13F-HR filed by CORNERSTONE ADVISORS INC
CORNERSTONE ADVISORS INC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-10, with 264 holding rows worth $511,743,000.
- Accession
- 0001398344-14-005790
- Filer
- CIK 1166880
- Filed
- 2014-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 264 entries on the cover page, a total value of $511,743,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $511,743,000 with VALUE read as thousands by filing date, 13F file number 028-10085. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 132,300 | $13,329,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 747,564 | $13,060,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 53,000 | $10,508,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 53,000 | $10,442,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 1,196,800 | $10,185,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 1,149,857 | $9,739,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 1,147,538 | $9,616,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 399,529 | $9,205,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 772,955 | $8,680,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 342,230 | $8,350,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 298,355 | $8,318,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 772,984 | $8,217,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 285,000 | $7,302,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 323,046 | $7,143,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 131,800 | $6,836,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 70,936 | $6,672,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 289,614 | $6,189,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 428,046 | $5,967,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 206,480 | $5,947,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 114,000 | $5,699,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 148,335 | $5,496,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,122,549 | $5,411,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 598,632 | $5,346,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 28,100 | $5,334,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 69,700 | $5,330,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 59,700 | $5,315,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 49,500 | $5,034,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 130,972 | $5,014,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 230,024 | $4,893,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 76,332 | $4,598,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 666,727 | $4,580,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 80,025 | $4,304,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 178,693 | $4,264,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 349,973 | $4,130,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 108,000 | $3,761,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 62,267 | $3,691,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 309,309 | $3,659,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 250,786 | $3,539,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 25,000 | $3,454,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 445,042 | $3,351,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 41,630 | $3,313,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 113,092 | $3,283,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 130,000 | $3,272,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 30,000 | $3,253,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 30,500 | $3,251,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 221,115 | $3,237,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 265,231 | $3,185,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 61,000 | $3,161,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 154,711 | $3,096,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 243,024 | $2,904,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 197,701 | $2,881,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 31,100 | $2,853,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 355,424 | $2,851,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 30,000 | $2,793,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 587,517 | $2,791,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 35,000 | $2,766,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 463,549 | $2,702,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 129,129 | $2,695,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 232,288 | $2,609,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 131,945 | $2,487,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 117,190 | $2,447,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 194,034 | $2,431,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 106,732 | $2,372,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 101,864 | $2,358,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 234,621 | $2,320,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 419,246 | $2,306,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 29,974 | $2,294,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 15,800 | $2,219,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 29,366 | $2,209,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 40,500 | $2,124,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 38,000 | $2,053,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 87,960 | $2,049,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 21,000 | $1,991,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 222,798 | $1,974,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 42,000 | $1,947,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10,500 | $1,927,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 25,500 | $1,907,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 55,000 | $1,901,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 19,000 | $1,881,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 51,400 | $1,823,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 61,462 | $1,817,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 33,500 | $1,800,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 10,000 | $1,782,000 | thousands by filing date | |
| 38259p508 | COM | 3,000 | $1,765,000 | thousands by filing date | ||
| Altria Group Inc | 02209S103 | COM | 37,800 | $1,737,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 9,500 | $1,736,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 3,000 | $1,732,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 127,111 | $1,724,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 85,963 | $1,708,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 220,205 | $1,680,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 15,000 | $1,630,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 122,922 | $1,612,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 17,000 | $1,583,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 13,000 | $1,582,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 37,000 | $1,578,000 | thousands by filing date | |
| Van Kampen Advantage II | 92112K107 | COM | 137,408 | $1,564,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 116,712 | $1,559,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 61,731 | $1,536,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 112,427 | $1,529,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 105,632 | $1,520,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 111,001 | $1,517,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 89,421 | $1,513,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 76,345 | $1,509,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 36,200 | $1,506,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 42,628 | $1,502,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 101,000 | $1,494,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 14,000 | $1,490,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 124,200 | $1,446,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 19,700 | $1,414,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 38,136 | $1,403,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 132,126 | $1,389,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 111,805 | $1,345,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 6,800 | $1,324,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 78,074 | $1,320,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 11,000 | $1,316,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 46,258 | $1,312,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 125,773 | $1,303,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 91,042 | $1,286,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 22,200 | $1,282,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 96,305 | $1,279,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 18,000 | $1,271,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 14,000 | $1,231,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 5,000 | $1,206,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 12,000 | $1,188,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 61,697 | $1,184,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 139,930 | $1,171,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 13,500 | $1,168,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 101,995 | $1,152,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 3,500 | $1,149,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 14,000 | $1,134,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 16,500 | $1,125,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 13,000 | $1,113,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 64,063 | $1,100,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 103,963 | $1,096,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 19,000 | $1,076,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 13,000 | $1,066,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 20,000 | $1,040,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 42,525 | $1,017,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 104,185 | $1,016,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 114,139 | $1,011,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 17,000 | $1,006,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 57,700 | $984,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 80,036 | $984,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 74,356 | $978,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 25,900 | $974,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 145,617 | $974,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 7,500 | $968,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 33,000 | $966,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 246,434 | $941,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 90,940 | $938,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 6,500 | $933,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 21,000 | $924,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 71,060 | $892,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 17,000 | $869,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 10,487 | $853,000 | thousands by filing date | |
| First Trust Strategic Fund II | 337353106 | Common | 53,965 | $831,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 3,500 | $829,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 24,000 | $818,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 28,667 | $814,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 114,058 | $803,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 46,839 | $800,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 13,000 | $798,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 56,653 | $797,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 22,000 | $795,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 88,424 | $791,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 9,000 | $776,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 6,000 | $763,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 56,152 | $760,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 13,000 | $756,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 10,000 | $749,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 44,648 | $742,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 11,155 | $725,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 16,000 | $716,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 8,000 | $701,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 52,274 | $675,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 6,000 | $670,000 | thousands by filing date | |
| Voya Asia Paci Hi Div Eqty Inc | 92912J107 | Common | 52,883 | $668,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 17,000 | $658,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 17,000 | $652,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 83,171 | $650,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 20,000 | $641,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 66,017 | $638,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 44,436 | $636,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 51,009 | $634,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 12,000 | $628,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 41,271 | $623,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 34,794 | $619,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 6,000 | $609,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 49,139 | $597,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,000 | $590,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 91,451 | $587,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 124,984 | $581,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 7,000 | $571,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 45,183 | $556,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 6,950 | $535,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 4,000 | $527,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 12,000 | $524,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 4,500 | $517,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 8,000 | $516,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 41,772 | $516,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 37,570 | $514,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 8,000 | $493,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,000 | $484,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 9,000 | $482,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 5,000 | $481,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 8,000 | $481,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 13,000 | $445,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 9,500 | $440,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 34,275 | $432,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 8,000 | $418,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 11,000 | $418,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 87,447 | $415,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 20,500 | $410,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 4,500 | $408,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 40,034 | $397,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 10,500 | $391,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 33,850 | $385,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,000 | $382,000 | thousands by filing date | |
| The Aberdeen Chile Fund | 168834109 | common | 43,688 | $374,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 19,673 | $370,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 4,500 | $353,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 11,000 | $350,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 7,300 | $349,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 19,699 | $349,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 27,520 | $349,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 52,652 | $343,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 31,587 | $329,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 10,000 | $328,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 5,500 | $320,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 4,000 | $309,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 21,021 | $297,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 24,616 | $294,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 7,000 | $292,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 11,727 | $291,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 9,500 | $289,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 6,000 | $285,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 7,000 | $285,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 5,000 | $282,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 8,500 | $278,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 49,725 | $275,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 22,173 | $271,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 28,806 | $263,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,000 | $260,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,500 | $255,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 7,500 | $250,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 12,323 | $247,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,000 | $242,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 7,000 | $240,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 18,406 | $239,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 4,250 | $227,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 13,139 | $225,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 19,000 | $224,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,000 | $210,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 9,000 | $207,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,000 | $203,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 12,600 | $179,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 24,392 | $173,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 25,758 | $169,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 48,746 | $167,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 10,684 | $166,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 14,710 | $140,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 11,943 | $138,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 38,669 | $105,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 11,000 | $48,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-14-005790 | this filing | 2014-11-10 | acceptance time not in the bulk data set |