13F-HR filed by ALPS ADVISORS INC
ALPS ADVISORS INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-02, with 674 holding rows worth $12,252,191,000.
- Accession
- 0001398344-16-020288
- Filer
- CIK 1376113
- Filed
- 2016-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 677 entries on the cover page, a total value of $12,252,191,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,252,194,000 with VALUE read as thousands by filing date, 13F file number 028-12230. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAristotle Capital Management, LLC 028-02634
- reports for this filerClough Capital Partners LP 028-10679
- reports for this filerCongress Asset Management Co. 028-03434
- reports for this filerCoreCommodity Management, LLC 028-11239
- reports for this filerDelaware Management Business Trust 028-05267
- reports for this filerPrincipal Financial Group, Inc. 028-10106
- reports for this filerPrincipal Real Estate Investors LLC 028-10400
- reports for this filerPzena Investment Management 028-03791
- reports for this filerRiverFront Investment Group 028-13577
- reports for this filerRiverNorth Capital Management, LLC 028-13256
- reports for this filerStadion Money Management, LLC 028-11320
- reports for this filerSustainable Growth Advisers, LP 028-11076
- reports for this filerTCW Group, Inc. 028-02494
- reports for this filerTCW Investment Management Co. 028-06683
- reports for this filerWeatherbie Capital, LLC 028-04129
- reports for this filerWellington Management Company, LLP 028-04557
- included managerRed Rocks Capital LLC 028-14056
- included managerMorningstar Investment Services LLC 028-13657
- included managerSterling Global Strategies LLC 028-16629
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FITBIT INC | 33812L102 | CL A | 28,154 | $418,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 7,203 | $417,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 11,764 | $417,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 11,432 | $417,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 10,862 | $417,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 8,000 | $417,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 8,623 | $417,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 8,447 | $417,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 4,237 | $417,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 10,854 | $417,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 29,667 | $417,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 13,159 | $417,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,486 | $416,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 4,400 | $416,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 9,308 | $416,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 16,508 | $416,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 3,512 | $416,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 12,785 | $416,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 9,438 | $416,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 8,288 | $416,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 24,561 | $416,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 9,359 | $416,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 51,862 | $415,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 10,284 | $415,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 16,479 | $415,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 9,369 | $415,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 5,661 | $415,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 4,482 | $415,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 9,459 | $415,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 24,198 | $415,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 21,416 | $415,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 10,808 | $415,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 11,687 | $414,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 8,275 | $414,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 20,417 | $414,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 15,700 | $414,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 10,874 | $414,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 34,488 | $414,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 7,129 | $414,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 16,333 | $413,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 3,107 | $413,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 15,431 | $413,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 3,664 | $413,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 98,539 | $413,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 6,681 | $413,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 7,955 | $413,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 23,277 | $413,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 6,156 | $413,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 10,173 | $413,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 16,975 | $413,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 5,163 | $412,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 18,272 | $412,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 5,880 | $412,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 4,819 | $412,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 4,250 | $412,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 11,592 | $412,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 11,286 | $412,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 15,570 | $412,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 5,497 | $412,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 15,494 | $412,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 6,137 | $412,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 7,577 | $412,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 11,845 | $412,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 7,133 | $411,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 6,774 | $411,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 14,425 | $411,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 7,259 | $411,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 4,164 | $411,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 5,104 | $411,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 15,772 | $411,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 11,382 | $411,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 11,314 | $411,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 49,624 | $411,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 6,134 | $410,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 17,924 | $410,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 15,328 | $410,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 4,876 | $409,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 24,489 | $409,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 6,516 | $409,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 9,204 | $409,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 4,284 | $409,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 3,625 | $408,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,600 | $408,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 11,671 | $408,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 6,125 | $408,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 25,266 | $408,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 2,032 | $407,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 9,138 | $407,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 10,081 | $406,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 2,612 | $406,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 32,376 | $405,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 3,247 | $405,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 8,588 | $405,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 3,424 | $404,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 2,404 | $404,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 2,441 | $404,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 17,823 | $403,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 14,410 | $403,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 22,431 | $403,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 5,972 | $402,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 7,434 | $402,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 15,570 | $402,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 8,095 | $401,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 10,211 | $400,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 13,256 | $400,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 9,509 | $399,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 8,019 | $399,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 15,000 | $398,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 11,177 | $397,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,469 | $396,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 7,129 | $396,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 81,538 | $395,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,984 | $394,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 38,074 | $394,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 6,058 | $393,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 30,634 | $393,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 16,810 | $393,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 9,256 | $392,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 17,187 | $390,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 18,674 | $389,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 13,121 | $389,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 12,091 | $385,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 8,422 | $384,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 48,236 | $384,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 16,817 | $384,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 13,317 | $381,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 4,378 | $380,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 9,760 | $376,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 2,588 | $364,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 30,275 | $357,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 21,718 | $356,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 7,937 | $350,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 22,669 | $344,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 19,485 | $340,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 23,315 | $337,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 7,097 | $329,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 43,944 | $329,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 20,707 | $327,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 58,914 | $326,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 34,332 | $325,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 417 | $324,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,680 | $316,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 40,693 | $310,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 12,045 | $308,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 7,717 | $307,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 28,336 | $286,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 209,502 | $283,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,208 | $280,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 10,863 | $250,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,115 | $244,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 9,318 | $234,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 22,995 | $225,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 67,337 | $222,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,071 | $217,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 31,643 | $217,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 129,569 | $215,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,826 | $213,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,800 | $208,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,282 | $207,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 5,721 | $204,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 243 | $203,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,533 | $202,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,389 | $201,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 25,720 | $195,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 39,855 | $166,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 14,195 | $150,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 12,012 | $121,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 34,840 | $115,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 17,529 | $111,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 63,217 | $99,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 14,313 | $95,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 10,683 | $91,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 38,468 | $70,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 13,166 | $47,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-16-020288 | this filing | 2016-11-02 | acceptance time not in the bulk data set |