13F-HR filed by Regal Investment Advisors LLC
Regal Investment Advisors LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-04-18, with 1,099 holding rows worth $238,352,000.
- Accession
- 0001398344-14-002246
- Filer
- CIK 1559789
- Filed
- 2014-04-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 1,099 entries on the cover page, a total value of $238,352,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $238,333,000 with VALUE read as thousands by filing date, 13F file number 028-15474. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CRYOPORT INC COM NEW | 229050208 | COMMON | 280 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tsingyuan Brewery Ltd. | 89853G105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MBT FINANCIAL CORP | 578877995 | COM | 2,308 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON NAT GAS CO W VA | 939381109 | COMMON | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICARE HEALTH SCAN INC COM | 03060C104 | COMMON | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANPATH GROUP INC COM PAR $0.00 | 03634J304 | COMMON | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATHEROGENICS INC COM | 47439104 | COMMON | 9,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| DIAMOND HITTS PRODUCTXXX | 25264T104 | COMMON | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FANNIE MAE | SACM | COMMON | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| AVEC CORPORATION XXX | 2288108 | COMMON | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| CALL (ABBV) ABBVIE INC COM FEB | 1768889XT | OPTION | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL (ABBV) ABBVIE INC COM MAY | 1825679XX | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (ABT) ABBOTT LABORATORIES | 1768909CA | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (ADP) AUTOMATIC DATA FEB | 1783889FF | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (AEP) AMERICAN ELEC PWR C | 1769019IC | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (AEP) AMERICAN ELEC PWR C | 1769019KE | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (AFL) AFLAC INC FEB 22 14 | 1769049AY | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (AMJ) JPMORGAN CHASE & CO | 1847189HH | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (APL) ATLAS PIPELINE MAY | 1826109QO | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (BAC) BANK OF AMERICA MAR | 1869709OO | OPTION | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL (C) CITIGROUP INC JAN 17 | 1670389OO | OPTION | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL (CINF) CINCINNATI FINL JU | 1848209JH | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (CINF) CINCINNATI FINL MA | 1787699BX | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (CLX) CLOROX CO DEL APR 1 | 1804849XX | OPTION | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL (COP) CONOCOPHILLIPS FEB | 1778879XT | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (COP) CONOCOPHILLIPS MAR | 1915779PN | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (DEM) WISDOMTREE EMERG FE | 1908479WW | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (DOW) DOW CHEMICAL CO MAR | 1788449BB | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (DOW) DOW CHEMICAL CO MAR | 1795449JJ | OPTION | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL (DOW) DOW CHEMICAL CO MAR | 1795449LL | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (DUK) DUKE ENERGY CORP CO | 1870929OK | OPTION | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL (DUK) DUKE ENERGY CORP CO | 1916449HH | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (DVY) ISHARES SELECT MAR | 1788529QK | OPTION | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL (ED) CONSOLIDATED EDISON | 1771059NJ | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (ED) CONSOLIDATED EDISON | 1771059TP | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (ED) CONSOLIDATED EDISON | 1916559VP | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (EEM) ISHARES MSCI APR 19 | 1894609BB | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (EEM) ISHARES MSCI FEB 22 | 1849169DD | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (EEM) ISHARES MSCI FEB 22 | 1849169XZ | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (EEM) ISHARES MSCI MAR 22 | 1856129VT | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (EEM) ISHARES MSCI MAY 17 | 1916599XR | OPTION | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL (EMR) EMERSON ELECTRIC CO | 1788749LF | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (ETR) ENTERGY CORP NEW JU | 1849419BZ | OPTION | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL (ETR) ENTERGY CORP NEW JU | 1849419XX | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (ETR) ENTERGY CORP NEW MA | 1788899EE | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (ETR) ENTERGY CORP NEW MA | 1788899GG | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (ETR) ENTERGY CORP NEW MA | 1788899II | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (FB) FACEBOOK INC COM MAR | 1819969AW | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (GE) GENERAL ELECTRIC CO | 1771899KI | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (GE) GENERAL ELECTRIC CO | 1895459XT | OPTION | 13 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL (HCP) HCP INC COM APR 19 | 1806819UQ | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (HDV) ISHARES TRUST HIGH | 1772199HB | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (HDV) ISHARES TRUST HIGH | 1868409CU | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (IDV) ISHARES APR 19 14 $ | 1825249CY | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (IDV) ISHARES APR 19 14 $ | 1836019EE | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (JNJ) JOHNSON & JOHNSON A | 1807549OK | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (KMB) KIMBERLY CLARK CORP | 1807679XV | OPTION | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL (KMP) KINDER MORGAN ENERG | 1790679XX | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (KO) COCA COLA CO FEB 22 | 1773039UU | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (KO) COCA COLA CO MAY 17 | 1829979XX | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (LEG) LEGGETT & PLATT INC | 1851369GE | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (MCD) MCDONALDS CORP APR | 1919159LJ | OPTION | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL (MCD) MCDONALDS CORP MAR | 1791069MG | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (MMM) 3M COMPANY APR 19 1 | 1808279JH | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (MO) ALTRIA GROUP INC MAR | 1791319HB | OPTION | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL (MO) ALTRIA GROUP INC MAR | 1791319NJ | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (MSFT) MICROSOFT CORP FEB | 1851979BX | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (NS) NUSTAR ENERGY LP MAR | 1791739OK | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (NUE) NUCOR CORP APR 19 1 | 1837779TN | OPTION | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL (P) PANDORA MEDIA INC MAR | 1825279SQ | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (PAA) PLAINS ALL AMERICAN | 1774309BB | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (PEP) PEPSICO INC APR 19 | 1809159WW | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (PFE) PFIZER INC MAR 22 1 | 1738299XV | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (PFF) ISHARES TR S&P U S | 1809169MG | OPTION | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL (PG) PROCTER & GAMBLE CO | 1878629WW | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (PG) PROCTER & GAMBLE CO | 1898189KI | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (PXD) PIONEER NATURAL MAR | 1792479QK | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (SO) SOUTHERN CO FEB 22 1 | 1775519FB | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (SPY) SPDR S&P 500 ETF AP | 1899479KI | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (SPY) SPDR S&P 500 ETF FE | 1854059GE | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (SYY) SYSCO CORP FEB 22 1 | 1775889RR | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (T) AT&T INC APR 19 14 $3 | 1739719VR | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (T) AT&T INC FEB 22 14 $3 | 1854319AU | OPTION | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL (T) AT&T INC FEB 22 14 $3 | 1854319WS | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (T) AT&T INC MAR 22 14 $3 | 1875359MK | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (UA) UNDER ARMOUR INC MAR | 1934809CW | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (VIG) VANGUARD SPECIALIZE | 1855179TT | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (WM) WASTE MANAGEMENT INC | 1811769KK | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (XLF) SECTOR SPDR TR SHS | 1661619AY | OPTION | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALL (YHOO) YAHOO INC APR 19 1 | 1813289NJ | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL SPDR SER TR 100 SDY+$ APR | 1891869BX | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DALEIGH HOLDINGS CORP DELISTED | 234373108 | COMMON | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASS PETE INC COM NEW | 575424304 | COMMON | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL STL CORP | 637844309 | COMMON | 160,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAROSSA CAP PLC SHS | G7820E105 | COMMON | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENSE TECHNOLOGIES INC COM | 816923106 | COMMON | 17,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SURECARE INC COM | 86866U105 | COMMON | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NICO TELCOM INC XXX | 65404P109 | COMMON | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PGMI INC | 69341E201 | COMMON | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-14-002246 | this filing | 2014-04-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001606587-15-000070 | base | 2015-02-17 | acceptance time not in the bulk data set |