13F-HR filed by SILVERBACK ASSET MANAGEMENT LLC
SILVERBACK ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-13, with 61 holding rows worth $1,424,030,000.
- Accession
- 0001398344-14-002725
- Filer
- CIK 1278960
- Filed
- 2014-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 61 entries on the cover page, a total value of $1,424,030,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,424,029,000 with VALUE read as thousands by filing date, 13F file number 028-10791. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,150,000 | $215,061,000 | thousands by filing date | put |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 51,070,000 | $128,665,000 | thousands by filing date | principal |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 48,740,000 | $114,722,000 | thousands by filing date | principal |
| CITIGROUP INC | 172967226 | WARRANT | 2,065,974 | $98,338,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 1,793,300 | $85,359,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 2,364,000 | $76,806,000 | thousands by filing date | |
| XM SATELLITE RADIO INC CVT 7 1 | 98375YAU0 | CONVERT | 37,400,000 | $66,479,000 | thousands by filing date | principal |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 43,313,000 | $51,705,000 | thousands by filing date | principal |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 32,542,000 | $43,372,000 | thousands by filing date | principal |
| GENCORP INC | 368682AN0 | SDCV | 20,000,000 | $40,688,000 | thousands by filing date | principal |
| WESTERN REFNG INC | 959319AC8 | NOTE 5.750% 6/1 | 10,000,000 | $40,617,000 | thousands by filing date | principal |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 32,000,000 | $36,600,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 25,250,000 | $34,731,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 24,000,000 | $25,470,000 | thousands by filing date | principal |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 15,250,000 | $18,433,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 13,000,000 | $17,794,000 | thousands by filing date | principal |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 16,600,000 | $17,596,000 | thousands by filing date | principal |
| RF MICRO DEVICES INC | 749941AJ9 | NOTE | 17,022,000 | $17,192,000 | thousands by filing date | principal |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 13,000,000 | $16,861,000 | thousands by filing date | principal |
| PHH CORP | 693320AN3 | CORPORATE OBLIG | 14,450,000 | $15,714,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 17,000,000 | $15,691,000 | thousands by filing date | principal |
| Forest City Enterprises, Inc. | 345550AQ0 | CONV | 15,000,000 | $15,600,000 | thousands by filing date | principal |
| BPZ RESOURCES INC | 055639AC2 | CONV BND | 12,600,000 | $14,616,000 | thousands by filing date | principal |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 11,124,000 | $14,322,000 | thousands by filing date | principal |
| Ciena Corp | 171779AF8 | CONV | 11,000,000 | $13,784,000 | thousands by filing date | principal |
| Titan Wheel | 888305aa7 | Cv 5.625% | 6,835,000 | $13,653,000 | thousands by filing date | principal |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 8,700,000 | $13,272,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 11,700,000 | $12,981,000 | thousands by filing date | principal |
| CAS 7 12/15/17 | 148411AF8 | Bond 30/360P2 U | 8,000,000 | $12,910,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 12,250,000 | $12,472,000 | thousands by filing date | principal |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 15,300,000 | $12,164,000 | thousands by filing date | principal |
| PENNEY J C INC | 708160106 | COM | 1,340,000 | $11,551,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 7,800,000 | $10,257,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 10,000,000 | $10,150,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 10,000,000 | $9,083,000 | thousands by filing date | principal |
| DFC GLOBAL CORP | 256664AC7 | NOTE | 8,500,000 | $7,905,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075F106 | COM | 338,600 | $6,203,000 | thousands by filing date | call |
| US STEEL CORP | 912909AE8 | NOTE | 6,000,000 | $6,060,000 | thousands by filing date | principal |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 6,425,000 | $5,879,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 5,000,000 | $5,697,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 5,000,000 | $5,100,000 | thousands by filing date | principal |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 5,000,000 | $4,240,000 | thousands by filing date | principal |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 4,000,000 | $4,095,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440101 | COM | 164,700 | $3,541,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 3,550,000 | $3,148,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 100,000 | $2,761,000 | thousands by filing date | call |
| SAFEWAY INC | 786514208 | COM NEW | 50,000 | $1,847,000 | thousands by filing date | call |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 2,558,079 | $1,663,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 464,844 | $1,613,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 607,745 | $1,507,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324TAB3 | NOTE 3.250% 4/1 | 1,500,000 | $1,280,000 | thousands by filing date | principal |
| ADVAXIS INC | 007624208 | COM NEW | 400,000 | $1,256,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 55,900 | $1,053,000 | thousands by filing date | put |
| MOLYCORP INC DEL | 608753109 | COM | 216,700 | $1,016,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 31,900 | $753,000 | thousands by filing date | call |
| MANNKIND CORP | 56400P201 | COM | 150,000 | $603,000 | thousands by filing date | call |
| SOLAZYME INC | 83415T101 | COM | 50,000 | $581,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,582,410 | $491,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 129,707 | $412,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 18,560 | $339,000 | thousands by filing date | |
| ADVAXIS INC | 007624117 | *W EXP 10/22/201 | 88,350 | $277,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-14-002725 | this filing | 2014-05-13 | acceptance time not in the bulk data set |