13F-HR filed by HOWE & RUSLING INC
HOWE & RUSLING INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-17, with 1,053 holding rows worth $464,252,000.
- Accession
- 0001398344-16-019674
- Filer
- CIK 769963
- Filed
- 2016-10-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1,053 entries on the cover page, a total value of $464,252,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $464,252,000 with VALUE read as thousands by filing date, 13F file number 028-01563. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Home Depot, Inc | 437076102 | COM | 99,639 | $12,822,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 111,348 | $12,588,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 366,796 | $12,423,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 273,127 | $11,092,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 80,271 | $10,927,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 57,386 | $10,113,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 76,135 | $9,636,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 150,230 | $9,499,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 79,835 | $9,431,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 110,251 | $8,824,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 235,399 | $8,345,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 121,960 | $7,692,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 94,966 | $7,534,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 130,018 | $7,489,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 157,952 | $7,447,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 112,645 | $7,402,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 100,403 | $7,102,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 136,216 | $7,000,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 148,357 | $6,767,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 69,438 | $6,661,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 207,303 | $6,576,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 27,419 | $6,573,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 173,908 | $6,565,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 82,286 | $6,380,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 36,673 | $6,327,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 47,027 | $6,180,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 66,665 | $6,150,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 70,352 | $6,078,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 47,301 | $6,067,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 27,447 | $5,937,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 48,246 | $5,817,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 110,982 | $5,752,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 62,805 | $5,735,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 52,805 | $5,718,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 40,518 | $5,453,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 179,782 | $5,420,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 206,875 | $5,112,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 76,863 | $5,099,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 27,815 | $5,084,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 46,550 | $5,053,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 24,800 | $4,968,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 18,062 | $4,865,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 151,550 | $4,784,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 62,845 | $4,693,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 33,987 | $4,673,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 41,905 | $4,601,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 50,471 | $4,521,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 120,219 | $4,517,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 12,456 | $4,515,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 38,665 | $4,397,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 18,816 | $4,334,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 111,723 | $4,277,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 5,421 | $4,214,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 43,035 | $4,180,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 71,634 | $3,862,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 31,757 | $3,666,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 31,094 | $3,509,000 | thousands by filing date | |
| VTI | 922908769 | COM | 31,395 | $3,495,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 40,961 | $3,438,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 39,768 | $3,203,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 53,585 | $2,901,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 52,420 | $2,760,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 29,785 | $2,600,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 81,533 | $2,415,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 93,462 | $2,271,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 7,915 | $2,234,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 22,562 | $2,194,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 17,765 | $2,174,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 20,292 | $2,141,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 26,566 | $2,126,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 13,719 | $1,492,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,896 | $1,413,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 20,785 | $1,407,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 12,004 | $1,398,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 15,636 | $1,319,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 7,646 | $1,273,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 14,538 | $1,150,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 7,134 | $1,110,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 20,384 | $974,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 21,374 | $904,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 15,593 | $897,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,876 | $849,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 25,560 | $798,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 6,298 | $731,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 9,800 | $657,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 14,831 | $651,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 12,340 | $589,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,702 | $574,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 7,287 | $566,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 26,470 | $565,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 6,272 | $531,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 7,911 | $530,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 8,469 | $525,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,946 | $517,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 13,149 | $495,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 15,404 | $487,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,870 | $479,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 4,901 | $472,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 5,024 | $450,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 4,913 | $450,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 33,160 | $448,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 8,346 | $448,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 8,992 | $443,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 11,865 | $440,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 4,392 | $438,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,539 | $435,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 17,847 | $432,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 7,317 | $423,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 22,037 | $420,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 5,410 | $419,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 12,910 | $415,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,350 | $413,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,592 | $412,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,912 | $397,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,883 | $380,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 13,529 | $379,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 6,455 | $376,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 15,707 | $369,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 10,201 | $358,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 14,266 | $354,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 7,463 | $353,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,343 | $346,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 6,060 | $340,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,463 | $322,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 11,715 | $322,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,665 | $316,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,617 | $315,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,525 | $314,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,422 | $298,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,589 | $286,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,333 | $272,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 3,428 | $262,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,450 | $260,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 3,703 | $248,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,387 | $247,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,917 | $237,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 9,555 | $235,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,126 | $219,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,700 | $218,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,366 | $210,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,350 | $206,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,201 | $204,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,666 | $200,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 1,885 | $200,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,456 | $193,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 7,501 | $177,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 4,000 | $176,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,889 | $173,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 3,550 | $166,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,731 | $162,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 667 | $161,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,073 | $160,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 7,890 | $160,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 3,558 | $158,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 8,250 | $158,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,461 | $158,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,990 | $158,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,111 | $157,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,317 | $157,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 3,475 | $155,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 684 | $154,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 4,875 | $154,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 5,513 | $152,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 2,048 | $149,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,647 | $142,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 3,057 | $141,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,375 | $140,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,243 | $139,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,716 | $138,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3,927 | $138,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1,078 | $138,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,741 | $137,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 7,200 | $137,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 2,632 | $136,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 2,560 | $135,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 1,955 | $131,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 4,436 | $129,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 5,499 | $127,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 2,470 | $122,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,680 | $117,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 5,155 | $115,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,254 | $114,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 2,560 | $111,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 2,000 | $110,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,476 | $105,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 7,540 | $105,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 3,798 | $104,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 2,177 | $104,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 1,270 | $102,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,250 | $100,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 850 | $100,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 3,090 | $98,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 2,620 | $97,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 1,305 | $97,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 3,204 | $95,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 3,620 | $94,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 2,275 | $94,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 1,245 | $93,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 4,540 | $91,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 3,030 | $91,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 3,170 | $90,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 1,943 | $89,000 | thousands by filing date | principal |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 1,950 | $87,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 1,380 | $87,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 719 | $86,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 2,640 | $86,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,113 | $85,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 2,120 | $84,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 666 | $84,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,549 | $84,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,903 | $82,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 1,331 | $82,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 2,050 | $82,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 100 | $82,000 | thousands by filing date | principal |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 1,490 | $80,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 647 | $79,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,207 | $79,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 2,150 | $79,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 280 | $77,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 2,978 | $77,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 399 | $77,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,746 | $76,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 600 | $73,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 562 | $73,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 2,635 | $73,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 86 | $72,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 2,156 | $71,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,270 | $71,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,342 | $71,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,421 | $70,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 756 | $70,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 580 | $67,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 945 | $65,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 613 | $65,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 715 | $63,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 502 | $63,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 8,669 | $63,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,543 | $63,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 780 | $63,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,353 | $62,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 753 | $61,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,205 | $60,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,239 | $59,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 4,355 | $59,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 1,100 | $59,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 2,555 | $59,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 72 | $58,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 504 | $57,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,181 | $56,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 434 | $54,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 2,575 | $53,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 985 | $52,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 810 | $52,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 1,252 | $50,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 996 | $50,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 2,000 | $50,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 560 | $49,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 370 | $49,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,120 | $48,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,316 | $47,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 596 | $47,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 540 | $47,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 535 | $46,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 371 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,545 | $45,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 200 | $44,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 785 | $44,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 241 | $44,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 375 | $44,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 742 | $44,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 914 | $43,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 3,574 | $43,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 368 | $42,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 150 | $42,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 659 | $42,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 834 | $42,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,381 | $42,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 830 | $41,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 600 | $41,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,282 | $41,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,868 | $41,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,577 | $40,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 337 | $40,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1,200 | $39,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 478 | $39,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 833 | $39,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 507 | $38,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 466 | $38,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 341 | $38,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 860 | $37,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 10,094 | $37,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 380 | $36,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 383 | $36,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,044 | $36,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 12,202 | $35,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 790 | $35,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 156 | $35,000 | thousands by filing date | principal |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 1,196 | $35,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 322 | $34,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 510 | $34,000 | thousands by filing date | principal |
| VENTAS INC COM | 92276F100 | REIT | 486 | $34,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 340 | $33,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 277 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 222 | $33,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 940 | $33,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 70,000 | $32,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 460 | $32,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 2,500 | $32,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 426 | $31,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 970 | $31,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,000 | $31,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 4,625 | $31,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 420 | $30,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 715 | $30,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 426 | $30,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 4,205 | $30,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 874 | $29,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 842 | $29,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 310 | $29,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 930 | $28,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 530 | $28,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 701 | $28,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 975 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 650 | $27,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 1,175 | $27,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 250 | $26,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 353 | $26,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 364 | $26,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 769 | $26,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 870 | $26,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 5,285 | $26,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 185 | $25,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 60 | $25,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 850 | $25,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 335 | $25,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 337 | $25,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 300 | $25,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 1,125 | $25,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 1,100 | $25,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 376 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 400 | $24,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 308 | $24,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,346 | $24,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,000 | $24,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 185 | $23,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 454 | $23,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 105 | $23,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 399 | $23,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 895 | $23,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 342 | $23,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 487 | $22,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 360 | $22,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 362 | $22,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 1,180 | $22,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 445 | $22,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 957 | $22,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 954 | $22,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 169 | $21,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 297 | $21,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 121 | $21,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 350 | $21,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 344 | $21,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 361 | $21,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 479 | $21,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 1,271 | $21,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 272 | $20,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 170 | $20,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,616 | $20,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 147 | $20,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 375 | $20,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 2,036 | $20,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 347 | $20,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 610 | $20,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 510 | $20,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,694 | $20,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 150 | $20,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 800 | $20,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 147 | $19,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 409 | $19,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,208 | $19,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 640 | $19,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,115 | $19,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 488 | $19,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 500 | $19,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 369 | $19,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 510 | $19,000 | thousands by filing date | principal |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 424 | $19,000 | thousands by filing date | principal |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 141 | $18,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 130 | $18,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 234 | $18,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 240 | $18,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 236 | $18,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 129 | $18,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,035 | $18,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 558 | $18,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 324 | $18,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 500 | $18,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 215 | $17,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 266 | $17,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 166 | $17,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 738 | $17,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 250 | $17,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 352 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 150 | $17,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 215 | $17,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 253 | $17,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,500 | $17,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 383 | $17,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 782 | $17,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 560 | $16,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 792 | $16,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 320 | $16,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 430 | $16,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 50 | $16,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 450 | $16,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 480 | $16,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 515 | $16,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 100 | $16,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 244 | $16,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,600 | $16,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 150 | $15,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,000 | $15,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 319 | $15,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 318 | $15,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 500 | $15,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 575 | $15,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 407 | $15,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 288 | $15,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 835 | $15,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 1,000 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 159 | $14,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 203 | $14,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 129 | $14,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 135 | $14,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 233 | $14,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 335 | $14,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 448 | $14,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 350 | $14,000 | thousands by filing date | principal |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 600 | $14,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 300 | $14,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 190 | $14,000 | thousands by filing date | principal |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 510 | $14,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 420 | $14,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 162 | $13,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 215 | $13,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 191 | $13,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 267 | $13,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 233 | $13,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,640 | $13,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 106 | $13,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 383 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,000 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 350 | $13,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 229 | $13,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 420 | $13,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,421 | $13,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 510 | $13,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 2,220 | $13,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 520 | $12,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 200 | $12,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 250 | $12,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 100 | $12,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 302 | $12,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 276 | $12,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 507 | $12,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 835 | $12,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 502 | $12,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,979 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 90 | $12,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 229 | $12,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 400 | $12,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 100 | $12,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 604 | $12,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 510 | $12,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 465 | $12,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 305 | $12,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 168 | $12,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 500 | $12,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 167 | $11,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 346 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 130 | $11,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 250 | $11,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 410 | $11,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 87 | $11,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 278 | $11,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 118 | $11,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 256 | $11,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 68 | $11,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 412 | $11,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 63 | $11,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 160 | $11,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 141 | $11,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 507 | $11,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 477 | $11,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 685 | $11,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 500 | $11,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 294 | $11,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 259 | $11,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 214 | $11,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 829 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-16-019674 | this filing | 2016-10-17 | acceptance time not in the bulk data set |