13F-HR filed by Baker Avenue Asset Management, LP
Baker Avenue Asset Management, LP filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 185 holding rows worth $664,542,000.
- Accession
- 0001398344-16-016661
- Filer
- CIK 1432529
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 185 entries on the cover page, a total value of $664,542,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $664,543,000 with VALUE read as thousands by filing date, 13F file number 028-13834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Total World Stock ETF | 922042742 | SHS | 732,694 | $42,548,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 743,409 | $41,802,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 463,128 | $39,042,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 298,906 | $33,661,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 449,740 | $26,719,000 | thousands by filing date | |
| VTI | 922908769 | COM | 233,053 | $24,974,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 260,554 | $24,205,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 292,276 | $16,315,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 114,077 | $14,148,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 146,676 | $9,681,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 399,885 | $9,585,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 193,838 | $9,355,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 91,439 | $8,742,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 169,864 | $8,692,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 159,102 | $8,523,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 368,123 | $8,413,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 103,809 | $8,103,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 66,052 | $7,676,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 161,054 | $7,623,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 48,585 | $7,392,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 245,245 | $7,198,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 93,307 | $7,129,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 134,627 | $6,239,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 8,508 | $6,088,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 138,797 | $6,085,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 196,845 | $6,081,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 136,136 | $5,731,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 83,563 | $5,702,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 68,686 | $5,643,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 291,756 | $5,599,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 65,982 | $5,589,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 58,145 | $5,573,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 45,933 | $5,572,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 72,887 | $5,566,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 84,167 | $5,506,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 54,379 | $5,458,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 35,440 | $5,379,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 124,788 | $5,347,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 149,238 | $5,255,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 71,051 | $5,095,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 43,444 | $5,078,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 43,521 | $5,011,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 156,453 | $4,927,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 152,460 | $4,799,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 48,190 | $4,798,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 132,097 | $4,654,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 34,112 | $4,624,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 48,785 | $4,573,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 44,138 | $4,294,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 63,477 | $3,944,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 21,124 | $3,520,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 61,741 | $3,458,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 132,318 | $3,451,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 79,606 | $3,418,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 29,267 | $3,404,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 39,703 | $3,332,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 20,739 | $3,062,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 102,552 | $2,902,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,180 | $2,893,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 114,715 | $2,837,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 24,185 | $2,781,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 80,029 | $2,750,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 18,346 | $2,726,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 26,194 | $2,704,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 33,787 | $2,672,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 11,601 | $2,579,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 61,961 | $2,545,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 56,597 | $2,455,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 118,570 | $2,428,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 11,265 | $2,371,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 27,180 | $2,350,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 22,129 | $2,320,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 49,878 | $2,301,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 61,602 | $2,256,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 44,527 | $2,213,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 26,225 | $2,188,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 15,580 | $2,137,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 68,088 | $2,027,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 17,185 | $1,851,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 45,115 | $1,820,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 45,395 | $1,786,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 31,979 | $1,740,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 133,194 | $1,700,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 36,700 | $1,653,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 46,322 | $1,551,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 26,821 | $1,450,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 5,215 | $1,420,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 79,515 | $1,419,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 17,147 | $1,302,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 24,182 | $1,255,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 34,622 | $1,224,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 135,555 | $1,154,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 29,867 | $1,142,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 10,580 | $1,122,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 8,915 | $1,031,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 91,810 | $1,008,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 30,773 | $985,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 32,377 | $929,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 19,650 | $924,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 6,156 | $883,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 14,916 | $859,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 18,585 | $854,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 9,590 | $850,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 160,802 | $828,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 8,675 | $826,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 10,013 | $759,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 9,530 | $757,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 34,330 | $750,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 5,566 | $728,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 6,800 | $716,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 3,690 | $713,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 9,726 | $702,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 10,002 | $695,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 49,719 | $684,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 8,330 | $673,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 8,620 | $667,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 927 | $652,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 7,075 | $647,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 16,663 | $647,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 14,500 | $647,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 19,619 | $644,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 12,395 | $627,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 11,977 | $625,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,220 | $608,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 117,310 | $580,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 62,000 | $579,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 6,012 | $572,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,533 | $555,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 7,318 | $538,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 10,830 | $519,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,217 | $492,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 12,650 | $475,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 35,415 | $470,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 19,038 | $470,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 37,500 | $458,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 19,570 | $457,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 40,500 | $455,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 29,290 | $455,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 40,395 | $450,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,937 | $439,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,560 | $437,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 84,040 | $432,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 16,038 | $432,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 15,676 | $421,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 6,320 | $419,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 13,560 | $417,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 15,572 | $417,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 11,930 | $415,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,949 | $408,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 5,896 | $404,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 7,170 | $398,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 2,092 | $396,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 53,650 | $379,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 8,774 | $372,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 8,605 | $372,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,490 | $370,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 74,270 | $367,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,350 | $360,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 20,000 | $356,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,800 | $342,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,418 | $337,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 16,700 | $336,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 6,500 | $335,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 7,200 | $330,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 6,602 | $323,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 8,313 | $319,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 21,120 | $313,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 14,940 | $304,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 4,200 | $304,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,544 | $295,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,634 | $266,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,610 | $257,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,060 | $248,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,920 | $246,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 19,990 | $238,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,921 | $236,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,600 | $232,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 18,531 | $231,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 9,150 | $229,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,930 | $212,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 3,994 | $201,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 3,720 | $200,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 4,400 | $200,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 75,000 | $85,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 50,000 | $65,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-16-016661 | this filing | 2016-08-15 | acceptance time not in the bulk data set |