13F-HR filed by Bulldog Investors, LLP
Bulldog Investors, LLP filed this 13F-HR for the quarter ended 2011-06-30, filed 2015-12-02, with 76 holding rows worth $274,941,000.
- Accession
- 0001398344-15-007980
- Filer
- CIK 1504304
- Filed
- 2015-12-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2011
A holdings report, 76 entries on the cover page, a total value of $274,941,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $274,944,000 with VALUE read as thousands by filing date, 13F file number 028-15290. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Sunamerica Focused Alpha Growth | 867037103 | COM | 2,720,068 | $56,496,000 | thousands by filing date | |
| SUNAMERICA FOCUSE ALPHA LC F | 867038101 | Com | 1,396,814 | $26,679,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 242,632 | $16,499,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 3,531,682 | $15,681,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,906,142 | $15,025,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 1,284,496 | $9,235,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 518,975 | $8,298,000 | thousands by filing date | |
| AUSTRALIA ACQUISITION CORP | G06368107 | SHS | 832,000 | $8,073,000 | thousands by filing date | |
| TS&W CLAYMORE TAX ADVNTG BL | 87280R108 | Com | 677,484 | $7,703,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 375,637 | $7,509,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 916,881 | $7,308,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 391,619 | $5,847,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,280,634 | $5,507,000 | thousands by filing date | |
| UNIVERAL BUSINESS PMT SOL AC | 913384202 | UNIT 99/99/9999 | 917,600 | $5,506,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 603,448 | $5,171,000 | thousands by filing date | |
| CAZADOR ACQUISITION CORP | G19867103 | SHS | 535,000 | $5,158,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 112,473 | $4,949,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 490,895 | $4,849,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 343,098 | $4,707,000 | thousands by filing date | |
| TRUIST FINL CORP | 823014105 | COM | 545,948 | $4,144,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837109 | COM | 1,000,845 | $3,393,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 197,425 | $3,255,000 | thousands by filing date | |
| FIRST TR STRAT HGH INC FD III | 33735C106 | Com | 715,815 | $3,235,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 287,316 | $3,201,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 229,965 | $3,042,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 233,000 | $2,356,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 322,868 | $2,092,000 | thousands by filing date | |
| IBERO-AMERICA FD INC | 45082X103 | Com | 268,286 | $2,040,000 | thousands by filing date | |
| CHINA GROWTH EQUITY INVESTME | G2114K115 | CMN | 200,000 | $2,000,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 104,180 | $1,935,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES S | 74343G303 | ADR CL B CONV | 190,650 | $1,906,000 | thousands by filing date | |
| PRIME ACQUISITION CORP | G72436101 | SHS | 200,000 | $1,888,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 122,605 | $1,773,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 128,845 | $1,505,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 119,353 | $1,493,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 145,250 | $1,377,000 | thousands by filing date | |
| ROBERTS REALTY INVS | 769900101 | COM | 713,594 | $1,320,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 65,349 | $1,137,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 37,100 | $1,126,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 390,145 | $936,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 115,750 | $873,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 55,932 | $750,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 37,068 | $660,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 64,118 | $586,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 64,933 | $515,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 26,440 | $450,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 45,980 | $440,000 | thousands by filing date | |
| AUSTRALIA ACQUISITION-CW15 | G06368115 | *W EXP 99/99/999 | 800,000 | $379,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 21,572 | $358,000 | thousands by filing date | |
| Myrexis Inc | 62856H107 | COM | 92,900 | $333,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 35,640 | $329,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 19,853 | $326,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 25,565 | $318,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 24,271 | $303,000 | thousands by filing date | |
| GREATER CHINA FD INC COM | 39167B102 | MUTUAL | 20,984 | $266,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 11,106 | $265,000 | thousands by filing date | |
| BLACKROCK PFD INCOME STRATEG | 09255H105 | COM | 25,000 | $254,000 | thousands by filing date | |
| CAZADOR ACQUISITION COR-CW15 | G19867129 | *W EXP 99/99/999 | 635,000 | $254,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 26,271 | $243,000 | thousands by filing date | |
| D C A Total Return Fund | 233066109 | COM | 54,636 | $208,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 14,700 | $187,000 | thousands by filing date | |
| PRIME ACQUISITION CORP | G72436119 | UNIT 99/99/9999 | 17,500 | $175,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 19,020 | $147,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 17,500 | $137,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 16,454 | $130,000 | thousands by filing date | |
| PRIME ACQUISITION CORP | G72436127 | WRT | 200,000 | $118,000 | thousands by filing date | |
| AMERITRANS CAPTL CORPORATION | 03073H108 | Com | 94,800 | $111,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 12,300 | $110,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 16,380 | $95,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 12,000 | $84,000 | thousands by filing date | |
| GLOBAL EAGLE ACQUISITION COR | 37951D110 | CMN | 90,722 | $77,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760103 | SHS | 28,330 | $56,000 | thousands by filing date | |
| INDIA GLOBALIZATION CAPITAL | 45408X100 | COM | 50,000 | $19,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 25,600 | $12,000 | thousands by filing date | put |
| STREAM GLOBAL SVCS INC | 86323M118 | *W EXP 10/17/201 | 517,126 | $12,000 | thousands by filing date | |
| CHINA SECURITY 09/17/2011 5.00 | 16942J955 | Put Options | 10,000 | $10,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-15-007980 | this filing | 2015-12-02 | acceptance time not in the bulk data set |