13F-HR/A filed by SILVERBACK ASSET MANAGEMENT LLC
SILVERBACK ASSET MANAGEMENT LLC filed this 13F-HR/A for the quarter ended 2016-03-31, filed 2016-05-16, with 67 holding rows worth $732,633,000.
- Accession
- 0001398344-16-013467
- Filer
- CIK 1278960
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, amendment of type restatement, 68 entries on the cover page, a total value of $732,633,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $732,633,000 with VALUE read as thousands by filing date, 13F file number 028-10791. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 500,000 | $102,760,000 | thousands by filing date | put |
| Actavis PLC | BY9D6T8 | CVTMAND | 40,000,000 | $36,720,000 | thousands by filing date | principalThe CUSIP as filed is malformed. |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 25,014,000 | $36,630,000 | thousands by filing date | principal |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 19,500,000 | $34,832,000 | thousands by filing date | principal |
| Fiat Chrysler Automobiles | BTGCTW7 | CVTMAND | 46,000,000 | $33,580,000 | thousands by filing date | principalThe CUSIP as filed is malformed. |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 16,860,000 | $32,392,000 | thousands by filing date | principal |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 12,500,000 | $30,144,000 | thousands by filing date | principal |
| OCLARO INC | 67555NAB3 | Bond | 9,112,000 | $26,311,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 12,068,000 | $23,041,000 | thousands by filing date | principal |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 13,780,000 | $20,739,000 | thousands by filing date | principal |
| Microchip Technology Inc | 595017AC8 | Note 1.6250% 15-Feb-2025 | 17,000,000 | $17,383,000 | thousands by filing date | principal |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 13,000,000 | $16,952,000 | thousands by filing date | principal |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 18,349,000 | $14,954,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 16,100,000 | $14,329,000 | thousands by filing date | principal |
| Invacare Corp | 461203AE1 | Note 5.0000% 15-Feb-2021 | 14,000,000 | $14,280,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 14,750,000 | $13,791,000 | thousands by filing date | principal |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 12,767,000 | $13,453,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 15,300,000 | $13,120,000 | thousands by filing date | principal |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 12,000,000 | $11,970,000 | thousands by filing date | principal |
| iStar Financial Inc | 45031UBV2 | Note 1.5000% 15-Nov-2016 | 11,250,000 | $11,081,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 8,500,000 | $11,050,000 | thousands by filing date | principal |
| JAZZ US HLDGS INC | 47216EAA8 | NOTE 8.000%12/3 | 7,420,000 | $10,444,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 9,200,000 | $10,212,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 9,675,000 | $9,796,000 | thousands by filing date | principal |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 17,303,000 | $9,592,000 | thousands by filing date | principal |
| GPT Property Tr LP/Gramercy Property Tr | 36197SAA3 | Note 3.7500% 15-Mar-2019 | 7,980,000 | $9,388,000 | thousands by filing date | principal |
| Scorpio Tankers Inc. | 80918TAA7 | CVBOND | 11,154,000 | $9,244,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 8,500,000 | $9,212,000 | thousands by filing date | principal |
| ARIAD PHARMACEUTICALS INC | 04033AAA8 | CONV BND | 9,500,000 | $9,179,000 | thousands by filing date | principal |
| MWW 3.50 10/19 | 611742AB3 | Bond 30/360P2 U | 10,000,000 | $9,169,000 | thousands by filing date | principal |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 11,374,000 | $9,028,000 | thousands by filing date | principal |
| OREXIGEN THERAPEUTICS INC | 686164AB0 | NOTE 2.750%12/0 | 20,909,000 | $8,991,000 | thousands by filing date | principal |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 11,464,000 | $8,598,000 | thousands by filing date | principal |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 9,800,000 | $7,644,000 | thousands by filing date | principal |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 7,000,000 | $6,930,000 | thousands by filing date | principal |
| Interactive Intelligence Inc | 45841VAA7 | Note 1.2500% 01-Jun-2020 | 7,220,000 | $6,214,000 | thousands by filing date | principal |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 6,000,000 | $6,180,000 | thousands by filing date | principal |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 4,500,000 | $6,030,000 | thousands by filing date | principal |
| Golar Lng Ltd | B7K5QM7 | Note 3.7500% 07-Mar-2017 | 5,500,000 | $5,253,000 | thousands by filing date | principalThe CUSIP as filed is malformed. |
| VMEM4.25 10/19 | 92763AAB7 | Bond 30/360P2 U | 14,750,000 | $5,015,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 7,090,000 | $4,963,000 | thousands by filing date | principal |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 6,285,000 | $4,799,000 | thousands by filing date | principal |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 4,340,000 | $4,796,000 | thousands by filing date | principal |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 452,300 | $4,537,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 8,150,000 | $4,075,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 6,500,000 | $3,575,000 | thousands by filing date | principal |
| PANDORA MEDIA INC | 698354AA5 | CONV BND | 4,000,000 | $3,455,000 | thousands by filing date | principal |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 2,200,000 | $2,507,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 4,000,000 | $2,480,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 7,768 | $1,596,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 3,000,000 | $1,223,000 | thousands by filing date | principal |
| AMRS 9.5 04/19 | 03236MAD3 | Bond 30/360P2 U | 1,450,000 | $1,160,000 | thousands by filing date | principal |
| CSW INDUSTRIALS INC | 126402106 | COM | 30,996 | $976,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 97,600 | $936,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 24,685 | $845,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 25,000 | $743,000 | thousands by filing date | |
| QIMONDA AG | 74732WAA7 | NOTE 6.750% 3/2 | 4,000,000 | $695,000 | thousands by filing date | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 7,295 | $596,000 | thousands by filing date | |
| SUNE 2.75 1/21 | 86732YAD1 | Bond 30/360P2 U | 14,668,000 | $587,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 715,000 | $561,000 | thousands by filing date | principal |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,989 | $521,000 | thousands by filing date | |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 38,000,000 | $475,000 | thousands by filing date | principal |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 54,075 | $366,000 | thousands by filing date | |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 400,000 | $286,000 | thousands by filing date | principal |
| MONSTER WORLDWIDE INC | 611742107 | COM | 36,800 | $120,000 | thousands by filing date | call |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 100,000 | $102,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800CAE4 | NOTE 3.000% 3/1 | 21,250,000 | $27,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-16-013355 | superseded | 2016-05-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-16-013467 | this filing | 2016-05-16 | acceptance time not in the bulk data set |