13F-HR/A filed by Baker Avenue Asset Management, LP
Baker Avenue Asset Management, LP filed this 13F-HR/A for the quarter ended 2015-09-30, filed 2015-12-03, with 188 holding rows worth $568,354,000.
- Accession
- 0001398344-15-008012
- Filer
- CIK 1432529
- Filed
- 2015-12-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, amendment of type restatement, 188 entries on the cover page, a total value of $568,354,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $568,352,000 with VALUE read as thousands by filing date, 13F file number 028-13834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,227,336 | $70,351,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 426,925 | $34,978,000 | thousands by filing date | |
| VTI | 922908769 | COM | 298,138 | $29,432,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 209,351 | $22,009,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 195,856 | $21,113,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 439,235 | $20,982,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 791,137 | $20,633,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 366,910 | $12,288,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 220,279 | $11,659,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 101,291 | $10,682,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 197,527 | $10,540,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 60,825 | $8,413,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 163,423 | $8,107,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 198,042 | $7,153,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 276,137 | $6,765,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 455,221 | $6,687,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 55,138 | $5,876,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 53,239 | $5,872,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 130,371 | $5,770,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 39,421 | $5,715,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 32,465 | $5,641,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 122,667 | $5,486,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 135,659 | $5,451,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 105,341 | $5,314,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 103,908 | $5,184,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 282,671 | $5,162,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 204,491 | $5,157,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 458,822 | $4,946,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 44,375 | $4,938,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 78,998 | $4,817,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 125,836 | $4,812,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 95,178 | $4,713,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 87,351 | $4,693,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 48,791 | $4,620,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 55,030 | $4,583,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 48,470 | $4,525,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 161,860 | $4,354,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 100,422 | $4,258,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 21,568 | $4,156,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 131,783 | $4,139,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 264,785 | $4,125,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 53,090 | $3,947,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 34,580 | $3,938,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 23,725 | $3,937,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 122,770 | $3,897,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,008,880 | $3,682,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 69,892 | $3,589,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 37,093 | $3,410,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 44,120 | $3,362,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 33,264 | $3,283,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 232,913 | $3,071,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 30,670 | $3,022,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 37,180 | $2,925,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 66,898 | $2,852,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,677 | $2,846,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 110,920 | $2,712,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 39,042 | $2,693,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 109,209 | $2,475,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 24,885 | $2,443,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 18,392 | $2,443,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 43,411 | $2,401,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,169 | $2,134,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 208,802 | $2,067,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 46,288 | $1,936,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 25,835 | $1,864,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 27,442 | $1,818,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 42,500 | $1,802,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 31,552 | $1,666,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 27,440 | $1,500,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 54,600 | $1,346,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 39,990 | $1,266,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 51,000 | $1,262,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 37,699 | $1,259,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 264,000 | $1,254,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 13,910 | $1,253,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 4,915 | $1,223,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 281,520 | $1,211,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 9,010 | $1,207,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 15,320 | $1,207,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 10,646 | $1,163,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 121,195 | $1,113,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 16,610 | $1,075,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 21,450 | $997,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 14,648 | $992,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 13,920 | $988,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 7,090 | $976,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 63,101 | $945,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 143,650 | $883,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 9,338 | $871,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 15,300 | $747,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 9,594 | $725,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 22,495 | $708,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 11,375 | $696,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 13,873 | $685,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 70,000 | $676,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 64,000 | $673,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 16,836 | $672,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 16,993 | $671,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 8,330 | $664,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 5,365 | $663,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 6,760 | $655,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 14,780 | $653,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 9,060 | $629,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 984 | $628,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 7,778 | $625,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 91,580 | $621,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 28,140 | $617,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 11,146 | $615,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 85,340 | $613,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 15,600 | $611,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 9,421 | $603,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 11,208 | $595,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 6,775 | $593,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 3,092 | $588,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 24,290 | $586,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,335 | $580,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 9,790 | $569,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 26,810 | $556,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,187 | $546,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 90,000 | $546,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 10,446 | $536,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 4,320 | $527,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 6,660 | $525,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,966 | $515,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 60,000 | $511,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,497 | $505,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 16,739 | $505,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 36,450 | $501,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 15,600 | $485,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 18,421 | $484,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 9,918 | $480,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,110 | $477,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5,351 | $476,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 8,300 | $471,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,280 | $462,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,940 | $441,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 7,500 | $433,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 29,566 | $426,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,094 | $423,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 17,190 | $403,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 39,000 | $403,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,397 | $398,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 18,531 | $395,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 8,960 | $383,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 10,000 | $378,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,700 | $372,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 8,873 | $353,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 4,580 | $348,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 8,400 | $346,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 6,960 | $338,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 10,000 | $329,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 24,052 | $326,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 7,730 | $321,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 35,000 | $315,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 4,982 | $311,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 8,331 | $309,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 5,860 | $306,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 12,175 | $299,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 14,499 | $298,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,540 | $298,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 3,080 | $297,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,073 | $276,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,455 | $273,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 21,600 | $272,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 11,100 | $267,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 36,000 | $262,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 27,750 | $252,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,156 | $246,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 20,700 | $246,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 25,103 | $243,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 15,700 | $232,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 2,900 | $231,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,586 | $228,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,920 | $221,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,280 | $220,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,941 | $218,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,130 | $217,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,173 | $216,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 20,500 | $214,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 7,760 | $209,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 6,070 | $206,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 4,000 | $206,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 30,000 | $193,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 48,180 | $172,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 15,100 | $159,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 11,760 | $111,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 47,800 | $86,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 100,000 | $53,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-15-007701 | superseded | 2015-11-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-15-008012 | this filing | 2015-12-03 | acceptance time not in the bulk data set |