13F-HR filed by SILVERBACK ASSET MANAGEMENT LLC
SILVERBACK ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 46 holding rows worth $490,583,000.
- Accession
- 0001398344-16-016671
- Filer
- CIK 1278960
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 46 entries on the cover page, a total value of $490,583,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $490,585,000 with VALUE read as thousands by filing date, 13F file number 028-10791. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 20,514,000 | $34,348,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 250,000 | $28,745,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 27,354,000 | $27,046,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 21,750,000 | $26,215,000 | thousands by filing date | principal |
| OCLARO INC | 67555NAB3 | Bond | 9,112,000 | $23,839,000 | thousands by filing date | principal |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 10,000,000 | $23,331,000 | thousands by filing date | principal |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 35,406,000 | $20,535,000 | thousands by filing date | principal |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 17,767,000 | $19,566,000 | thousands by filing date | principal |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 19,099,000 | $17,034,000 | thousands by filing date | principal |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 20,569,000 | $16,867,000 | thousands by filing date | principal |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 18,058,000 | $15,981,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 14,200,000 | $15,798,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 15,500,000 | $15,392,000 | thousands by filing date | principal |
| MWW 3.50 10/19 | 611742AB3 | Bond 30/360P2 U | 17,500,000 | $15,269,000 | thousands by filing date | principal |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 13,000,000 | $14,745,000 | thousands by filing date | principal |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 14,000,000 | $14,070,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 22,364,000 | $13,684,000 | thousands by filing date | principal |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 10,000,000 | $10,780,000 | thousands by filing date | principal |
| JAZZ US HLDGS INC | 47216EAA8 | NOTE 8.000%12/3 | 7,420,000 | $10,663,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 9,000,000 | $10,018,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 9,250,000 | $8,926,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 12,455,000 | $8,762,000 | thousands by filing date | principal |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 8,869,000 | $8,204,000 | thousands by filing date | principal |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 9,000,000 | $7,678,000 | thousands by filing date | principal |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 8,285,000 | $7,664,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 7,175,000 | $7,301,000 | thousands by filing date | principal |
| OREXIGEN THERAPEUTICS INC | 686164AB0 | NOTE 2.750%12/0 | 20,909,000 | $7,109,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 11,000,000 | $6,325,000 | thousands by filing date | principal |
| VMEM4.25 10/19 | 92763AAB7 | Bond 30/360P2 U | 14,250,000 | $6,306,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 30,000 | $6,284,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 8,242,000 | $6,264,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 6,000,000 | $5,858,000 | thousands by filing date | principal |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 5,500,000 | $5,528,000 | thousands by filing date | principal |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 4,340,000 | $5,121,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 5,500,000 | $4,527,000 | thousands by filing date | principal |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 8,150,000 | $4,238,000 | thousands by filing date | principal |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 2,500,000 | $3,719,000 | thousands by filing date | principal |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 4,509,000 | $3,224,000 | thousands by filing date | principal |
| AMRS 9.5 04/19 | 03236MAD3 | Bond 30/360P2 U | 1,450,000 | $725,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 3,205 | $671,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 1,500,000 | $559,000 | thousands by filing date | principal |
| AMYRIS INC | 03236MAC5 | NOTE 6.500 5/1 | 2,000,000 | $540,000 | thousands by filing date | principal |
| KEYW HLDG CORP | 493723100 | COM | 53,750 | $534,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 41,774 | $260,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 250,000 | $244,000 | thousands by filing date | principal |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 100,000 | $88,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-16-016671 | this filing | 2016-08-15 | acceptance time not in the bulk data set |