13F-HR filed by Regal Investment Advisors LLC
Regal Investment Advisors LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-06, with 927 holding rows worth $175,773,000 by the sum of the rows.
- Accession
- 0001398344-14-000616
- Filer
- CIK 1559789
- Filed
- 2014-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 930 entries on the cover page, a total value of $351,523,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $175,773,000 with VALUE read as thousands by filing date, 13F file number 028-15474. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $351,523,000, 100% more than the sum of the rows, $175,773,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 18,587 | $3,451,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 80,079 | $2,949,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 68,750 | $2,866,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 5,030 | $2,822,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AT&T Inc | 00206R102 | COM | 78,115 | $2,747,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 35,575 | $2,718,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 31,288 | $2,689,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 84,137 | $2,596,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 48,735 | $2,404,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 27,642 | $2,209,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 25,110 | $2,209,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 18,461 | $2,088,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 52,163 | $2,056,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 83,046 | $1,935,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 20,209 | $1,907,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 44,429 | $1,802,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 38,835 | $1,800,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 25,270 | $1,785,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 43,331 | $1,783,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 15,844 | $1,743,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 23,685 | $1,731,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 10,100 | $1,707,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 20,230 | $1,690,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 15,260 | $1,689,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,445 | $1,680,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 15,284 | $1,668,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 25,183 | $1,605,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 20,458 | $1,588,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 20,706 | $1,552,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 19,679 | $1,515,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 4,515 | $1,509,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 26,724 | $1,508,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 84,249 | $1,504,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 24,249 | $1,499,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 22,280 | $1,496,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 29,336 | $1,488,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 26,078 | $1,464,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 22,568 | $1,457,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 56,787 | $1,457,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 27,418 | $1,448,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 34,032 | $1,433,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 12,919 | $1,420,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 37,378 | $1,418,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 58,922 | $1,416,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 18,105 | $1,407,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 36,175 | $1,389,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 17,901 | $1,384,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 12,627 | $1,371,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 46,747 | $1,342,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 9,502 | $1,313,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 19,601 | $1,302,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 76,430 | $1,292,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 32,753 | $1,280,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 20,211 | $1,279,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 23,114 | $1,278,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 35,080 | $1,256,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 21,282 | $1,251,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 15,242 | $1,234,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 52,096 | $1,203,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 26,946 | $1,196,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 47,718 | $1,182,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 28,099 | $1,174,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 16,320 | $1,164,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 67,696 | $1,147,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 11,758 | $1,141,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 10,313 | $1,141,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 60,627 | $1,095,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 34,399 | $964,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 8,874 | $876,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 31,782 | $871,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 9,228 | $845,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 8,743 | $811,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 7,694 | $804,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,276 | $790,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 15,437 | $788,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,463 | $786,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 15,702 | $772,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 9,922 | $770,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 6,091 | $722,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NUCOR CORP COM | 670346105 | Stock | 13,405 | $716,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 13,713 | $699,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 13,325 | $696,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 6,501 | $683,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 9,252 | $650,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,873 | $641,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 8,292 | $640,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 9,535 | $637,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 23,363 | $633,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,790 | $627,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 11,900 | $623,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 17,230 | $616,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 9,148 | $614,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 11,972 | $610,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 14,515 | $589,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 13,235 | $585,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 8,298 | $582,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 27,942 | $580,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 7,099 | $573,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 27,052 | $560,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12,860 | $531,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 14,022 | $523,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 19,368 | $523,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 8,135 | $494,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 37,903 | $487,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 12,610 | $472,000 | thousands by filing date | |
| Automatic Data Processing | 53015103 | COM | 5,800 | $469,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AFLAC INC. | 1055102 | COM | 6,957 | $465,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 6,121 | $445,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,316 | $444,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,708 | $443,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,784 | $434,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,417 | $424,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,453 | $421,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 41,890 | $412,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 4,031 | $407,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,359 | $403,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,437 | $399,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,872 | $392,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 10,035 | $381,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,556 | $378,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 8,908 | $366,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4,156 | $355,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,200 | $350,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 9,650 | $350,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 5,850 | $345,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 6,698 | $342,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,165 | $337,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 8,282 | $326,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 5,159 | $314,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,883 | $310,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 4,177 | $299,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,582 | $296,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,619 | $288,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 7,900 | $285,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 2,617 | $282,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 6,059 | $275,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,949 | $273,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,851 | $266,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 2,200 | $256,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,900 | $256,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,779 | $254,000 | thousands by filing date | |
| AMERICAN ELECTRIC POWER | 25537101 | COM | 5,110 | $239,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,714 | $228,000 | thousands by filing date | |
| BAKER HUGHES INC. | 57224107 | COM | 4,103 | $227,000 | thousands by filing date | The CUSIP as filed is malformed. |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 9,029 | $225,000 | thousands by filing date | |
| AIR PRODUCTS & CHEMICALS | 9158106 | COM | 1,998 | $223,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 895 | $219,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 12,102 | $215,000 | thousands by filing date | |
| NUVEEN DIV ADV MUNI FD 3 PFD S | 67070X507 | PREFERR | 21,398 | $215,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 3,673 | $211,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 3,103 | $206,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 3,300 | $197,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 4,111 | $187,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,667 | $185,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 2,217 | $184,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,213 | $183,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,551 | $181,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,210 | $178,000 | thousands by filing date | |
| TOTAL S A ADR F | 89151E113 | cs | 2,900 | $178,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 11,268 | $174,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 2,312 | $174,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 2,761 | $173,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 4,525 | $173,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 6,900 | $170,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,817 | $169,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 1,911 | $161,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,130 | $158,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 3,035 | $157,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,069 | $156,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,088 | $155,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 2,693 | $155,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 4,668 | $154,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 9,804 | $153,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vanguard Energy ETF | 92204A306 | SHS | 1,152 | $146,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 2,162 | $146,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,238 | $141,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 3,768 | $140,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,334 | $139,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 4,500 | $139,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 2,418 | $138,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 2,594 | $137,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,476 | $131,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 3,145 | $131,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 2,015 | $131,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,616 | $130,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,835 | $130,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 2,593 | $129,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,555 | $128,000 | thousands by filing date | |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 12,824 | $128,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HSBC USA 6.50% Perp/Call 7/11 | 40428h862 | PFD | 5,150 | $125,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1,996 | $124,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 4,003 | $123,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,200 | $122,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 776 | $117,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,407 | $117,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 5,950 | $117,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,829 | $116,000 | thousands by filing date | |
| BAXTER INTERNATIONAL | 71813109 | COM | 1,661 | $116,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TARGET CORP COM | 87612E106 | Stock | 1,810 | $115,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,600 | $112,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 586 | $110,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 4,747 | $109,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,010 | $109,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,505 | $107,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 930 | $106,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 830 | $104,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 901 | $104,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,108 | $103,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 426 | $103,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 2,670 | $102,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 863 | $102,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,480 | $100,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 10,089 | $99,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,732 | $98,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,278 | $97,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,226 | $96,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,245 | $96,000 | thousands by filing date | |
| AMERICAN STATES WATER CO. | 29899101 | COM | 3,325 | $96,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALLIANT ENERGY CORP | 18802108 | COM | 1,855 | $96,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 808 | $94,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 765 | $94,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,949 | $94,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,043 | $93,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 834 | $92,000 | thousands by filing date | |
| AMEREN CORP. | 23608102 | COM | 2,550 | $92,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 836 | $90,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 5,186 | $89,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 2,150 | $89,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 3,544 | $89,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 1,657 | $89,000 | thousands by filing date | |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 2,000 | $87,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,850 | $86,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,909 | $85,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,800 | $85,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 2,498 | $82,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 860 | $80,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 931 | $79,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 850 | $79,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 5,459 | $78,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 1,596 | $78,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 1,582 | $78,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 982 | $77,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,000 | $77,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,447 | $75,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 860 | $75,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 4,468 | $74,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 880 | $72,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 1,000 | $72,000 | thousands by filing date | |
| AMETEK INC NEW | 31100100 | COMMON | 1,350 | $71,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Walt Disney Co | 254687106 | COM | 911 | $70,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,173 | $69,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 681 | $69,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 2,494 | $68,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 502 | $68,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,243 | $68,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,180 | $68,000 | thousands by filing date | |
| BANK OF NEW YORK MELLON CORP | 64058100 | COM | 1,950 | $68,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,342 | $67,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,263 | $66,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,747 | $66,000 | thousands by filing date | |
| WELLS FARGO | 949746655 | PFD | 3,300 | $66,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 713 | $65,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,181 | $65,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 612 | $65,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 3,157 | $64,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 720 | $63,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 5,572 | $63,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1,241 | $62,000 | thousands by filing date | |
| 38259p508 | COM | 55 | $62,000 | thousands by filing date | ||
| HOLLYFRONTIER CORP | 436106108 | COM | 1,183 | $59,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 1,673 | $59,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,300 | $58,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 915 | $58,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 660 | $58,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 3,543 | $58,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 921 | $58,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 988 | $57,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 661 | $56,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 250 | $56,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 1,025 | $56,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 20,000 | $56,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,150 | $55,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 3,500 | $55,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 1,950 | $55,000 | thousands by filing date | |
| ARM HOLDINGS INC | 42068106 | ADR | 999 | $55,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 1,492 | $54,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 2,594 | $53,000 | thousands by filing date | |
| BAIDU INC SPONSORED ADR REPSTG ORD SHS | 56752108 | COM | 298 | $53,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MGC | 921910873 | COM | 817 | $52,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 1,601 | $52,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 270 | $52,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,790 | $51,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 786 | $51,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 933 | $50,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 500 | $50,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 444 | $49,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 1,131 | $49,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,190 | $49,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 880 | $48,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,115 | $48,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 3,317 | $48,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 2,197 | $48,000 | thousands by filing date | |
| BHP BILLITON LIMITED ADR | 88606108 | COM | 698 | $48,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RIVERPARK FDS TR SH T HY RETAI | 76882K801 | COMMON | 4,825 | $48,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 308 | $46,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,124 | $46,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 314 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 897 | $45,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 360 | $45,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 366 | $44,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 500 | $44,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 1,075 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 556 | $44,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 2,203 | $44,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,316 | $43,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,794 | $43,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 5,428 | $43,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 850 | $43,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC $1.438 PFD | 854502705 | PREFERRED | 2,000 | $43,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 405 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 410 | $42,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 1,091 | $42,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 901 | $41,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,288 | $41,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 6,910 | $41,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 3,150 | $41,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 3,353 | $41,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,264 | $41,000 | thousands by filing date | |
| BARRICK GOLD | 67901108 | COM | 2,335 | $41,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CONAGRA FOODS INC | 205887102 | COM | 1,191 | $40,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 500 | $40,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 599 | $40,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 257 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 899 | $39,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 361 | $38,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 928 | $38,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 330 | $38,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 2,985 | $38,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 363 | $38,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982105 | SHS | 44,875 | $38,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,119 | $37,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 455 | $37,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 2,758 | $37,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,500 | $37,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 813 | $37,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 480 | $37,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 457 | $37,000 | thousands by filing date | |
| ISHARES TARGET DATE 2015 INDEX FUND | 464289305 | ETF | 979 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 350 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 562 | $36,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 400 | $36,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 680 | $35,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 940 | $35,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 961 | $35,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 780 | $35,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 650 | $35,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 200 | $34,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 483 | $34,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 830 | $34,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 698 | $34,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 5,000 | $34,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 1,500 | $34,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 300 | $34,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CAMPBELL STRATEGIC ALLOCATION | 134441104 | COMMON | 13 | $34,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 543 | $33,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 351 | $33,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 532 | $33,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,102 | $33,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 518 | $33,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 1,650 | $33,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 566 | $33,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 343 | $32,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 212 | $32,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 900 | $32,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 4,123 | $32,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,003 | $32,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 930 | $32,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 1,066 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 440 | $31,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 600 | $31,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 350 | $31,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 1,912 | $31,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 4,325 | $31,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 600 | $30,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 200 | $30,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,145 | $30,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 600 | $30,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,601 | $30,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 261 | $30,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 3,700 | $30,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 765 | $29,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,200 | $29,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 563 | $29,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 2,430 | $29,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 1,060 | $29,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 335 | $28,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 3,820 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 560 | $28,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,859 | $28,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 500 | $28,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 600 | $27,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 480 | $27,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 207 | $27,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 299 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 650 | $27,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 490 | $27,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 430 | $27,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 700 | $27,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 200 | $27,000 | thousands by filing date | The CUSIP as filed is malformed. |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 760 | $27,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS IN | 15351109 | COM | 200 | $27,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 715 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 560 | $26,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,266 | $26,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 520 | $25,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 330 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 266 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 396 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 766 | $25,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,700 | $25,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 550 | $25,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 1,300 | $25,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 2,767 | $25,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 300 | $24,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,296 | $24,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,000 | $24,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 370 | $24,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 4,014 | $24,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 982 | $24,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 416 | $24,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 441 | $24,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,137 | $24,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 218 | $23,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 435 | $23,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 300 | $23,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 400 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,330 | $23,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 1,849 | $23,000 | thousands by filing date | |
| HSBC Float 4.5%FL Cl 4/22 CUM | 40428h706 | PFD | 925 | $23,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 610 | $22,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 400 | $22,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 662 | $22,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 800 | $22,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 804 | $22,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 219 | $21,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 513 | $21,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 204 | $21,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 326 | $21,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 228 | $21,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 415 | $21,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 340 | $21,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 477 | $21,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 178 | $21,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 500 | $21,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 225 | $20,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 715 | $20,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 409 | $20,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 567 | $20,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,574 | $20,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 200 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 287 | $20,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 293 | $20,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 1,400 | $20,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 907 | $20,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 2,769 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 155 | $20,000 | thousands by filing date | |
| TELSTRA CORP LTD | 87969N204 | SPON ADR FINAL | 836 | $20,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 400 | $20,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 1,500 | $20,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 203 | $19,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 400 | $19,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 350 | $19,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,151 | $19,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,536 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 662 | $19,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 456 | $19,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 683 | $19,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 446 | $19,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 710 | $19,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 645 | $19,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 716 | $19,000 | thousands by filing date | |
| Aegon NV 6.875% PFD | N00927306 | PFD | 750 | $19,000 | thousands by filing date | |
| PROSHARES VIX | 74347W684 | VIX MDTRM FUTR | 986 | $19,000 | thousands by filing date | |
| ALLIANCE DATA SYSTEMS CORP | 18581108 | COM | 73 | $19,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ADAMS EXPRESS CO | 6212104 | CEF | 1,422 | $19,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,500 | $18,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 700 | $18,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 282 | $18,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 760 | $18,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 385 | $18,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 600 | $18,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 100 | $18,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 600 | $18,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 252 | $18,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 897 | $18,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 266 | $18,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 359 | $18,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 750 | $18,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.2% $1.55 PFD | 38144X500 | PREFERRED | 800 | $18,000 | thousands by filing date | |
| BP Prudhoe Royalty Trust | 55630107 | COM | 232 | $18,000 | thousands by filing date | The CUSIP as filed is malformed. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-14-000616 | this filing | 2014-02-06 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001606587-15-000068 | base | 2015-02-17 | acceptance time not in the bulk data set |