13F-HR filed by CORNERSTONE ADVISORS INC
CORNERSTONE ADVISORS INC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-10, with 211 holding rows worth $404,024,000.
- Accession
- 0001398344-16-016466
- Filer
- CIK 1166880
- Filed
- 2016-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 211 entries on the cover page, a total value of $404,024,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $404,019,000 with VALUE read as thousands by filing date, 13F file number 028-10085. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 22,007 | $15,231,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 680,935 | $13,986,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,635,492 | $12,593,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 1,289,424 | $10,612,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 1,354,401 | $9,833,000 | thousands by filing date | |
| AMAZON.COM INC | 23135106 | COM | 12,500 | $8,945,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Berkshire Hathaway Inc | 084670702 | COM | 58,000 | $8,398,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 169,800 | $8,037,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 65,700 | $7,969,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 604,072 | $7,448,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,454,819 | $7,303,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 235,121 | $7,246,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 1,316,256 | $7,226,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 551,777 | $6,494,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 65,936 | $6,181,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 472,654 | $5,989,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 294,093 | $5,253,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITY | 18914E304 | Sh Ben Int | 537,875 | $5,018,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 96,000 | $4,912,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 227,722 | $4,878,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 471,702 | $4,660,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 46,700 | $4,568,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 42,200 | $4,424,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 200,237 | $4,285,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 33,100 | $4,227,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 56,900 | $4,155,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 295,693 | $3,882,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 33,400 | $3,817,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 55,275 | $3,603,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 291,291 | $3,600,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 62,267 | $3,587,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 64,000 | $3,574,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 593,213 | $3,541,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 30,400 | $3,536,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 21,800 | $3,317,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 15,000 | $3,161,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 425,475 | $3,123,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 143,526 | $3,051,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 316,484 | $3,048,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 31,630 | $3,028,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 96,100 | $3,025,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 21,000 | $2,965,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 272,930 | $2,923,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 223,116 | $2,892,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 169,000 | $2,856,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 63,671 | $2,751,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 265,518 | $2,637,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 302,177 | $2,442,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 35,000 | $2,414,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 140,559 | $2,412,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 402,639 | $2,287,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 27,000 | $2,248,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 260,992 | $2,208,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 14,000 | $2,199,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 306,471 | $2,151,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,000 | $2,111,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 14,000 | $2,069,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 201,675 | $2,055,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 20,000 | $2,020,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 40,500 | $2,013,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 351,399 | $1,982,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 264,877 | $1,947,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 36,000 | $1,941,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 11,000 | $1,926,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 45,972 | $1,882,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 7,500 | $1,861,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 56,000 | $1,837,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 14,000 | $1,710,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 29,000 | $1,656,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 79,056 | $1,590,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 55,000 | $1,578,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 7,000 | $1,556,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 40,000 | $1,472,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 11,203 | $1,464,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 123,057 | $1,440,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 70,067 | $1,439,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 12,000 | $1,438,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 36,200 | $1,423,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 155,722 | $1,406,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 158,042 | $1,378,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 22,200 | $1,374,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 9,000 | $1,366,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 17,000 | $1,346,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 70,695 | $1,314,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 12,000 | $1,311,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 10,000 | $1,304,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 9,300 | $1,279,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 106,290 | $1,273,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 73,200 | $1,268,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 9,000 | $1,253,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 12,000 | $1,250,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 160,881 | $1,224,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 11,000 | $1,146,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 178,529 | $1,128,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 9,900 | $1,122,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 6,000 | $1,120,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 13,987 | $1,110,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 156,733 | $1,105,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 27,100 | $1,093,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 8,000 | $1,088,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 9,000 | $1,071,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 13,000 | $1,058,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 11,500 | $1,057,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 9,900 | $1,049,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 79,547 | $1,040,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 14,000 | $1,038,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 13,000 | $1,013,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 8,500 | $1,008,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,900 | $998,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 7,000 | $994,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 21,800 | $992,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 11,000 | $969,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 6,000 | $964,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 26,000 | $947,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 13,500 | $924,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 5,500 | $910,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 8,000 | $909,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 57,221 | $904,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 7,000 | $896,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 140,963 | $881,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 6,000 | $788,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 10,000 | $780,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 8,000 | $779,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 9,800 | $778,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 8,900 | $764,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 7,000 | $761,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 12,100 | $758,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 9,900 | $748,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 19,000 | $745,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 7,500 | $718,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 45,687 | $705,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 7,000 | $690,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,000 | $685,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 6,100 | $657,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 9,000 | $649,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 9,200 | $645,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 3,800 | $644,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,000 | $629,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 500 | $624,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 95,227 | $611,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 4,000 | $605,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 9,100 | $603,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 56,977 | $590,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 8,000 | $588,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,000 | $587,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 10,900 | $585,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 8,300 | $580,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 109,127 | $579,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 8,000 | $560,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 7,000 | $541,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 64,677 | $540,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 38,562 | $538,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 5,000 | $536,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 19,452 | $519,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 39,429 | $513,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 5,300 | $498,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 54,683 | $494,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 50,392 | $493,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,900 | $492,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 10,500 | $489,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 39,457 | $482,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 5,000 | $469,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 9,500 | $454,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 2,900 | $451,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 25,708 | $449,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,956 | $447,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 8,000 | $442,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 41,959 | $438,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,000 | $435,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 9,500 | $425,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 3,500 | $417,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 11,000 | $415,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 36,870 | $406,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 7,000 | $397,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,500 | $363,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 4,000 | $354,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,100 | $353,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 31,664 | $352,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,500 | $350,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,500 | $349,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 6,000 | $343,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 39,077 | $334,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 47,807 | $331,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 13,000 | $329,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 6,300 | $320,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,100 | $309,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 9,100 | $305,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,100 | $302,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,700 | $298,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 6,200 | $291,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,000 | $271,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 22,562 | $267,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 4,000 | $259,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3,200 | $240,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 4,000 | $234,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,800 | $228,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 15,365 | $226,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,000 | $220,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,000 | $214,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 5,400 | $214,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 18,326 | $210,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 14,224 | $206,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 5,000 | $205,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 7,500 | $204,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 12,864 | $194,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 10,300 | $155,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 10,578 | $153,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 17,537 | $108,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 20,625 | $96,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 14,601 | $90,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 11,167 | $88,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-16-016466 | this filing | 2016-08-10 | acceptance time not in the bulk data set |