13F-HR filed by Bulldog Investors, LLP
Bulldog Investors, LLP filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 84 holding rows worth $443,593,000.
- Accession
- 0001398344-16-020636
- Filer
- CIK 1504304
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 84 entries on the cover page, a total value of $443,593,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $443,592,000 with VALUE read as thousands by filing date, 13F file number 028-15290. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STEWART INFORMATION SVCS COR | 860372101 | COM | 1,019,318 | $45,309,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 2,753,299 | $32,874,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 5,698,062 | $32,422,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 5,016,152 | $23,777,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 2,463,293 | $22,539,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 2,190,168 | $19,952,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 1,468,743 | $19,417,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,700,751 | $18,181,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 3,875,519 | $17,866,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 1,012,392 | $14,325,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 887,641 | $12,400,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 1,461,794 | $12,206,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 4,032,377 | $11,815,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 1,378,812 | $11,430,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 635,722 | $10,508,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 1,312,701 | $9,359,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 768,304 | $9,051,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 773,418 | $8,781,000 | thousands by filing date | |
| IMPERIAL HLDGS INC | 452834AE4 | NOTE 8.500% 2/1 | 9,243,000 | $8,082,000 | thousands by filing date | principal |
| TRI CONTL CORP | 895436103 | COM | 313,691 | $6,707,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 3,746,911 | $6,557,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W123 | UNIT 03/22/2022 | 653,000 | $6,510,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 189,259 | $6,179,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 621,807 | $5,640,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 496,077 | $4,818,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 444,626 | $4,792,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 555,167 | $4,756,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 1,752,062 | $4,625,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 566,995 | $4,547,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 851,229 | $4,409,000 | thousands by filing date | |
| AROWANA INC | G05011104 | SHS | 400,000 | $4,076,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A203 | UNIT 99/99/9999 | 390,000 | $3,908,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 426,605 | $3,575,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588105 | SHS | 300,000 | $3,075,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 137,645 | $2,924,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 315,041 | $2,473,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 1,121,032 | $2,309,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 132,784 | $2,288,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 166,914 | $2,195,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 669,142 | $2,101,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P104 | SHS | 201,285 | $1,989,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T203 | UNIT 99/99/9999T | 165,000 | $1,617,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 88,300 | $1,118,000 | thousands by filing date | |
| Eaton Corp PLC | G2920Y101 | COM | 100,000 | $1,024,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 497,162 | $925,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 72,748 | $876,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 93,379 | $875,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 82,840 | $833,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 49,443 | $746,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 71,219 | $609,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 25,000 | $588,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 50,823 | $512,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 51,097 | $506,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 144,207 | $388,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 80,704 | $381,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 28,598 | $284,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 34,123 | $279,000 | thousands by filing date | |
| ATLANTIC ALLIANCE PARTNER CO | G04897107 | SHS | 20,000 | $210,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 13,985 | $171,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 14,049 | $139,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247123 | *W EXP 01/01/202 | 200,918 | $110,000 | thousands by filing date | |
| AROWANA INC | G05011120 | RIGHT 01/01/2017 | 400,000 | $74,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588113 | RIGHT 03/15/2017 | 300,000 | $61,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P120 | RIGHT 09/01/2017 | 201,285 | $56,000 | thousands by filing date | |
| E COMPASS ACQUISITION CORP | G2920Y119 | RIGHT 02/1 | 100,000 | $55,000 | thousands by filing date | |
| CHINA LENDING CORP | G21612117 | *W EXP 03/30/202 | 251,050 | $50,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 151,020 | $44,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 10,000 | $42,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588121 | *W EXP 10/20/202 | 300,000 | $40,000 | thousands by filing date | |
| AROWANA INC | G05011112 | *W EXP 04/29/202 | 400,000 | $39,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 200,000 | $36,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P138 | *W EXP 11/23/202 | 201,285 | $32,000 | thousands by filing date | |
| COPSYNC INC | 217712207 | COM NEW | 30,000 | $21,000 | thousands by filing date | |
| GORES HOLDINGS INC-CW20 | 382866119 | Warrants | 21,500 | $19,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789134 | RIGHT 03/12/2018 | 75,000 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287909 | CALL | 25,000 | $13,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 16,000 | $12,000 | thousands by filing date | principal |
| AR CAP ACQUISITION CORP | 00191R117 | *W EXP 10/06/201 | 200,173 | $12,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U119 | *W EXP 01/01/202 | 51,097 | $9,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V119 | RIGHT 08/11/2017 | 50,823 | $8,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789118 | *W EXP 12/17/202 | 75,000 | $8,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 50,823 | $5,000 | thousands by filing date | |
| COPSYNC INC | 217712116 | *W EXP 11/12/202 | 30,000 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287959 | PUT | 12,800 | $1,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-16-020636 | this filing | 2016-11-14 | acceptance time not in the bulk data set |