13F-HR filed by Madden Advisory Services, Inc.
Madden Advisory Services, Inc. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-30, with 314 holding rows worth $133,097,000.
- Accession
- 0001398344-14-000489
- Filer
- CIK 1542284
- Filed
- 2014-01-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 314 entries on the cover page, a total value of $133,097,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $133,087,000 with VALUE read as thousands by filing date, 13F file number 028-14842. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 313,925 | $10,749,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 89,003 | $9,781,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 138,976 | $5,204,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 131,771 | $4,831,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 148,332 | $4,748,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 51,176 | $4,501,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 77,682 | $4,161,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 82,490 | $3,713,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 36,757 | $3,711,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 32,616 | $3,590,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 127,477 | $3,358,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 56,685 | $2,976,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 28,314 | $2,506,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 79,115 | $2,494,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 28,860 | $2,435,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 47,587 | $2,403,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 26,205 | $2,258,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 44,829 | $2,254,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 50,913 | $2,200,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 156,161 | $2,069,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 56,995 | $2,037,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 81,240 | $1,999,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 41,445 | $1,900,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 82,292 | $1,799,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 32,460 | $1,696,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 51,672 | $1,563,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 22,916 | $1,531,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 50,984 | $1,486,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 21,170 | $1,420,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 33,728 | $1,368,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 30,808 | $1,337,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 64,997 | $1,216,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 47,616 | $1,159,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 26,737 | $1,157,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 33,302 | $1,109,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 10,495 | $1,083,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 90,970 | $1,063,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 39,050 | $1,002,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 6,610 | $991,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 12,200 | $870,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 22,495 | $828,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 33,075 | $773,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 26,165 | $763,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 58,863 | $719,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,103 | $705,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,691 | $661,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 18,107 | $640,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 13,516 | $625,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 6,713 | $601,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 23,152 | $598,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 8,740 | $598,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,990 | $576,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 7,510 | $561,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 12,420 | $547,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 18,465 | $525,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 6,312 | $514,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 5,555 | $491,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 23,512 | $484,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 16,221 | $467,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 9,880 | $426,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 11,750 | $417,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 16,585 | $413,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,833 | $388,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 24,138 | $369,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 3,753 | $360,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,443 | $334,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,166 | $322,000 | thousands by filing date | |
| Aberdeen Asia-Pacific Inc. Fnd | 3009107 | COM | 50,880 | $293,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Chevron Corporation | 166764100 | COM | 2,229 | $278,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 8,075 | $277,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 492 | $276,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,625 | $273,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 2,073 | $273,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,220 | $258,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 18,520 | $249,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 5,204 | $247,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,270 | $210,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 10,160 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,855 | $205,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,748 | $204,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 5,770 | $197,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,010 | $192,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,401 | $169,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 8,840 | $150,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,614 | $148,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,335 | $137,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 2,700 | $128,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,200 | $128,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 9,686 | $128,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 2,775 | $117,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 4,233 | $114,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,090 | $113,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,340 | $109,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 2,125 | $107,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 2,603 | $107,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 4,639 | $107,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,307 | $99,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 726 | $99,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 1,589 | $96,000 | thousands by filing date | |
| RETAIL PPTYS AMER IN | 73131V202 | CL A | 7,340 | $93,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 970 | $90,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,757 | $86,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,249 | $81,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,001 | $78,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,048 | $76,000 | thousands by filing date | |
| Eaton Corp. | 278058102 | COM | 1,000 | $76,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 709 | $74,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 1,634 | $73,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 655 | $69,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 361 | $68,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 960 | $68,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 1,190 | $65,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 5,390 | $64,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,805 | $63,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 755 | $62,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 335 | $62,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 782 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 885 | $61,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,446 | $60,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 1,100 | $60,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 1,162 | $59,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,546 | $58,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 2,681 | $58,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 835 | $55,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 2,764 | $53,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 2,590 | $53,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 540 | $52,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 940 | $52,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 418 | $50,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,423 | $50,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,800 | $50,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1,202 | $49,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 571 | $47,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 900 | $47,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 990 | $46,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 818 | $46,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 800 | $46,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 638 | $45,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 649 | $44,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 374 | $44,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PROSHARES TR | 74347X849 | INDX FD | 1,297 | $43,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 652 | $42,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 840 | $42,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 959 | $42,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,170 | $41,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 475 | $41,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 1,770 | $41,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 467 | $40,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 670 | $38,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 1,445 | $38,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 500 | $38,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 775 | $37,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 2,026 | $37,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 710 | $36,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 591 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 825 | $32,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 300 | $32,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 653 | $32,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 1,321 | $32,000 | thousands by filing date | |
| AMAZON.COM INC | 23135106 | COM | 80 | $32,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HELIOS TOTAL RETURN FD INC | 42327V109 | COM | 1,322 | $31,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 1,953 | $31,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 300 | $29,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 465 | $29,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 153 | $28,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 305 | $28,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 890 | $28,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,000 | $27,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,545 | $27,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 559 | $27,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PepsiCo,Inc. | 713448108 | COM | 316 | $26,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 565 | $26,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 3,000 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 260 | $26,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 399 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 440 | $25,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 461 | $25,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 1,485 | $25,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 450 | $25,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 400 | $24,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 306 | $24,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 365 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 1,000 | $24,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 425 | $23,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 165 | $23,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,000 | $22,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 481 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 180 | $22,000 | thousands by filing date | |
| 38259p508 | COM | 20 | $22,000 | thousands by filing date | ||
| ILLINOIS TOOL WKS INC | 452308109 | COM | 247 | $21,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 205 | $19,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 238 | $19,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 200 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 455 | $19,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 209 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 220 | $18,000 | thousands by filing date | |
| BAIDU INC SPONSORED ADR REPSTG ORD SHS | 56752108 | COM | 100 | $18,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 833 | $18,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 95 | $17,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 159 | $17,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 451 | $17,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,090 | $17,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 550 | $17,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 429 | $17,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 195 | $16,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 686 | $16,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 600 | $16,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 269 | $16,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 1,042 | $16,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 200 | $15,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 400 | $15,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 200 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 400 | $15,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 300 | $14,000 | thousands by filing date | |
| Duke Energy | 26441C105 | Common | 196 | $14,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 266 | $14,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 353 | $13,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 216 | $13,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,493 | $13,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 415 | $13,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 850 | $13,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 430 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 104 | $12,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 358 | $12,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 130 | $11,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 200 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 220 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 265 | $11,000 | thousands by filing date | |
| PROSHARES ULTRA VIX ST FUTUR | 74347W411 | CMN | 670 | $11,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 134 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 160 | $10,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 455 | $10,000 | thousands by filing date | |
| BAXTER INTERNATIONAL | 71813109 | COM | 150 | $10,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 150 | $9,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 126 | $9,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 98 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 182 | $9,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 100 | $9,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 679 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 228 | $9,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 135 | $8,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 43 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 150 | $8,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 520 | $8,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 286 | $8,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 80 | $7,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 75 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 61 | $7,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 100 | $7,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 99 | $7,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 225 | $7,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 103 | $6,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 308 | $6,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 60 | $6,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 440 | $6,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 150 | $6,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 185 | $6,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 50 | $5,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 121 | $5,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 82 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 115 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 102 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 170 | $5,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 175 | $5,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 96 | $5,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 180 | $5,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 180 | $5,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 48 | $4,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 50 | $4,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 420 | $4,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 225 | $4,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 300 | $4,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 235 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 130 | $4,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 50 | $3,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 54 | $3,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 59 | $3,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 50 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 50 | $3,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 100 | $3,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 120 | $3,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 75 | $3,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 300 | $3,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 100 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 106 | $3,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 50 | $2,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 19 | $2,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 24 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 25 | $2,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 18 | $2,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 85 | $2,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 34 | $2,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 300 | $2,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 208 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 13 | $1,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 10 | $1,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 5 | $1,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 102 | $1,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 1,000 | $1,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 250 | $1,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VULCAN MATLS CO COM | 929160109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL GOLD INC | 780287108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM CORP | 97381W104 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHNSON CONTROLS INT F | 478366107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROVI CORP | 779376102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUSTCO BK CORP N Y | 898349105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892102 | SPONSORED ADR | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD | 92205F106 | Domestic Common | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEMCELLS INC | 85857R204 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-14-000489 | this filing | 2014-01-30 | acceptance time not in the bulk data set |