13F-HR filed by Bulldog Investors, LLP
Bulldog Investors, LLP filed this 13F-HR for the quarter ended 2009-12-31, filed 2015-10-29, with 68 holding rows worth $228,392,000.
- Accession
- 0001398344-15-007183
- Filer
- CIK 1504304
- Filed
- 2015-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2009
A holdings report, 68 entries on the cover page, a total value of $228,392,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $228,390,000 with VALUE read as thousands by filing date, 13F file number 028-15290. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Sunamerica Focused Alpha Growth | 867037103 | COM | 2,109,252 | $28,918,000 | thousands by filing date | |
| INSURED MUN INCOME FD COM | 45809F104 | CLOSED END | 1,984,734 | $27,965,000 | thousands by filing date | |
| TRIAN ACQUISITION I CORP | 89582E108 | Com | 2,837,934 | $27,925,000 | thousands by filing date | |
| CLAYMORE DIVID & INCOME FD | 18385J105 | COM | 1,544,568 | $24,172,000 | thousands by filing date | |
| SUNAMERICA FOCUSE ALPHA LC F | 867038101 | Com | 1,488,554 | $20,348,000 | thousands by filing date | |
| ATLAS ACQUISITION HLDGS CORP | 049162100 | Com | 1,035,249 | $10,352,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 237,332 | $9,940,000 | thousands by filing date | |
| LIBERTY ACQUISITION HLDGS CO | 53015Y107 | Com | 932,800 | $9,020,000 | thousands by filing date | |
| ASIA SPECIAL SIT ACQST CORP | G0538M105 | Com | 818,850 | $8,139,000 | thousands by filing date | |
| BPW ACQUISITION CORP | 055637102 | Com | 758,474 | $7,987,000 | thousands by filing date | |
| FIRST TR FOUR CRNRS SR FLT R COM SHS | 33733Q107 | Stock | 491,418 | $5,936,000 | thousands by filing date | |
| OVERTURE ACQUISITION CORP | G6830P100 | Com | 585,099 | $5,851,000 | thousands by filing date | |
| DWS RREEF REAL ESTATE FD INC | 233384106 | COM | 1,322,502 | $5,356,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,429,444 | $4,360,000 | thousands by filing date | |
| DWS RREEF REAL ESTATE FD II | 23338X102 | Com | 3,999,238 | $4,292,000 | thousands by filing date | |
| COHEN & STEERS REIT & UTIL I | 19247Y108 | Com | 295,800 | $3,141,000 | thousands by filing date | |
| SPORTS PPTYS ACQUISITION COR | 84920F107 | Com | 286,999 | $2,848,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 666,111 | $2,238,000 | thousands by filing date | |
| PENWEST PHARMACEUTICALS CO | 709754105 | Com | 771,808 | $1,999,000 | thousands by filing date | |
| OLD MUTUAL CLAYMORE LNG SHT | 68003N103 | COM | 225,246 | $1,915,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 173,200 | $1,702,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 226,112 | $1,481,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 157,306 | $1,455,000 | thousands by filing date | |
| Zweig Fund Inc | 989834106 | COM | 325,982 | $1,079,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 128,845 | $986,000 | thousands by filing date | |
| ROBERTS REALTY INVS | 769900101 | COM | 736,202 | $957,000 | thousands by filing date | |
| SAPPHIRE INDUSTRIALS CORP | 80306T109 | Com | 84,500 | $848,000 | thousands by filing date | |
| RIVUS BOND FUND | 769667106 | COM | 51,564 | $843,000 | thousands by filing date | |
| GLOBAL INCOME&CURRENCY FD IN | 378968101 | COM | 36,244 | $509,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 146,048 | $480,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 30,769 | $369,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 22,994 | $324,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 49,263 | $308,000 | thousands by filing date | |
| NEUBERGER BERMAN INCOME OPP | 64126L108 | COM SHS | 47,313 | $297,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 24,900 | $294,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 18,800 | $272,000 | thousands by filing date | |
| STREAM GLOBAL SVCS INC | 86323M118 | *W EXP 10/17/201 | 517,426 | $266,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 1,093,300 | $262,000 | thousands by filing date | |
| WARWICK VALLEY TEL CO | 936750108 | Com | 17,350 | $227,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 18,000 | $214,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 35,954 | $208,000 | thousands by filing date | |
| ENTERPRISE ACQUISITION CORP | 29365R108 | Com | 18,999 | $189,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 18,955 | $179,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 14,597 | $176,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 22,550 | $166,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 15,100 | $156,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 11,572 | $152,000 | thousands by filing date | |
| AMERITRANS CAPTL CORPORATION | 03073H108 | Com | 94,800 | $123,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 16,300 | $122,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 10,800 | $116,000 | thousands by filing date | |
| RIVERSOURCE LASALLE INTL R/E | 76932W102 | Com | 15,569 | $115,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 10,263 | $111,000 | thousands by filing date | |
| MORGAN STANLEY HIGH YIELD FD | 61744M104 | COM | 15,970 | $89,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 20,300 | $88,000 | thousands by filing date | |
| ULTIMATE ESCAPES INC | 90385N113 | *W EXP 10/23/201 | 708,100 | $85,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 10,000 | $77,000 | thousands by filing date | |
| INDIA GLOBALIZATION CAPITAL | 45408X100 | COM | 50,000 | $69,000 | thousands by filing date | |
| DCW TOTAL RETURN FD | 23317C103 | Com | 13,254 | $62,000 | thousands by filing date | |
| D C A Total Return Fund | 233066109 | COM | 24,400 | $58,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837109 | COM | 14,900 | $49,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 74964K609 | COM SHS | 1,827 | $39,000 | thousands by filing date | |
| AVIGEN INC | 053690103 | COM | 26,735 | $35,000 | thousands by filing date | |
| GOLF TR AMER INC | 38168B103 | Com | 14,500 | $29,000 | thousands by filing date | |
| BPW ACQUISITION CORP | 055637110 | *W EXP 02/26/201 | 13,000 | $12,000 | thousands by filing date | |
| ATLAS ACQUISITION HLDGS CORP | 049162118 | *W EXP 01/23/201 | 18,000 | $4,000 | thousands by filing date | |
| OVERTURE ACQUISITION CORP | G6830P118 | *W EXP 01/30/201 | 14,000 | $3,000 | thousands by filing date | |
| SAPPHIRE INDUSTRIALS CORP | 80306T117 | *W EXP 01/17/201 | 27,500 | $3,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-15-007183 | this filing | 2015-10-29 | acceptance time not in the bulk data set |