13F-HR filed by Baker Avenue Asset Management, LP
Baker Avenue Asset Management, LP filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-13, with 191 holding rows worth $595,885,000.
- Accession
- 0001398344-14-002747
- Filer
- CIK 1432529
- Filed
- 2014-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 191 entries on the cover page, a total value of $595,885,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $595,890,000 with VALUE read as thousands by filing date, 13F file number 028-13834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287465 | MSCI EAFE ETF | 826,816 | $55,562,000 | thousands by filing date | |
| VTI | 922908769 | COM | 510,393 | $49,748,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 259,436 | $21,064,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 197,709 | $19,739,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 210,960 | $16,873,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 43,659 | $10,940,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 196,622 | $10,264,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 259,627 | $10,032,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 94,542 | $9,972,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 172,745 | $9,947,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 71,855 | $9,777,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 184,170 | $8,912,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 72,616 | $8,448,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 78,830 | $8,408,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 242,279 | $8,114,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 597,646 | $7,435,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 199,608 | $7,435,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 171,332 | $7,216,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 140,466 | $6,048,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 226,044 | $5,753,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 274,304 | $5,600,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 104,999 | $5,282,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 106,958 | $5,091,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 67,859 | $4,993,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 187,578 | $4,712,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 42,443 | $4,525,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 338,050 | $4,506,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 56,310 | $4,385,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 156,650 | $4,137,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 72,737 | $4,129,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 49,013 | $4,081,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 72,325 | $4,062,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 42,180 | $4,005,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 133,425 | $4,000,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 24,333 | $3,987,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 45,509 | $3,966,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 66,261 | $3,954,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 45,070 | $3,951,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 40,998 | $3,870,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 74,782 | $3,844,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 43,930 | $3,735,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 334,160 | $3,713,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 892,780 | $3,580,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 424,830 | $3,552,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 45,220 | $3,543,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 39,782 | $3,527,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 202,890 | $3,522,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 140,694 | $3,491,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 30,355 | $3,462,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 47,250 | $3,430,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 105,328 | $3,428,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 67,951 | $3,381,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 71,660 | $3,367,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 71,174 | $3,352,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 382,610 | $3,260,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 65,404 | $3,217,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 108,518 | $3,215,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 32,090 | $3,118,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 43,653 | $3,101,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 85,980 | $3,095,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 54,940 | $3,067,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 30,258 | $2,972,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 38,560 | $2,952,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 14,333 | $2,950,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 131,806 | $2,945,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 93,244 | $2,906,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 23,490 | $2,897,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 254,730 | $2,878,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 112,585 | $2,798,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 67,597 | $2,797,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 84,442 | $2,793,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 216,550 | $2,787,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 28,172 | $2,784,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 43,220 | $2,706,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 69,476 | $2,682,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 40,718 | $2,677,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 26,704 | $2,604,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 302,836 | $2,604,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 24,410 | $2,603,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 22,717 | $2,537,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 89,477 | $2,453,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 45,755 | $2,430,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 54,458 | $2,393,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 29,110 | $2,182,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 108,660 | $2,175,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 126,317 | $2,173,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 65,995 | $2,136,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 15,691 | $2,125,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 30,150 | $2,104,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 22,325 | $2,050,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 39,111 | $2,047,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 76,295 | $1,975,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 40,078 | $1,928,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 39,369 | $1,925,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 26,854 | $1,903,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 72,640 | $1,871,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 38,060 | $1,849,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 51,413 | $1,803,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 19,217 | $1,783,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 56,180 | $1,743,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 58,321 | $1,729,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 14,667 | $1,714,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 49,293 | $1,697,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 18,833 | $1,677,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 16,154 | $1,605,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 20,324 | $1,600,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 149,815 | $1,599,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 38,110 | $1,527,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 25,100 | $1,468,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 10,060 | $1,121,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 10,283 | $1,110,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 10,632 | $1,070,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 29,660 | $1,061,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 85,575 | $920,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 25,251 | $918,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 27,031 | $820,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 14,660 | $817,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 16,899 | $799,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 10,884 | $769,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 11,990 | $767,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 120,300 | $759,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 116,310 | $729,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 100,000 | $685,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 30,470 | $671,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 11,060 | $651,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 67,553 | $647,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 60,460 | $636,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 61,280 | $629,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 19,880 | $626,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 91,000 | $612,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 17,190 | $591,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 21,810 | $591,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 150,100 | $585,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 37,550 | $574,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 35,500 | $559,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 41,340 | $547,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 286,786 | $545,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 22,090 | $539,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 28,980 | $519,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 113,400 | $491,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 65,670 | $482,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 46,960 | $462,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 18,740 | $436,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 18,850 | $433,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 15,390 | $409,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,805 | $382,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 28,610 | $381,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 16,000 | $378,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 11,000 | $368,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 36,300 | $359,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 20,000 | $355,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 15,510 | $348,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 23,410 | $348,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 60,000 | $348,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 33,700 | $324,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 96,200 | $324,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 18,070 | $315,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 78,600 | $309,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 24,430 | $306,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 12,790 | $304,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 21,760 | $299,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 15,120 | $295,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 14,520 | $295,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 13,200 | $294,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 229,200 | $280,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 15,200 | $276,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 10,030 | $275,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 13,934 | $261,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 24,220 | $260,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 25,000 | $260,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 12,340 | $259,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 24,090 | $253,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 13,830 | $253,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 16,230 | $252,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 11,200 | $251,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 34,800 | $250,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 49,500 | $250,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 10,730 | $244,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 10,290 | $241,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 38,970 | $239,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 13,840 | $237,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 19,130 | $233,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 53,500 | $228,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 14,580 | $227,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 28,290 | $227,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 11,000 | $222,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 12,930 | $215,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 10,940 | $212,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 11,888 | $207,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 79,279 | $206,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 28,426 | $201,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-14-002747 | this filing | 2014-05-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-14-003944 | added | 2014-08-06 | acceptance time not in the bulk data set |