13F-HR filed by Smith & Howard Wealth Management, LLC
Smith & Howard Wealth Management, LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 255 holding rows worth $181,661,000.
- Accession
- 0001398344-14-000887
- Filer
- CIK 1543991
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 255 entries on the cover page, a total value of $181,661,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $181,657,000 with VALUE read as thousands by filing date, 13F file number 028-14923. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 56,010,623 | $53,725,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 61,230,594 | $28,576,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 36,919,180 | $17,112,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 112,660 | $13,357,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VWO | 922042858 | SHS | 287,207 | $11,816,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 17,043,234 | $8,697,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 23,058,893 | $8,241,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 75,343 | $5,471,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 90,816 | $5,363,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,595,817 | $2,548,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,850,955 | $2,004,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,877,621 | $1,614,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 114,285 | $1,103,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 875,704 | $886,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,608 | $851,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 8,254 | $768,000 | thousands by filing date | |
| AFLAC INC. | 1055102 | COM | 11,320 | $756,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,407,708 | $714,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 12,900 | $676,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 5,355 | $629,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 1,093 | $613,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 6,352 | $598,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 16,698 | $595,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 380,161 | $571,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 463,475 | $382,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 4,881 | $321,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 9,809 | $312,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,840 | $271,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 764,235 | $269,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,491 | $263,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,406 | $236,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 6,132 | $226,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 4,247 | $218,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 1,000 | $217,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 273,548 | $215,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 4,610 | $209,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 650,543 | $182,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 3,068 | $176,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,178 | $175,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,788 | $173,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,838 | $173,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,201 | $173,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,125 | $167,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 1,070,896 | $167,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BOEING CO. | 97023105 | COM | 1,210 | $165,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,401 | $159,000 | thousands by filing date | |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 3,675 | $159,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UnitedHealth Group Inc | 91324P102 | COM | 2,080 | $157,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 3,075 | $156,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 12,830 | $156,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,845 | $155,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 2,880 | $155,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,710 | $155,000 | thousands by filing date | |
| BEMIS COMPANY, INC. | 81437105 | COM | 3,780 | $155,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SYSCOCORP | 871829107 | COM | 4,277 | $154,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 3,550 | $154,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,035 | $153,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,415 | $153,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 9,850 | $153,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,855 | $152,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,935 | $152,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,455 | $152,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 2,930 | $151,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,215 | $148,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 6,670 | $146,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 500 | $140,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 169,632 | $138,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 2,017 | $131,000 | thousands by filing date | |
| AMAZON.COM INC | 23135106 | COM | 319 | $127,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Intel Corp | 458140100 | COM | 4,778 | $124,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 3,450,952 | $124,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 231,504 | $124,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 2,500 | $124,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,598 | $122,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,450 | $122,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 12,383 | $122,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 10,000 | $121,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,037 | $118,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 7,520 | $116,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 4,599 | $115,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 580 | $108,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 116,512 | $107,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 2,500 | $106,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 152,930 | $99,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 3,000 | $99,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 4,100 | $99,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 1,100 | $93,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,100 | $92,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 698 | $87,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,158 | $87,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 3,000 | $86,000 | thousands by filing date | |
| BORGWARNER, INC. | 99724106 | COM | 1,544 | $86,000 | thousands by filing date | The CUSIP as filed is malformed. |
| JPMorgan Chase & Co | 46625H100 | COM | 1,400 | $82,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 431 | $81,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 2,000 | $80,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 444,423 | $79,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,020 | $72,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 974 | $69,000 | thousands by filing date | |
| 38259p508 | COM | 62 | $69,000 | thousands by filing date | ||
| Southern Company | 842587107 | COM | 1,592 | $65,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 616 | $65,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 330 | $63,000 | thousands by filing date | |
| ARM HOLDINGS INC | 42068106 | ADR | 1,105 | $60,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Amarin Corp Plc New Adrf | 23111206 | SPONS ADR NEW | 30,000 | $59,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ConocoPhillips | 20825C104 | COM | 804 | $57,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,260 | $53,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 232,081 | $52,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 621 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 400 | $47,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 597 | $46,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 400 | $46,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 331 | $46,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 600 | $45,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 223 | $43,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 3,500 | $42,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 491 | $41,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 885 | $39,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 704 | $37,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 405 | $37,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 433 | $37,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 2,424 | $36,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 6,205 | $36,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 91 | $35,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 931 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 522 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,065 | $35,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 305 | $34,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 300 | $34,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 300 | $33,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 137 | $33,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 508 | $33,000 | thousands by filing date | |
| ALCATEL-LUCENT - SPONSORED ADR | 13904305 | COM | 7,500 | $33,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,500 | $32,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 3,088 | $32,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 609,694 | $31,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 430 | $31,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90268A717 | ETRACS FIS GART | 1,000 | $30,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 540,781 | $29,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Verizon Communications Inc | 92343V104 | COM | 588 | $29,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,401 | $28,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 330 | $27,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 410 | $27,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 300 | $26,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 226 | $26,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 250 | $26,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 596 | $25,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 452 | $25,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 625 | $25,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 2,000 | $24,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 465 | $24,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 5,000 | $24,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 175 | $24,000 | thousands by filing date | |
| AGL RES INC | 1204106 | COMMON | 500 | $24,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 260 | $23,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 352 | $23,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 246 | $22,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 100 | $22,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 297 | $22,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,218 | $22,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 250 | $22,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 269,047 | $21,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PHILLIPS 66 COM | 718546104 | Stock | 266 | $21,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 235 | $21,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 194 | $20,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 407 | $20,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 257 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 235 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 400 | $20,000 | thousands by filing date | |
| Automatic Data Processing | 53015103 | COM | 248 | $20,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 770 | $20,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 314 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 540 | $19,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 2,905 | $19,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 150 | $18,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 315 | $18,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 510 | $18,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 376 | $17,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 805 | $17,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 321 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 200 | $16,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 380 | $16,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 205 | $16,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 337 | $16,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 399 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 330 | $16,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 198,825 | $16,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ABBOTT LABORATORIES | 2824100 | COM | 430 | $16,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Qualcomm Incorporated | 747525103 | COM | 201 | $15,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 209,704 | $15,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares Russell 2000 ETF | 464287655 | SHS | 119 | $14,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 325 | $14,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 200 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 56 | $13,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 325 | $13,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 300 | $13,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 238 | $13,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 352 | $13,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 129 | $12,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 132 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 98 | $11,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 119 | $11,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 210,073 | $10,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 400 | $10,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 169 | $9,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 485 | $9,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 200 | $9,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 500 | $9,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 201 | $8,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 931 | $8,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 504 | $8,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 294 | $8,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 100 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 72,826 | $7,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 172 | $7,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 214 | $6,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 60 | $5,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 110 | $5,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 125 | $5,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 51 | $5,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 300 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 95 | $5,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 250 | $5,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 125 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100,696 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CENCORA INC COM | 03073E105 | Stock | 5,614 | $4,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 80 | $4,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 71 | $4,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 156 | $4,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 936 | $4,000 | thousands by filing date | |
| ALLSTATE CORP | 20002101 | OPTION | 78 | $4,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,563 | $3,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 52 | $3,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 30,469 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 38,263 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ONEOK INC NEW | 682680103 | COM | 5,237 | $3,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 100 | $3,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 25 | $1,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 41 | $1,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 6,336 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FASTENAL CO COM | 311900104 | Stock | 31,009 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 150 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 16 | $1,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 12,115 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SCANA CORP NEW | 80589M102 | COM | 26 | $1,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 800 | $1,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 13 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 22 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 22 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 44 | $1,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 384 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL WARRANTS WT EXP | 26874156 | WARRANT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-14-000887 | this filing | 2014-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-14-001194 | base | 2014-02-26 | acceptance time not in the bulk data set |