13F-HR filed by Baker Avenue Asset Management, LP
Baker Avenue Asset Management, LP filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 255 holding rows worth $519,936,000.
- Accession
- 0001398344-14-000915
- Filer
- CIK 1432529
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 255 entries on the cover page, a total value of $519,936,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $519,935,000 with VALUE read as thousands by filing date, 13F file number 028-13834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287465 | MSCI EAFE ETF | 704,900 | $47,295,000 | thousands by filing date | |
| VTI | 922908769 | COM | 436,473 | $41,867,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 217,645 | $17,422,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 173,482 | $17,131,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 189,371 | $15,108,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 104,691 | $11,041,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 39,230 | $9,580,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 176,663 | $9,006,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 232,230 | $8,811,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 267,709 | $8,719,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 63,824 | $8,649,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 151,016 | $8,638,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 175,314 | $8,192,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 195,537 | $8,056,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 678,759 | $7,928,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 74,999 | $7,855,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 13,441 | $7,540,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 56,197 | $6,483,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 167,923 | $6,282,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 120,182 | $6,097,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 140,538 | $6,040,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 232,546 | $5,737,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 75,664 | $5,495,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 208,126 | $5,228,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 408,513 | $4,806,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 381,779 | $4,673,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 241,731 | $4,274,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 40,109 | $4,266,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 112,939 | $4,139,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 36,216 | $4,121,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 22,569 | $4,001,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 49,628 | $3,947,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 50,542 | $3,913,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 22,680 | $3,810,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 72,893 | $3,697,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 109,167 | $3,635,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 39,034 | $3,626,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 42,546 | $3,465,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 37,960 | $3,449,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 62,867 | $3,435,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 42,470 | $3,414,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 57,180 | $3,397,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 134,947 | $3,357,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 38,920 | $3,235,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 826,370 | $3,198,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 140,180 | $3,192,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 288,320 | $3,065,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 361,810 | $3,054,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 61,995 | $2,971,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 299,984 | $2,967,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 17,545 | $2,965,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 71,713 | $2,860,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 62,506 | $2,833,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 40,532 | $2,761,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 43,928 | $2,706,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 46,685 | $2,542,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 32,117 | $2,520,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 64,722 | $2,443,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 58,121 | $2,246,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 35,046 | $2,217,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 23,850 | $2,184,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 81,943 | $2,182,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 22,651 | $2,102,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 66,390 | $2,082,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 23,362 | $2,055,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 130,700 | $2,035,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 17,550 | $2,002,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 76,031 | $1,973,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 21,030 | $1,895,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 62,554 | $1,861,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 35,847 | $1,807,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 15,045 | $1,791,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 79,791 | $1,790,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 81,183 | $1,775,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 41,938 | $1,724,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 18,870 | $1,714,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 19,064 | $1,687,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 59,624 | $1,668,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 20,324 | $1,610,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 32,214 | $1,596,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 32,690 | $1,589,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 29,715 | $1,586,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 55,762 | $1,563,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 38,211 | $1,562,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 20,280 | $1,523,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 27,936 | $1,460,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 44,089 | $1,436,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 40,736 | $1,423,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 39,678 | $1,395,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 14,977 | $1,368,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 10,490 | $1,273,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 11,615 | $1,256,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 34,825 | $1,245,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 15,527 | $1,241,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 106,970 | $1,065,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 8,199 | $1,065,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 10,924 | $1,029,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 84,830 | $1,005,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 10,097 | $983,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 8,692 | $925,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 16,640 | $923,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 8,749 | $871,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 22,000 | $844,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 90,140 | $835,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 11,410 | $737,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 14,580 | $702,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,032 | $700,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 88,000 | $689,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,770 | $659,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 16,201 | $658,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 14,623 | $646,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 42,400 | $624,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 32,368 | $619,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 7,900 | $616,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 5,165 | $611,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 24,900 | $606,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 10,575 | $579,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 17,320 | $559,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 6,691 | $549,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 11,227 | $519,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 34,000 | $511,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 8,000 | $508,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 4,300 | $501,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 7,250 | $500,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,970 | $498,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 18,531 | $493,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 52,300 | $485,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,396 | $483,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 19,500 | $480,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 42,500 | $469,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,000 | $454,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 2,092 | $454,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 4,050 | $437,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 99,300 | $437,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 7,230 | $430,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 15,454 | $424,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 5,000 | $416,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 18,030 | $416,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 6,214 | $415,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 18,850 | $396,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 18,680 | $392,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 215,970 | $378,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 6,300 | $370,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 40,609 | $368,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 11,400 | $360,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 12,900 | $350,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 22,500 | $349,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 9,810 | $349,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 24,300 | $344,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 14,300 | $342,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 6,700 | $340,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 15,946 | $337,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 19,600 | $334,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 10,000 | $331,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 24,199 | $322,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 38,130 | $320,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 7,000 | $316,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 5,910 | $314,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 16,290 | $313,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 5,000 | $313,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 20,000 | $311,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 13,740 | $310,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,131 | $309,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,370 | $307,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,583 | $306,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 7,630 | $306,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,900 | $299,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 9,000 | $299,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 24,140 | $298,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 20,800 | $295,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 6,330 | $291,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,815 | $290,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 19,900 | $289,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 20,000 | $288,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,140 | $287,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 6,600 | $286,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 15,300 | $284,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 5,860 | $283,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,460 | $281,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,162 | $281,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,850 | $278,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 28,400 | $274,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 5,400 | $272,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,950 | $271,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 5,200 | $271,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 2,675 | $270,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 3,000 | $270,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 9,120 | $270,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 7,500 | $268,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 3,910 | $268,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 15,000 | $267,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,000 | $264,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,260 | $263,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 10,940 | $262,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,820 | $256,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 16,110 | $256,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 17,210 | $249,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 7,280 | $248,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,100 | $244,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 5,440 | $244,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 10,500 | $243,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 20,000 | $243,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 5,111 | $243,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 17,500 | $243,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,950 | $241,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 8,453 | $240,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 8,600 | $238,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,000 | $236,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,250 | $236,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 8,750 | $236,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 9,126 | $230,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 26,300 | $229,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 8,000 | $229,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 11,500 | $226,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,050 | $225,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,300 | $225,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 27,540 | $223,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 2,910 | $221,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,400 | $219,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 8,600 | $219,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 12,100 | $219,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 5,650 | $218,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 8,200 | $218,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 6,800 | $218,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 7,975 | $216,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 12,000 | $216,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,700 | $215,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 12,120 | $215,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 4,000 | $212,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 2,250 | $211,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,766 | $208,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 8,967 | $206,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 7,060 | $203,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 10,910 | $196,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 19,100 | $190,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 50,000 | $187,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 30,000 | $182,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 15,000 | $178,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 11,160 | $174,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 16,700 | $170,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 10,930 | $169,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 11,000 | $154,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 11,360 | $154,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 16,500 | $154,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 10,600 | $150,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 28,600 | $149,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 26,714 | $141,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 17,200 | $88,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 72,700 | $87,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 10,760 | $81,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 43,029 | $74,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 15,000 | $58,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 50,000 | $56,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,000 | $35,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800CAE4 | NOTE 3.000% 3/1 | 32,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-14-000915 | this filing | 2014-02-13 | acceptance time not in the bulk data set |