13F-HR/A filed by TRUST & FIDUCIARY MANAGEMENT SERVICES INC
TRUST & FIDUCIARY MANAGEMENT SERVICES INC filed this 13F-HR/A for the quarter ended 2014-03-31, filed 2014-05-15, with 120 holding rows worth $178,793,000.
- Accession
- 0001398344-14-002841
- Filer
- CIK 1141800
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, amendment of type restatement, 159 entries on the cover page, a total value of $178,793,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $178,793,000 with VALUE read as thousands by filing date, 13F file number 028-06643. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInnovator Management LLC028-15743
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,526,866 | $8,710,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 319,665 | $7,301,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 136,492 | $7,287,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 525,414 | $6,893,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 386,140 | $6,803,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 226,996 | $6,757,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 232,429 | $6,675,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 78,003 | $6,586,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 337,858 | $6,342,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 578,867 | $6,251,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 290,268 | $5,657,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 156,778 | $5,513,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 222,019 | $4,705,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 244,480 | $4,303,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 301,212 | $4,147,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 144,731 | $3,939,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 154,304 | $3,881,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 302,200 | $3,760,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 257,516 | $3,739,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 202,182 | $3,633,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 75,304 | $3,583,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 138,880 | $3,572,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 381,545 | $3,544,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 152,078 | $3,540,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 211,543 | $3,518,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 155,907 | $3,504,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 364,683 | $3,495,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 206,199 | $3,397,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 268,309 | $3,397,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 234,610 | $3,289,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 59,431 | $3,266,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 263,980 | $3,246,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 21,080 | $3,208,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 316,328 | $2,993,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 228,176 | $2,798,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 146,905 | $1,813,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 97,545 | $1,804,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 274,011 | $1,696,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 110,211 | $1,591,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 14,860 | $1,590,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 53,860 | $1,590,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 79,890 | $527,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 41,580 | $289,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 2,389 | $115,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 3,262 | $96,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 4,552 | $95,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,283 | $94,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,495 | $90,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 1,600 | $89,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 556 | $89,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 1,929 | $84,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 429 | $83,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 972 | $83,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 751 | $83,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 1,958 | $83,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 954 | $83,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,577 | $82,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 1,773 | $82,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 1,207 | $82,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,541 | $81,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,229 | $81,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 1,086 | $80,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 752 | $79,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 957 | $79,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 992 | $79,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 3,330 | $79,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,158 | $78,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,202 | $78,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 392 | $78,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 963 | $77,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,620 | $77,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 680 | $77,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 2,387 | $77,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,006 | $76,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 2,071 | $76,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,022 | $75,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 916 | $74,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 2,717 | $74,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 595 | $72,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 695 | $72,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 593 | $72,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 14,105 | $71,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 2,172 | $67,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 1,346 | $66,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,138 | $65,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,450 | $59,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 868 | $58,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,025 | $57,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,090 | $56,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 683 | $55,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 559 | $55,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,018 | $52,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,977 | $51,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 2,299 | $51,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 3,350 | $51,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 645 | $45,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 385 | $45,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,382 | $44,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,125 | $43,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 573 | $43,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 708 | $43,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 879 | $42,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 867 | $41,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 500 | $40,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 1,050 | $39,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 383 | $38,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 393 | $38,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 2,376 | $38,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 4,244 | $35,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 352 | $34,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 7,107 | $29,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 2,000 | $28,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 313 | $26,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,400 | $20,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 900 | $12,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 860 | $9,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 520 | $5,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 121 | $4,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 40 | $2,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-14-002838 | superseded | 2014-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-14-002841 | this filing | 2014-05-15 | acceptance time not in the bulk data set |