13F-HR filed by Bulldog Investors, LLP
Bulldog Investors, LLP filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 92 holding rows worth $461,947,000.
- Accession
- 0001398344-16-009875
- Filer
- CIK 1504304
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 92 entries on the cover page, a total value of $461,947,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $461,951,000 with VALUE read as thousands by filing date, 13F file number 028-15290. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STEWART INFORMATION SVCS COR | 860372101 | COM | 1,135,499 | $42,388,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 2,324,731 | $30,314,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 2,320,962 | $30,103,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 4,898,711 | $24,541,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 1,099,076 | $22,138,000 | thousands by filing date | |
| ISHARES TR | 464287909 | CALL | 29,500 | $18,733,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 1,387,377 | $18,119,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 1,153,947 | $17,932,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 1,932,140 | $16,423,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 3,884,261 | $15,071,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 4,032,378 | $14,879,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 1,321,864 | $14,435,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 1,521,674 | $12,584,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,208,963 | $11,818,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 326,288 | $10,421,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 1,388,826 | $10,236,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 869,357 | $9,180,000 | thousands by filing date | |
| ISHARES TR | 464287959 | PUT | 29,500 | $8,703,000 | thousands by filing date | principal |
| WHEELER REIT | 963025101 | COM | 4,253,438 | $8,209,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 948,305 | $8,023,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 389,371 | $7,795,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1,001,932 | $7,755,000 | thousands by filing date | |
| IMPERIAL HLDGS INC | 452834AE4 | NOTE 8.500% 2/1 | 9,243,000 | $7,753,000 | thousands by filing date | principal |
| GARNERO GROUP ACQUISITION CO | G5866L108 | SHS | 666,089 | $6,534,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 721,410 | $6,139,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 778,229 | $5,876,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 3,145,351 | $5,536,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 317,845 | $4,930,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J104 | SHS | 434,872 | $4,370,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 476,214 | $4,295,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 1,678,185 | $4,145,000 | thousands by filing date | |
| AROWANA INC | G05011138 | UNIT 99/99/9999 | 400,000 | $4,020,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 1,126,341 | $3,615,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 593,169 | $3,600,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588139 | UNIT 99/99/9999 | 300,000 | $3,015,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 42,360 | $2,807,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 366,730 | $2,665,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 167,036 | $2,143,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P112 | UNIT 99/99/9999 | 205,000 | $2,033,000 | thousands by filing date | |
| Terrapin 3 Acquisition Corporation | 88104P104 | Common | 200,000 | $1,972,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247107 | COM | 200,000 | $1,960,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V202 | UNIT 07/18/2016 | 174,798 | $1,779,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP | 31809H209 | UNIT 99/99/9999 | 150,000 | $1,521,000 | thousands by filing date | |
| GORES HLDGS INC | 382866200 | UNIT 99/99/9999 | 150,000 | $1,500,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 144,780 | $1,467,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 122,962 | $1,414,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 152,647 | $1,337,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 111,957 | $1,229,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 47,368 | $1,210,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 107,117 | $1,033,000 | thousands by filing date | |
| E COMPASS ACQUISITION CORP | G2920Y200 | UNIT 99/99/9999 | 100,000 | $1,000,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 511,628 | $916,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 82,812 | $776,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 58,553 | $766,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 104,177 | $762,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 60,000 | $760,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 271,464 | $755,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V103 | COM | 76,600 | $755,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 47,682 | $680,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 52,604 | $641,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 57,581 | $576,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 53,026 | $521,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 44,100 | $519,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 46,800 | $466,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 50,078 | $388,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 23,931 | $375,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 34,389 | $334,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 77,698 | $211,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U200 | UNIT 01/01/2023X | 19,645 | $192,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L132 | RIGHT 06/25/2016 | 528,456 | $127,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 12,991 | $115,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 13,750 | $106,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L116 | *W EXP 06/24/201 | 578,822 | $75,000 | thousands by filing date | |
| COPSYNC INC | 217712207 | COM NEW | 30,000 | $62,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247123 | *W EXP 01/01/202 | 200,918 | $60,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 200,000 | $57,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 20,191 | $53,000 | thousands by filing date | |
| AR CAP ACQUISITION CORP | 00191R117 | *W EXP 10/06/201 | 200,173 | $36,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J112 | RIGHT 03/30/2016 | 251,050 | $28,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J138 | *W EXP 03/29/202 | 253,872 | $25,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 107,117 | $24,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 7,200 | $16,000 | thousands by filing date | principal |
| COPSYNC INC | 217712116 | *W EXP 11/12/202 | 30,000 | $15,000 | thousands by filing date | |
| C B PHARMA ACQUISITION CORP | G2029P134 | RIGHT 06/17/2016 | 75,000 | $15,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V129 | *W EXP 07/15/202 | 76,600 | $11,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V119 | RIGHT 08/11/2017 | 53,026 | $9,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U119 | *W EXP 01/01/202 | 34,389 | $7,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 7,200 | $6,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 53,026 | $6,000 | thousands by filing date | |
| C B PHARMA ACQUISITION CORP | G2029P118 | *W EXP 12/17/202 | 23,814 | $4,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V111 | RIGHT 07/21/2016 | 76,600 | $2,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 23,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-16-009875 | this filing | 2016-02-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-16-010189 | base | 2016-02-24 | acceptance time not in the bulk data set |