13F-HR/A filed by Bulldog Investors, LLP
Bulldog Investors, LLP filed this 13F-HR/A for the quarter ended 2013-09-30, filed 2015-11-06, with 71 holding rows worth $198,289,000.
- Accession
- 0001398344-15-007469
- Filer
- CIK 1504304
- Filed
- 2015-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, amendment of type new holdings, 71 entries on the cover page, a total value of $198,289,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $198,289,000 with VALUE read as thousands by filing date, 13F file number 028-15290. Its rows are added to the quarter's base report (NEW HOLDINGS). The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 7,093,756 | $38,377,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 626,090 | $21,375,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 583,031 | $11,585,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 682,053 | $10,248,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 691,138 | $8,563,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 2,085,881 | $8,385,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 388,619 | $7,120,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 953,917 | $6,725,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 807,226 | $6,159,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 462,764 | $5,419,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 486,732 | $5,101,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V105 | COM | 499,998 | $4,832,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 647,168 | $4,556,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 232,747 | $4,457,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 197,646 | $4,309,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 261,557 | $4,214,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 157,577 | $3,692,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP | 74874R207 | UNIT | 300,000 | $3,077,000 | thousands by filing date | |
| First Opportunity Fund | 33587T108 | common stock | 327,071 | $2,708,000 | thousands by filing date | |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 155,018 | $2,546,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 165,400 | $2,541,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 131,555 | $2,357,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 243,441 | $2,339,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 275,000 | $2,269,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 174,787 | $2,250,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 335,000 | $1,936,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 37,958 | $1,885,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 228,538 | $1,799,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 382,268 | $1,728,000 | thousands by filing date | |
| CHART ACQUISITION CORP | 161151105 | COM | 140,872 | $1,402,000 | thousands by filing date | |
| INFINITY CROSS BORDER ACQUIS | G4772R101 | SHS | 142,699 | $1,119,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 80,132 | $1,083,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 52,469 | $1,031,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 57,000 | $785,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 56,000 | $727,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 59,197 | $697,000 | thousands by filing date | |
| MEDWORTH ACQUISITION CORP | 58508R105 | COM | 75,000 | $605,000 | thousands by filing date | |
| ROBERTS REALTY INVS | 769900101 | COM | 655,653 | $596,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 66,383 | $532,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 16,229 | $526,000 | thousands by filing date | |
| ALLIANZGI INTL & PREM STRATE | 01882X108 | COM | 46,863 | $495,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 50,233 | $491,000 | thousands by filing date | |
| THAI CAP FD INC | 882905201 | COM NEW | 136,942 | $489,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 29,989 | $424,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 102,967 | $356,000 | thousands by filing date | |
| ARC CAPITAL HLDGS ORD SHS USD0 | B17NL50 | COM | 726,356 | $356,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 43,506 | $354,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 732,144 | $326,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 10,462 | $300,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694209 | UNIT | 29,164 | $295,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 19,203 | $247,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 26,358 | $234,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 19,913 | $231,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 56,012 | $229,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 49,400 | $211,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 19,963 | $205,000 | thousands by filing date | |
| INFINITY CROSS BORDER ACQUIS | G4772R119 | *W EXP 07/25/201 | 319,077 | $191,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 11,925 | $153,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 38,502 | $152,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 25,000 | $147,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 20,000 | $119,000 | thousands by filing date | |
| AQUASITION CORP | Y0192H111 | *W EXP 99/99/999 | 438,397 | $110,000 | thousands by filing date | |
| CHART ACQUISITION CORP | 161151113 | *W EXP 12/19/201 | 140,872 | $75,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 38,778 | $66,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP | G0440W126 | *W EXP 03/16/201 | 110,621 | $64,000 | thousands by filing date | |
| COLLABRIUM JAPAN ACQUISITN C | G2266G110 | *W EXP 99/99/999 | 229,853 | $64,000 | thousands by filing date | |
| GLOBAL EAGLE ACQUISITION COR | 37951D110 | CMN | 41,947 | $63,000 | thousands by filing date | |
| CIS ACQUISITION LTD | G21490118 | *W EXP 99/99/999 | 163,411 | $57,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP | 14056V113 | W | 89,984 | $54,000 | thousands by filing date | |
| PRIME ACQUISITION CORP | G72436127 | WRT | 58,118 | $46,000 | thousands by filing date | |
| BGS ACQUISITION CORP | G1082J118 | *W EXP 03/21/201 | 142,289 | $30,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-13-005257 | superseded | 2013-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-13-005382 | base | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-15-007469 | this filing | 2015-11-06 | acceptance time not in the bulk data set |