13F-HR filed by Financial Management Professionals, Inc.
Financial Management Professionals, Inc. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-06, with 335 holding rows worth $192,021,000.
- Accession
- 0001398344-17-001382
- Filer
- CIK 1568132
- Filed
- 2017-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 348 entries on the cover page, a total value of $192,021,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $191,869,000 with VALUE read as thousands by filing date, 13F file number 028-15131. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 494,400 | $46,144,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 418,573 | $25,687,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 326,898 | $17,287,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 250,458 | $12,023,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 83,811 | $10,421,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 220,795 | $9,704,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 178,971 | $6,402,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 283,001 | $6,226,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 125,714 | $6,142,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 159,986 | $4,489,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 234,065 | $4,194,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 83,811 | $3,772,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 29,600 | $3,602,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 113,734 | $3,110,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 30,635 | $2,765,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 20,184 | $2,656,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 24,122 | $2,440,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 79,916 | $2,409,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 56,532 | $2,400,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 44,181 | $2,269,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 51,132 | $2,257,000 | thousands by filing date | |
| AMG PANTHEON FD INSTL P | 001700103 | CEM | 1,025,150 | $1,025,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 27,114 | $996,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 27,127 | $988,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 14,040 | $655,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 200 | $488,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,800 | $483,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,120 | $429,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 7,424 | $366,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,955 | $347,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,842 | $329,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,343 | $300,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,200 | $292,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,083 | $276,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 4,009 | $243,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,462 | $241,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,152 | $237,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 7,301 | $230,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,587 | $223,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,622 | $203,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,920 | $200,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 1,974 | $200,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,000 | $196,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,394 | $186,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,050 | $171,000 | thousands by filing date | |
| SANTANDER BANK N. 0.717 | 80280JML2 | CDS | 170,000 | $170,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,391 | $160,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 4,524 | $146,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 4,552 | $140,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,562 | $134,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 2,531 | $126,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 586 | $125,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 2,784 | $125,000 | thousands by filing date | |
| GRIFFIN CAPITAL ESSENTIAL ASSET REIT | 39818Q102 | REIT | 11,803 | $123,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 4,097 | $122,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,282 | $114,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 2,400 | $113,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 4,144 | $112,000 | thousands by filing date | |
| SAFRA NATL BK NEW 0.817 | 78658QYW7 | CDS | 112,000 | $111,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,583 | $108,000 | thousands by filing date | |
| CALCASIEU-CAMERON 4%18 | 128271AV5 | BMU | 100,000 | $103,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 4,000 | $100,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 4,267 | $100,000 | thousands by filing date | |
| BMO HARRIS BANK 0.7517 | 05581WJX4 | CDS | 95,000 | $94,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,600 | $93,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,540 | $92,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 540 | $89,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 727 | $83,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,830 | $75,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 416 | $73,000 | thousands by filing date | |
| Carter Validus Mission Critica | 146282108 | COM | 7,280 | $72,000 | thousands by filing date | |
| FS Investment Corp II | 35952V105 | Stock | 8,133 | $71,000 | thousands by filing date | |
| Corporate Ppty Assoc17 Glbal I | 22003d102 | LTD | 6,755 | $69,000 | thousands by filing date | |
| FIRSTBANK P R 0.817 | 33767AJ44 | CDS | 70,000 | $69,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,153 | $66,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 972 | $66,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,002 | $66,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 1,862 | $66,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,000 | $65,000 | thousands by filing date | |
| DISCOVER BK 1.2517 | 254672TN8 | CDS | 65,000 | $65,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,100 | $64,000 | thousands by filing date | |
| WELLS FARGO BK N 0.917 | 949763AN6 | CDS | 65,000 | $64,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,854 | $63,000 | thousands by filing date | |
| GOLDMAN SACHS BK 1.817 | 38143AUR4 | CDS | 62,000 | $62,000 | thousands by filing date | |
| BMO HARRIS BANK 0.7517 | 05581WCJ2 | CDS | 60,000 | $60,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 1,549 | $59,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 356 | $56,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,740 | $56,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,427 | $54,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 853 | $53,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 773 | $53,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 489 | $53,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 675 | $50,000 | thousands by filing date | |
| VTI | 922908769 | COM | 421 | $48,000 | thousands by filing date | |
| FS SPECIALTY LENDING FUN | 302999248 | CLOSED END MUTL FUND | 6,301 | $46,000 | thousands by filing date | |
| TELEFONICA EMI 5.877%19F | 87938WAH6 | UDD | 40,000 | $43,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 550 | $40,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 3,574 | $39,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,080 | $38,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 6,800 | $38,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,090 | $37,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 124 | $36,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 813 | $33,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,200 | $33,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 400 | $31,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,422 | $30,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 5,468 | $29,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 240 | $28,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 389 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 632 | $26,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 1,100 | $26,000 | thousands by filing date | |
| HSBC Hldgs PLC Sub Cap 8.125% | 404280703 | Pfd Stk | 1,000 | $25,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 196 | $24,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 1,000 | $24,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 675 | $24,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 1,045 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 592 | $24,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 30 | $23,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 360 | $23,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 200 | $22,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,828 | $22,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 1,400 | $22,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 404 | $20,000 | thousands by filing date | |
| COPPELL TEX INDPT 0%17 | 217489N82 | BMU | 21,000 | $20,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 26 | $19,000 | thousands by filing date | |
| KEYBANK NA 1.0517 | 49306SVG8 | CDS | 19,000 | $19,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 496 | $18,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 910 | $18,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 450 | $17,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 294 | $17,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 352 | $17,000 | thousands by filing date | |
| MATAGORDA CN TX 5.12528 | 57652TAV9 | BMU | 15,000 | $17,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 303 | $16,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 264 | $16,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 460 | $16,000 | thousands by filing date | |
| HARRIS CNTY TEX 0%17 | 414004MK4 | BMU | 17,000 | $16,000 | thousands by filing date | |
| DALLAS TEX CONVENTI 0%18 | 235417AR3 | BMU | 16,000 | $15,000 | thousands by filing date | |
| DISCOVER BK 1.1517 | 254672VR6 | CDS | 15,000 | $15,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 338 | $14,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 200 | $14,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 377 | $14,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 632 | $14,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 568 | $14,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 280 | $14,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 474 | $14,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 21,000 | $14,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 925 | $13,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 800 | $13,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 865 | $13,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 200 | $12,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 166 | $12,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 131 | $11,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 100 | $11,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 90 | $11,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 784 | $11,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 830 | $11,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 350 | $11,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 65 | $10,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 100 | $10,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 96 | $10,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,000 | $10,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,263 | $10,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 500 | $10,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 3,006 | $10,000 | thousands by filing date | |
| COSTCO WHOLESALE 5.517 | 22160KAC9 | BCO | 10,000 | $10,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 92 | $9,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 661 | $9,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 112 | $9,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 152 | $9,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 632 | $9,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 700 | $9,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 157 | $9,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 262 | $8,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 150 | $8,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 139 | $8,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,000 | $8,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 92 | $8,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 88 | $8,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22539T316 | COM | 300 | $8,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 38 | $7,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 200 | $7,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 132 | $7,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 117 | $7,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 77 | $7,000 | thousands by filing date | |
| ALLY BANK 1.1518 | 02006LXV0 | CDS | 8,000 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 175 | $6,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 65 | $6,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 200 | $6,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 350 | $6,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 100 | $6,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 112 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 83 | $6,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 91 | $6,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 154 | $6,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 198 | $6,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,000 | $6,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 114 | $6,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 1,402 | $6,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 43 | $5,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 133 | $5,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 30 | $5,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 425 | $5,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 108 | $5,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 71 | $5,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 104 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 150 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 160 | $5,000 | thousands by filing date | |
| GOLDMAN SACHS BK 1.3517 | 38143AW92 | CDS | 5,000 | $5,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 41 | $4,000 | thousands by filing date | |
| IJH | 464287507 | COM | 30 | $4,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 60 | $4,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 62 | $4,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 38 | $4,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 400 | $4,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 64 | $4,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 59 | $4,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 85 | $4,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 46 | $4,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 400 | $4,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 112 | $4,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 44 | $3,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 85 | $3,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 65 | $3,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 54 | $3,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 45 | $3,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 40 | $3,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 149 | $3,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 61 | $3,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 53 | $3,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 242 | $3,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 130 | $3,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 151 | $3,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 325 | $3,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 88 | $3,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 56 | $3,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 288 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS BK 1.517 | 38147JKU5 | CDS | 3,000 | $3,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 8 | $2,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 41 | $2,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 15 | $2,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 85 | $2,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 12 | $2,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 69 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 80 | $2,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 100 | $2,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 208 | $2,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 200 | $2,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 44 | $2,000 | thousands by filing date | |
| HP INC. 4.0522 | 428236BX0 | BCO | 2,000 | $2,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 29 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 8 | $1,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 30 | $1,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 39 | $1,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 20 | $1,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 27 | $1,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 15 | $1,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 20 | $1,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 100 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 205 | $1,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 70 | $1,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 50 | $1,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 73 | $1,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 20 | $1,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 29 | $1,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 280 | $1,000 | thousands by filing date | |
| THE GOLDMAN SACHS G 5PER CENT22 DUE 12/15/22 | 38141E2N8 | CORPORATE BONDS | 1,000 | $1,000 | thousands by filing date | |
| HSBC FIN CORP 617 | 40429XTA4 | BCO | 1,000 | $1,000 | thousands by filing date | |
| NATIONAL RURAL UTIL 420 | 63743FMT0 | BCO | 1,000 | $1,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AbbVie,Inc. | 00287Y109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Citigroup Inc. | 172967424 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTENERGY CORP | 337932107 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOETIS INC CL A | 98978V103 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COCA COLA CONS INC | 191098102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMESTOP CORP | 36467W109 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWITTER INC | 90184L102 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRA Group Inc | 69354N106 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVIRI CORP | 415864107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 206 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAMMIN JAVA CORP | 470751108 | COM | 29,411 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRIMSON WINE GROUP LTD COM | 22662X100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENGIE SA ADR | 29286D105 | ADR | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALYARD HEALTH INC | 40650V100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON MUTUAL INC COMMON | 939ESC968 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSWITCH CORP | 894065309 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIVE | 007786106 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREE INC | 225447101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD | 92205F106 | Domestic Common | 185 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 220 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSCAPE INC | 37940G109 | COM | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Beacon Power Corp New | 073677205 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGERATI TECHNOLOGIES | 25375L206 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALUESTAR CORP XXX | 919910109 | COM | 6,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VELATEL GLOBAL COMM NEW | 92256R207 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YTB INTERNATIONAL CL A | 98425R200 | COM | 214 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AZ GOLD & ONYX MINING CO | 04051K105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY & ENGINE TECH XXX | 29267D108 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROS HLDGS 2XXX | 525ESCW62 | PRD | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARTS.COM INC NEW XXX | 702140203 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FITBIT INC | 33812L102 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILHELMINA INTL INC | 968235200 | COM NEW | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMR Corp Escrow | 001ESC102 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEBE STORES INC COM NEW | 075571208 | Common Stock | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Liquefied Natural Gas Ltd Com | Q5570T107 | COM | 579 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROKE OUT INC | 112093109 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREDDIE MAC 921 | 31340Y2N8 | CMO | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GNMA PL 001790M 824 | 36202B7B5 | GIN | 125,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GNMA PL 002032M 725 | 36202CHH9 | GIN | 56,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GNMA PL 002247M 726 | 36202CP80 | GIN | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-17-001382 | this filing | 2017-02-06 | acceptance time not in the bulk data set |