13F-HR/A filed by Bulldog Investors, LLP
Bulldog Investors, LLP filed this 13F-HR/A for the quarter ended 2015-06-30, filed 2016-01-12, with 57 holding rows worth $196,468,000.
- Accession
- 0001398344-16-008958
- Filer
- CIK 1504304
- Filed
- 2016-01-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, amendment of type new holdings, 57 entries on the cover page, a total value of $196,468,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $196,473,000 with VALUE read as thousands by filing date, 13F file number 028-15290. Its rows are added to the quarter's base report (NEW HOLDINGS). The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 1,216,976 | $42,363,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 3,226,189 | $18,551,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1,678,919 | $14,170,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 745,451 | $12,254,000 | thousands by filing date | |
| IMPERIAL HLDGS INC | 452834AE4 | NOTE 8.500% 2/1 | 8,667,000 | $9,452,000 | thousands by filing date | principal |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 984,322 | $8,357,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 392,619 | $8,320,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 714,700 | $7,111,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 977,150 | $6,508,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 686,514 | $6,227,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L108 | SHS | 585,800 | $5,753,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 244,015 | $5,205,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 352,568 | $4,925,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 397,863 | $4,739,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 2,200,000 | $4,466,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 938,181 | $4,447,000 | thousands by filing date | |
| AROWANA INC | G05011138 | UNIT 99/99/9999 | 400,000 | $4,052,000 | thousands by filing date | |
| AR CAPITAL ACQUISITION CORP | 00191R109 | COM | 410,346 | $4,048,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J104 | SHS | 270,000 | $2,673,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V202 | UNIT 07/18/2016 | 253,884 | $2,607,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247206 | UNIT 99/99/9999 | 200,918 | $2,041,000 | thousands by filing date | |
| Terrapin 3 Acquisition Corporation | 88104P104 | Common | 200,000 | $2,018,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 92,909 | $1,968,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G101 | COM | 190,936 | $1,957,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 150,000 | $1,503,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP | 31809H209 | UNIT 99/99/9999 | 135,129 | $1,436,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q106 | COM | 115,825 | $1,152,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 100,000 | $753,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U200 | UNIT 01/01/2023X | 65,000 | $679,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 60,000 | $670,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 63,251 | $645,000 | thousands by filing date | |
| Barington/Hilco Acquisition Corp. | 06759V200 | UNIT | 62,500 | $629,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 70,522 | $623,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 61,986 | $614,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 48,074 | $562,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 50,107 | $418,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 26,329 | $348,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 36,500 | $315,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 25,000 | $277,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 92,276 | $245,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 82,239 | $225,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 67,894 | $219,000 | thousands by filing date | |
| SINO MERCURY ACQUISITION COR | 82936K110 | RIGHT 08/26/2016 | 275,000 | $171,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L132 | RIGHT 06/25/2016 | 534,500 | $101,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L124 | UNIT 06/25/2016 | 10,000 | $100,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L116 | *W EXP 06/24/201 | 585,800 | $83,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 20,000 | $77,000 | thousands by filing date | |
| AR CAP ACQUISITION CORP | 00191R117 | *W EXP 10/06/201 | 205,173 | $72,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 200,000 | $62,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J112 | RIGHT 03/30/2016 | 270,000 | $61,000 | thousands by filing date | |
| DELTA TECHNOLOGY HLDGS LTD | G8477B113 | *W EXP 12/18/201 | 120,231 | $60,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G119 | *W EXP 09/17/201 | 190,936 | $49,000 | thousands by filing date | |
| C B PHARMA ACQUISITION CORP | G2029P134 | RIGHT 06/17/2016 | 75,000 | $31,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J138 | *W EXP 03/29/202 | 270,000 | $30,000 | thousands by filing date | |
| C B PHARMA ACQUISITION CORP | G2029P118 | *W EXP 12/17/202 | 75,000 | $29,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q114 | *W EXP 12/17/201 | 115,825 | $18,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 48,000 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-15-005248 | base | 2015-08-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-16-008958 | this filing | 2016-01-12 | acceptance time not in the bulk data set |