13F-HR filed by SILVERBACK ASSET MANAGEMENT LLC
SILVERBACK ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 50 holding rows worth $853,796,000.
- Accession
- 0001398344-14-005882
- Filer
- CIK 1278960
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 50 entries on the cover page, a total value of $853,796,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $853,795,000 with VALUE read as thousands by filing date, 13F file number 028-10791. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 33,570,000 | $120,083,000 | thousands by filing date | principal |
| XM SATELLITE RADIO INC CVT 7 1 | 98375YAU0 | CONVERT | 58,790,000 | $111,830,000 | thousands by filing date | principal |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 750,000 | $74,093,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 300,000 | $59,106,000 | thousands by filing date | put |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 19,709,000 | $47,671,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 24,250,000 | $34,229,000 | thousands by filing date | principal |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 25,850,000 | $28,060,000 | thousands by filing date | principal |
| TYSON FOODS | 902494301 | COM | 26,250,000 | $26,471,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 22,000,000 | $26,084,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 23,831,000 | $23,712,000 | thousands by filing date | principal |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 12,325,000 | $20,879,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 15,000,000 | $19,950,000 | thousands by filing date | principal |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 18,500,000 | $18,084,000 | thousands by filing date | principal |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 250,000 | $17,300,000 | thousands by filing date | put |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 11,692,000 | $17,275,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 10,000,000 | $14,710,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 14,750,000 | $14,344,000 | thousands by filing date | principal |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 11,000,000 | $14,039,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 13,000,000 | $13,455,000 | thousands by filing date | principal |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 10,000,000 | $13,210,000 | thousands by filing date | principal |
| BPZ RESOURCES INC | 055639AC2 | CONV BND | 12,550,000 | $12,353,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 13,000,000 | $11,635,000 | thousands by filing date | principal |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 13,973,000 | $10,689,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 9,200,000 | $10,304,000 | thousands by filing date | principal |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 10,000,000 | $10,025,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 10,000,000 | $9,970,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 9,200,000 | $9,614,000 | thousands by filing date | principal |
| Ciena Corp | 171779AF8 | CONV | 8,000,000 | $8,259,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,968,900 | $7,167,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 5,000 | $5,793,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 3,500,000 | $5,455,000 | thousands by filing date | principal |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 9,300,000 | $5,348,000 | thousands by filing date | principal |
| OCWEN FINL CORP | 675746309 | COM NEW | 200,000 | $5,236,000 | thousands by filing date | call |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 2,440,296 | $4,881,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 5,000,000 | $4,483,000 | thousands by filing date | principal |
| PENNEY J C INC | 708160106 | COM | 441,100 | $4,429,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 95,000 | $3,031,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 2,000,000 | $2,673,000 | thousands by filing date | principal |
| KEYW HLDG CORP | 493723100 | COM | 186,487 | $2,064,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 392,126 | $1,670,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 44,300 | $1,021,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 247,486 | $881,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 663,985 | $790,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 286,582 | $547,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 924,600 | $430,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 18,950 | $166,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 25,900 | $110,000 | thousands by filing date | call |
| ADVAXIS INC | 007624117 | *W EXP 10/22/201 | 88,350 | $92,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 1,585,386 | $55,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 12,162 | $39,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-14-005882 | this filing | 2014-11-14 | acceptance time not in the bulk data set |