13F-HR filed by IRON Financial LLC
IRON Financial LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-27, with 90 holding rows worth $150,238,000.
- Accession
- 0001398344-15-007076
- Filer
- CIK 1595509
- Filed
- 2015-10-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 97 entries on the cover page, a total value of $150,238,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $150,238,000 with VALUE read as thousands by filing date, 13F file number 028-15674. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 123,939 | $23,750,000 | thousands by filing date | |
| VTI | 922908769 | COM | 147,883 | $14,599,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 102,643 | $9,519,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 227,861 | $8,126,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 169,905 | $6,997,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 66,431 | $6,760,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 297,147 | $6,733,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 90,981 | $6,709,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 65,464 | $5,218,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 49,212 | $4,525,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 97,788 | $4,334,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 220,478 | $3,927,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 29,145 | $3,215,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 34,568 | $1,981,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 1,500,000 | $1,898,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 1,890,000 | $1,837,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 1,500,000 | $1,619,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 1,500,000 | $1,584,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 1,390,000 | $1,569,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 34,039 | $1,451,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 1,825,000 | $1,451,000 | thousands by filing date | |
| SOUFUN HLDGS LTD | 836034AB4 | NOTE 2.000%12/1 | 1,500,000 | $1,446,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 1,420,000 | $1,409,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 1,380,000 | $1,399,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 30,575 | $1,187,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 17,243 | $1,157,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 1,500,000 | $1,125,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 1,000,000 | $1,035,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 1,150,000 | $1,025,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,000,000 | $1,008,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 1,000,000 | $888,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 1,000,000 | $848,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 835,000 | $815,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,000,000 | $811,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 1,000,000 | $721,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 20,219 | $663,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 395,000 | $577,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,970 | $543,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 5,951 | $531,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 395,000 | $521,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 16,473 | $496,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 500,000 | $491,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,197 | $485,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 400,000 | $485,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,825 | $477,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 365,000 | $463,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 325,000 | $457,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 13,924 | $454,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 380,000 | $454,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 405,000 | $454,000 | thousands by filing date | |
| 38259p508 | COM | 707 | $451,000 | thousands by filing date | ||
| GOOGLE INC | 38259P706 | CL C | 726 | $442,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 380,000 | $434,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 315,000 | $403,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 330,000 | $393,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 8,799 | $389,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 385,000 | $385,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 395,000 | $382,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 395,000 | $381,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 370,000 | $379,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 365,000 | $360,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 340,000 | $353,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 355,000 | $326,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,268 | $316,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 380,000 | $311,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 340,000 | $311,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 12,141 | $306,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,195 | $302,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 11,500 | $296,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 12,000 | $279,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 355,000 | $264,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 265,000 | $246,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 4,644 | $245,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 15,539 | $242,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,311 | $236,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 318 | $229,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,630 | $228,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,084 | $222,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,611 | $217,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 12,680 | $182,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 10,000 | $124,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 15,414 | $89,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 14,500 | $88,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 16,030 | $59,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 18,000 | $47,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,040 | $43,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 10,905 | $19,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 12,710 | $16,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 10,000 | $11,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 12,100 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-15-007076 | this filing | 2015-10-27 | acceptance time not in the bulk data set |