13F-HR filed by EP Wealth Advisors, LLC
EP Wealth Advisors, LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 125 holding rows worth $385,569,000.
- Accession
- 0001398344-14-001041
- Filer
- CIK 1540569
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 125 entries on the cover page, a total value of $385,569,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $385,567,000 with VALUE read as thousands by filing date, 13F file number 028-14754. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 36,810 | $20,651,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 158,247 | $16,629,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 128,461 | $13,000,000 | thousands by filing date | |
| 38259p508 | COM | 11,446 | $12,828,000 | thousands by filing date | ||
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 129,482 | $11,941,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 203,446 | $11,898,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 83,830 | $11,757,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 140,653 | $11,451,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 133,767 | $11,095,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 138,862 | $10,773,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 411,262 | $10,343,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 125,957 | $10,124,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 161,318 | $10,057,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 516,289 | $10,021,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 44,140 | $9,829,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 127,492 | $9,740,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 105,935 | $9,703,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 149,839 | $9,480,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 125,343 | $9,307,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 80,505 | $9,193,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 121,914 | $9,156,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 229,397 | $8,777,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 115,688 | $8,693,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 100,386 | $8,409,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 93,274 | $8,405,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 67,049 | $7,980,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 112,238 | $6,996,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 56,855 | $6,051,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 77,994 | $5,937,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 43,995 | $5,826,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 110,698 | $5,618,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 112,128 | $5,510,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 56,794 | $5,401,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 116,006 | $5,371,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 34,970 | $4,368,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 71,688 | $4,258,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 92,076 | $2,739,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 39,525 | $1,988,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 82,560 | $1,944,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 9,840 | $1,817,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 23,662 | $1,543,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 10,839 | $1,479,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 12,507 | $1,427,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 17,380 | $1,238,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,954 | $1,117,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 9,583 | $1,113,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 26,275 | $1,070,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 9,259 | $860,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 23,743 | $835,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 12,409 | $833,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 26,660 | $817,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 28,695 | $804,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 9,073 | $791,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 10,670 | $754,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 6,722 | $744,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 7,762 | $705,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,902 | $700,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 16,817 | $695,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,759 | $673,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 7,275 | $625,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 7,177 | $614,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 3,810 | $613,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,670 | $609,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 7,555 | $597,000 | thousands by filing date | |
| IJH | 464287507 | COM | 4,223 | $565,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,403 | $560,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 6,878 | $555,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 7,950 | $549,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,599 | $517,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 4,656 | $517,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 13,398 | $514,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 22,650 | $511,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 10,510 | $475,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,451 | $462,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 4,000 | $457,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 3,338 | $408,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 7,439 | $406,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 4,802 | $405,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 14,897 | $398,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 5,475 | $391,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 16,924 | $391,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,583 | $390,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,527 | $384,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 6,400 | $375,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 9,010 | $370,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,190 | $366,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,726 | $362,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $356,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,359 | $336,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 5,165 | $309,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,920 | $305,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 7,362 | $303,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,990 | $299,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 7,454 | $293,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 18,317 | $285,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 6,800 | $282,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,848 | $274,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,070 | $273,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,015 | $273,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,362 | $269,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,967 | $256,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,000 | $256,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 25,000 | $249,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,600 | $247,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 9,820 | $244,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 2,256 | $244,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,185 | $243,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 6,200 | $243,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,760 | $243,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 8,700 | $238,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,105 | $236,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 1,944 | $226,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,811 | $224,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 9,563 | $214,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,102 | $213,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,793 | $212,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 6,715 | $212,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,191 | $210,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,870 | $207,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 33,250 | $173,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 16,236 | $170,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 10,836 | $167,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 12,740 | $85,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 10,000 | $34,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 13,267 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-14-001041 | this filing | 2014-02-14 | acceptance time not in the bulk data set |