13F-HR filed by PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-01, with 173 holding rows worth $929,370,000.
- Accession
- 0001398344-16-020190
- Filer
- CIK 1238990
- Filed
- 2016-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 173 entries on the cover page, a total value of $929,370,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $929,373,000 with VALUE read as thousands by filing date, 13F file number 028-10972. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 1,610,202 | $23,670,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 792,201 | $17,999,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 441,621 | $17,157,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 939,775 | $16,747,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 3,689,949 | $16,715,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 502,354 | $16,045,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 166,414 | $14,152,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,196,602 | $13,893,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 110,884 | $13,490,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 926,552 | $12,258,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 414,154 | $12,147,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 1,065,435 | $12,146,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 264,192 | $11,751,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 1,478,759 | $11,386,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 211,620 | $11,188,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 598,640 | $11,177,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 1,398,091 | $10,877,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 1,386,077 | $10,285,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 538,931 | $10,008,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 1,187,549 | $9,809,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 401,469 | $9,708,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 585,579 | $9,674,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 406,080 | $9,543,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 828,158 | $9,342,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 601,120 | $8,957,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 560,462 | $8,911,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 93,200 | $8,902,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 762,518 | $8,799,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,488,240 | $8,468,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 337,168 | $8,291,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 25,543 | $8,282,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 155,810 | $8,275,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 98,058 | $8,162,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 1,856,972 | $8,041,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 345,017 | $7,818,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 438,485 | $7,809,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 965,544 | $7,782,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 514,649 | $7,679,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,546,269 | $7,561,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 1,017,620 | $7,480,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 335,671 | $7,422,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 536,895 | $7,415,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 891,794 | $7,384,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 109,402 | $7,310,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 450,466 | $7,185,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 357,400 | $6,898,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 179,419 | $6,576,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 310,880 | $6,379,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 212,966 | $6,272,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 1,217,269 | $6,208,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 239,022 | $6,112,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 102,981 | $5,932,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 425,734 | $5,892,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 35,561 | $5,849,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 410,873 | $5,814,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 444,600 | $5,753,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 86,372 | $5,752,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 209,251 | $5,740,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 280,515 | $5,739,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 451,963 | $5,722,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 172,402 | $5,584,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 466,800 | $5,541,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 83,021 | $5,470,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 104,251 | $5,419,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 247,431 | $5,330,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 305,374 | $5,298,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 35,730 | $5,162,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 380,411 | $5,082,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 80,826 | $5,068,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 79,240 | $5,052,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 144,577 | $4,997,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 55,513 | $4,940,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 474,423 | $4,891,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 263,250 | $4,839,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 338,281 | $4,790,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 514,191 | $4,772,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 47,861 | $4,761,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 178,900 | $4,741,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 280,694 | $4,730,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 39,503 | $4,667,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 41,248 | $4,645,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 416,880 | $4,636,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 51,551 | $4,627,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 37,299 | $4,557,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 143,204 | $4,499,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 572,760 | $4,473,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 49,806 | $4,347,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 178,953 | $4,341,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 280,985 | $4,316,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 113,050 | $4,288,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 386,470 | $4,232,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 44,456 | $4,222,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 31,841 | $4,195,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 60,643 | $4,165,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 81,718 | $4,123,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 34,555 | $4,116,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 83,830 | $4,089,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 203,275 | $4,023,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 442,684 | $3,904,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 166,399 | $3,899,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,035,575 | $3,873,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 282,520 | $3,811,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 37,845 | $3,776,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 712,000 | $3,774,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 30,026 | $3,763,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 117,707 | $3,681,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 182,165 | $3,671,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 151,380 | $3,580,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 86,115 | $3,563,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 30,208 | $3,562,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 51,386 | $3,362,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 580,600 | $3,304,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 33,846 | $3,280,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 316,805 | $3,263,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 213,909 | $3,234,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 372,600 | $3,107,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 220,521 | $3,056,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 123,145 | $3,016,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 747,300 | $2,982,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 228,967 | $2,974,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 34,165 | $2,916,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 185,060 | $2,905,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 236,867 | $2,859,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 87,851 | $2,824,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 340,400 | $2,815,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 66,022 | $2,767,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 104,700 | $2,739,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 105,465 | $2,726,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 327,770 | $2,671,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 283,931 | $2,669,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 80,672 | $2,597,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 212,280 | $2,583,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 32,056 | $2,531,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 24,896 | $2,529,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 58,836 | $2,523,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 21,210 | $2,426,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 74,852 | $2,421,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 102,577 | $2,375,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 56,000 | $2,370,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 123,156 | $2,350,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 210,390 | $2,301,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 269,249 | $2,256,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 326,000 | $2,191,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 72,800 | $2,167,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 188,550 | $2,149,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 1,796,766 | $1,976,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 131,335 | $1,967,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 220,172 | $1,825,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 103,229 | $1,810,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 109,750 | $1,761,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 196,000 | $1,750,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 48,145 | $1,726,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 101,000 | $1,707,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 127,456 | $1,693,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 163,575 | $1,683,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 31,700 | $1,666,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 92,000 | $1,631,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 100,000 | $1,580,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 250,000 | $1,570,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 99,000 | $1,533,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 192,000 | $1,494,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 133,000 | $1,434,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 191,000 | $1,429,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 172,496 | $1,316,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 270,272 | $1,268,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 95,500 | $1,244,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 149,399 | $1,214,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 205,000 | $1,205,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 23,830 | $1,087,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 6,500 | $791,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 37,698 | $780,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 13,500 | $698,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 29,000 | $674,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-16-020190 | this filing | 2016-11-01 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-16-020959 | base | 2016-11-21 | acceptance time not in the bulk data set |