13F-HR filed by Financial Management Professionals, Inc.
Financial Management Professionals, Inc. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-03, with 304 holding rows worth $146,575,000.
- Accession
- 0001398344-14-005646
- Filer
- CIK 1568132
- Filed
- 2014-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 304 entries on the cover page, a total value of $146,575,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $146,575,000 with VALUE read as thousands by filing date, 13F file number 028-15131. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 884,335 | $37,709,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 422,250 | $19,841,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 283,001 | $8,662,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 76,739 | $8,431,000 | thousands by filing date | |
| VTI | 922908769 | COM | 61,772 | $6,253,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 99,905 | $6,032,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 105,631 | $5,022,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 83,848 | $4,634,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 79,723 | $4,617,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 71,852 | $3,928,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 47,762 | $3,506,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 36,126 | $3,365,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 34,989 | $3,290,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 91,920 | $3,130,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 166,525 | $3,109,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 28,511 | $2,872,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 18,488 | $2,168,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 22,803 | $2,053,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 39,502 | $1,945,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 16,995 | $1,582,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 9,331 | $1,210,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 35,883 | $1,197,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 32,455 | $961,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,539 | $556,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 6,242 | $449,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 200 | $413,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,000 | $354,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,556 | $304,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 21,707 | $294,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 3,068 | $286,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,200 | $266,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,979 | $255,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,522 | $254,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,615 | $217,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,796 | $213,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 7,682 | $196,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 4,009 | $180,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,391 | $178,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,000 | $174,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,390 | $155,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,050 | $145,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 6,280 | $138,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 4,524 | $133,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 536 | $130,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,562 | $127,000 | thousands by filing date | |
| ALLY BANK 0.35%14 | 02005QX73 | CDS | 120,000 | $120,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,335 | $116,000 | thousands by filing date | |
| CALCASIEU-CAMERON 4%18 | 128271AV5 | BMU | 100,000 | $109,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,025 | $106,000 | thousands by filing date | |
| GRIFFIN CAP ESSENTIAL | 398994202 | RET | 10,152 | $104,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 4,267 | $103,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,067 | $101,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 516 | $97,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,593 | $90,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,150 | $90,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 2,224 | $89,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 4,000 | $87,000 | thousands by filing date | |
| FS Investment Corp II | 35952V105 | Stock | 8,133 | $86,000 | thousands by filing date | |
| GRIFFIN | 398179101 | COMMON STOCK | 8,356 | $85,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,200 | $81,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,200 | $78,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 2,784 | $77,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 1,000 | $76,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 7,000 | $75,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,577 | $73,000 | thousands by filing date | |
| CITIBANK NA 3%14 | 17312QPJ2 | CDO | 73,000 | $73,000 | thousands by filing date | |
| TRANS ALLIANCE BK 0.2%15 | 89387W6M2 | CDS | 70,000 | $69,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 416 | $68,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 972 | $68,000 | thousands by filing date | |
| COMMUNITY & SOUT 0.35%15 | 20344CAB2 | CDS | 68,000 | $67,000 | thousands by filing date | |
| DISCOVER BK 1%15 | 2546703Q3 | CDS | 66,000 | $66,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 238 | $65,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 5,595 | $65,000 | thousands by filing date | |
| DISCOVER BK 0.75%15 | 254671TV2 | CDS | 65,000 | $65,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 3,754 | $64,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 918 | $63,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 825 | $63,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 967 | $62,000 | thousands by filing date | |
| SAFRA NATL BANK N 0.2%15 | 78658QCA9 | CDS | 63,000 | $62,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,829 | $61,000 | thousands by filing date | |
| Carter Validus Mission Critica | 146996012 | COM | 6,174 | $61,000 | thousands by filing date | |
| FLUSHING SVGS BK 0.75%15 | 344030ER8 | CDS | 61,000 | $61,000 | thousands by filing date | |
| GOLDMAN SACHS BK 1.05%15 | 38143AYT6 | CDS | 61,000 | $61,000 | thousands by filing date | |
| BMW BANK NO AMER 2.05%15 | 05568PYM3 | CDS | 60,000 | $60,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 635 | $59,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 489 | $56,000 | thousands by filing date | |
| Corporate Ppty Assoc17 Glbal I | 22003d102 | LTD | 5,813 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 880 | $53,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 8,267 | $52,000 | thousands by filing date | |
| GOLDMAN SACHS BK US 5%15 | 381426MR3 | CDS | 50,000 | $52,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 1,123 | $51,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 2,023 | $50,000 | thousands by filing date | |
| CITIZENS BANK 2.65%15 | 174000BR9 | CDO | 50,000 | $50,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 2,430 | $48,000 | thousands by filing date | |
| TELEFONICA EMI 5.877%19F | 87938WAH6 | UDD | 40,000 | $45,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 2,000 | $42,000 | thousands by filing date | |
| JEFFERIES GROUP 5.5%16 | 472319AB8 | BCO | 40,000 | $42,000 | thousands by filing date | |
| ROYAL BK SCOT 3.95%15F | 78010XAG6 | UDD | 40,000 | $41,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,027 | $39,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 988 | $38,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 974 | $37,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 2,273 | $37,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 600 | $36,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 2,333 | $36,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 1,549 | $35,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,080 | $34,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 9,750 | $34,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,215 | $33,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 600 | $33,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 2,700 | $33,000 | thousands by filing date | |
| KEYBANK NA 0.35%15 | 49306STD8 | CDS | 32,000 | $31,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 356 | $30,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,207 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 750 | $28,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,828 | $28,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,400 | $28,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 240 | $28,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 242 | $27,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 500 | $27,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 250 | $26,000 | thousands by filing date | |
| HSBC Hldgs PLC Sub Cap 8.125% | 404280703 | Pfd Stk | 1,000 | $26,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 391 | $24,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 6,493 | $24,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 300 | $22,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 300 | $22,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 632 | $22,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 550 | $22,000 | thousands by filing date | |
| ALLY BANK 1.5%15 | 02005QSQ7 | CDS | 22,000 | $22,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 200 | $21,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 200 | $21,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 675 | $21,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 330 | $21,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,149 | $20,000 | thousands by filing date | |
| COPPELL TEX INDPT 0%17 | 217489N82 | BMU | 21,000 | $20,000 | thousands by filing date | |
| GOLDMAN SACHS BK 1.65%15 | 3814267P4 | CDS | 20,000 | $20,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 200 | $19,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 429 | $18,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 294 | $18,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 200 | $18,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,790 | $17,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 910 | $17,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 315 | $17,000 | thousands by filing date | |
| ALAMO TEX CMNTY COL 4%16 | 011415HU3 | BMU | 17,000 | $17,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 404 | $16,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 1,000 | $16,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 460 | $16,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 1,251 | $16,000 | thousands by filing date | |
| GOOSE CREEK TEX CON 4%15 | 382604VH6 | BMU | 16,000 | $16,000 | thousands by filing date | |
| HARRIS CNTY TEX 0%17 | 414004MK4 | BMU | 17,000 | $16,000 | thousands by filing date | |
| IRVING TEX INDP 4.125%20 | 463813LP8 | BMU | 16,000 | $16,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 35 | $15,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 150 | $14,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 400 | $14,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 500 | $14,000 | thousands by filing date | |
| DALLAS TEX CONVENTI 0%18 | 235417AR3 | BMU | 16,000 | $14,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 248 | $13,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 264 | $13,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 166 | $13,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,657 | $13,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 352 | $12,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 240 | $12,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 925 | $12,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 338 | $11,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,000 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 242 | $11,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,378 | $11,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 131 | $10,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 400 | $10,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 237 | $10,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 96 | $10,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 135 | $10,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 1,000 | $10,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 200 | $9,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 700 | $9,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 47 | $9,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 142 | $9,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 432 | $9,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 139 | $8,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 100 | $8,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 96 | $8,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 132 | $8,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 175 | $8,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 200 | $8,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 300 | $8,000 | thousands by filing date | |
| PFLUGERVILLE TEX IN 4%18 | 717095P56 | BMU | 8,000 | $8,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 150 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 325 | $7,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 300 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 146 | $6,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 38 | $6,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 426 | $6,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 200 | $6,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 661 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 150 | $6,000 | thousands by filing date | |
| JAMMIN JAVA CORP | 470751108 | COM | 29,411 | $6,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 122 | $6,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 750 | $6,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 112 | $6,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 100 | $6,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 1,402 | $6,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 18 | $5,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 50 | $5,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 30 | $5,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 109 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 83 | $5,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 80 | $5,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 10 | $5,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 183 | $5,000 | thousands by filing date | |
| 38259p508 | COM | 10 | $5,000 | thousands by filing date | ||
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 100 | $5,000 | thousands by filing date | |
| IJH | 464287507 | COM | 30 | $4,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,000 | $4,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 59 | $4,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 400 | $4,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 116 | $4,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 43 | $3,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 45 | $3,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 38 | $3,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 425 | $3,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 88 | $3,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 1,000 | $3,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 208 | $3,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 96 | $2,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 88 | $2,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 64 | $2,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 266 | $2,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 65 | $2,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 32 | $2,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 100 | $2,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 215 | $2,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 100 | $2,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 200 | $2,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 22 | $1,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 12 | $1,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 23 | $1,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 73 | $1,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 500 | $1,000 | thousands by filing date | |
| LA JOYA TEX INDPT 0%16 | 503462HD8 | BMU | 2,000 | $1,000 | thousands by filing date | |
| ZAZA ENERGY CORP - NEW | 98919T407 | COM | 500 | $1,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTENERGY CORP | 337932107 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOETIS INC CL A | 98978V103 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPEN TEXT CORP COM | 683715106 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARATHON OIL CORP | 565849106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GAMESTOP CORP | 36467W109 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYCAMORE NETWORKS, INC | 871206405 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON MUTUAL INC COMMON | 939ESC968 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSWITCH CORP | 894065309 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME WARNER CABLE INC | 88732J207 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 220 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BROADBAND INC NXXX | 269437208 | cs | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MELTRONIX INC | 585730104 | cs | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSCAPE INC | 37940G109 | COM | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Beacon Power Corp New | 073677205 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGERATI TECHNOLOGIES | 25375L206 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S SHIPPING PARTNERSXXX | 903417103 | MLP | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALUESTAR CORP XXX | 919910109 | COM | 6,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VELATEL GLOBAL COMM NEW | 92256R207 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YTB INTERNATIONAL CL A | 98425R200 | COM | 214 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZEOX CORP F | 98944A100 | FGC | 16,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AZ GOLD & ONYX MINING CO | 04051K105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN ENERGY PATHWAYS | 18451W105 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY & ENGINE TECH XXX | 29267D108 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ERHC ENERGY INC | 26884J104 | COM | 18,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROS HLDGS 2XXX | 525ESCW62 | PRD | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARTS.COM INC NEW XXX | 702140203 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROSAMOND CALIF CM 7.5%02 | 776802BU3 | BMU | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONICBLUE INC XXX | 83546Q109 | COM | 182 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPENCER PHARMA INC | 848224101 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILHELMINA INTL INC | 968235200 | COM NEW | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMR Corp Escrow | 001ESC102 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Liquefied Natural Gas Ltd Com | Q5570T107 | COM | 218 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GNMA PL 001790M 824 | 36202B7B5 | GIN | 125,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GNMA PL 002032M 725 | 36202CHH9 | GIN | 56,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GNMA PL 002247M 726 | 36202CP80 | GIN | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFRA NATL BK NE 0.45%16 | 78658QGN7 | CDS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHELSEA OIL & GAS LTD F | 163384100 | FGC | 362 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-14-005646 | this filing | 2014-11-03 | acceptance time not in the bulk data set |