,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 27,715 | $926,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,308 | $868,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 17,932 | $855,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 9,174 | $839,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 13,059 | $830,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,654 | $826,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 16,025 | $825,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 20,981 | $767,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,403 | $764,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 8,792 | $762,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 53,076 | $675,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 11,076 | $673,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 12,866 | $656,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 12,431 | $639,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 45,022 | $637,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 9,790 | $636,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 22,758 | $629,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 20,279 | $618,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,672 | $595,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 11,236 | $584,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 10,220 | $579,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 5,261 | $533,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 39,410 | $526,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,614 | $513,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,930 | $509,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 54,032 | $507,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 15,225 | $496,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 20,982 | $488,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 7,101 | $467,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,383 | $452,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,884 | $451,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 17,851 | $447,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 14,873 | $446,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,069 | $409,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,574 | $393,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,280 | $367,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,263 | $358,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,401 | $350,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 7,609 | $344,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,955 | $341,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,715 | $336,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,778 | $335,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 7,723 | $334,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,794 | $325,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,398 | $319,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,655 | $316,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 6,097 | $310,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,635 | $310,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 9,577 | $306,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,735 | $304,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,692 | $303,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 9,956 | $301,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,269 | $299,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,927 | $292,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,870 | $289,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,545 | $279,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 5,776 | $278,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,405 | $277,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,436 | $276,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,592 | $273,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,890 | $261,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 20,750 | $253,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,150 | $250,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,716 | $248,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $244,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,285 | $237,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,687 | $235,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 5,260 | $233,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,721 | $232,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,613 | $225,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,089 | $221,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,910 | $220,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 2,770 | $203,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 12,000 | $194,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 15,791 | $175,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 11,000 | $114,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 47,834 | $105,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 17,934 | $97,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 19,700 | $59,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 40,000 | $19,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 10,000 | $17,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 10,000 | $12,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 10,300 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-17-002115 | this filing | 2017-02-15 | acceptance time not in the bulk data set |