13F-HR/A filed by Smith & Howard Wealth Management, LLC
Smith & Howard Wealth Management, LLC filed this 13F-HR/A for the quarter ended 2013-09-30, filed 2013-11-14, with 259 holding rows worth $167,693,000.
- Accession
- 0001398344-13-005412
- Filer
- CIK 1543991
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, amendment of type restatement, 259 entries on the cover page, a total value of $167,693,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $167,700,000 with VALUE read as thousands by filing date, 13F file number 028-14923. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCambridge Financial Group, Inc.028-11448
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 553,808 | $48,541,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 602,072 | $26,985,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 391,549 | $20,239,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 359,969 | $16,055,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 110,269 | $12,517,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 225,821 | $7,235,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 75,051 | $5,174,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 45,408 | $4,588,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 45,501 | $2,302,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 49,208 | $1,864,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 18,776 | $1,468,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 114,285 | $944,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,729 | $751,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 8,669 | $733,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,208 | $707,000 | thousands by filing date | |
| AFLAC INC. | 1055102 | COM | 11,320 | $702,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VANGUARD STAR FDS | 921909768 | COM | 12,900 | $647,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 16,698 | $572,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 11,403 | $554,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 6,352 | $548,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 1,103 | $526,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 5,355 | $511,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 12,327 | $495,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,515 | $489,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 5,231 | $319,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,121 | $313,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 9,809 | $273,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,491 | $262,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 18,319 | $253,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LINKEDIN CORP | 53578A108 | COM | 1,000 | $246,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 7,174 | $243,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,489 | $231,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,560 | $224,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 6,132 | $199,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 4,610 | $190,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 7,941 | $190,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,746 | $168,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 3,772 | $157,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,025 | $150,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 27,556 | $145,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 1,210 | $142,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Gilead Sciences,Inc. | 375558103 | COM | 2,140 | $135,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,250 | $135,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 6,620 | $132,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 2,363 | $127,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 7,520 | $127,000 | thousands by filing date | |
| Amarin Corp Plc New Adrf | 23111206 | SPONS ADR NEW | 20,000 | $126,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 2,930 | $123,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 2,540 | $122,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 2,627 | $121,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 500 | $120,000 | thousands by filing date | |
| AMAZON.COM INC | 23135106 | COM | 383 | $120,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES | 464286848 | EXCHANGE TRADED | 10,000 | $119,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,215 | $116,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,250 | $115,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 12,383 | $115,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,165 | $115,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 4,599 | $115,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 34,505 | $114,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,498 | $113,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,450 | $113,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 2,500 | $112,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 2,105 | $109,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,025 | $105,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,355 | $104,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 2,710 | $103,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 1,750 | $102,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 2,150 | $101,000 | thousands by filing date | |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 2,745 | $101,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BORGWARNER, INC. | 99724106 | COM | 999 | $101,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 878 | $100,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 9,750 | $100,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 780 | $99,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 580 | $98,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,067 | $98,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,700 | $96,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 2,500 | $96,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 4,100 | $96,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,330 | $95,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 1,100 | $93,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,522 | $92,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,965 | $91,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 4,281 | $90,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,100 | $89,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 3,000 | $89,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 995 | $86,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 2,242 | $85,000 | thousands by filing date | |
| BEMIS COMPANY, INC. | 81437105 | COM | 2,170 | $85,000 | thousands by filing date | The CUSIP as filed is malformed. |
| International Business Machines Corporation | 459200101 | COM | 451 | $84,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,299 | $84,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,280 | $82,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,158 | $78,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 3,000 | $77,000 | thousands by filing date | |
| 38259p508 | COM | 87 | $76,000 | thousands by filing date | ||
| Goldman Sachs Group,Inc. | 38141G104 | COM | 443 | $70,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,962 | $69,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 558 | $68,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 974 | $65,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 616 | $65,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,562 | $63,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,329 | $59,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 330 | $55,000 | thousands by filing date | |
| ARM HOLDINGS INC | 42068106 | ADR | 1,105 | $53,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Southern Company | 842587107 | COM | 1,241 | $51,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,260 | $51,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,500 | $50,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 777 | $50,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 392 | $50,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 573 | $50,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 3,320 | $50,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 1,672 | $50,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 417 | $50,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 3,162 | $50,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 18804104 | EQUITY | 510 | $50,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PROSHARES TR | 74347X849 | INDX FD | 1,505 | $48,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 600 | $44,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 400 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 400 | $43,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 560 | $42,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 582 | $40,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 597 | $40,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 6,205 | $38,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 223 | $38,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 2,424 | $37,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 3,500 | $36,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 491 | $35,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 405 | $34,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 91 | $34,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 430 | $34,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 508 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 522 | $33,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,500 | $32,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 3,088 | $32,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 300 | $31,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 931 | $31,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 137 | $31,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 604 | $29,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90268A717 | ETRACS FIS GART | 1,000 | $29,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 541 | $25,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 300 | $25,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 305 | $25,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 410 | $25,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 596 | $24,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 226 | $24,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,401 | $23,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 2,000 | $23,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 250 | $23,000 | thousands by filing date | |
| AGL RES INC | 1204106 | COMMON | 500 | $23,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMGEN INC. | 31162100 | COM | 200 | $22,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NextEra Energy,Inc. | 65339F101 | COM | 260 | $21,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 268 | $21,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 450 | $21,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,218 | $21,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 600 | $21,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 246 | $20,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 500 | $20,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 297 | $20,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 250 | $20,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 175 | $20,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 3,085 | $20,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 100 | $19,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 257 | $19,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 235 | $19,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 770 | $19,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 160 | $18,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 314 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 540 | $18,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 5,000 | $18,000 | thousands by filing date | |
| Automatic Data Processing | 53015103 | COM | 248 | $18,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AbbVie,Inc. | 00287Y109 | COM | 375 | $17,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 150 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 235 | $17,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 460 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 360 | $17,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 315 | $17,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 196 | $16,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 200 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 200 | $15,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 380 | $15,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 266 | $15,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 805 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 330 | $15,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 201 | $14,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 210 | $14,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 207 | $14,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 430 | $14,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Comcast Corp | 20030N101 | COM | 291 | $13,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 200 | $13,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 275 | $13,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 238 | $13,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 200 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 56 | $12,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 325 | $12,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 201 | $12,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 300 | $12,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 100 | $12,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 352 | $12,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 236 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 98 | $11,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 132 | $11,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 125 | $11,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 5,000 | $11,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 129 | $10,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 180 | $10,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 119 | $10,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 400 | $10,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 274 | $9,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,056 | $9,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 200 | $8,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 294 | $8,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 400 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 73 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 172 | $7,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 334 | $7,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 504 | $7,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 100 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 95 | $6,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 60 | $5,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 110 | $5,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 55 | $5,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 214 | $5,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 936 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 101 | $4,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 41 | $4,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 125 | $4,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 51 | $4,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 80 | $4,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 87 | $4,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 71 | $4,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 300 | $4,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 931 | $4,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 125 | $4,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 125 | $4,000 | thousands by filing date | |
| ALLSTATE CORP | 20002101 | OPTION | 78 | $4,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 26 | $3,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 52 | $3,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 30 | $3,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 38 | $3,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 200 | $3,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 52 | $3,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 42 | $3,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 100 | $3,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 210 | $3,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 31 | $2,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 500 | $2,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 25 | $1,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 41 | $1,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 6 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 16 | $1,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 26 | $1,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 13 | $1,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 30 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 44 | $1,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WORLD KINECT CORPORATION | 981475106 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN INTL WARRANTS WT EXP | 26874156 | WARRANT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| Panda Energy Intl Inc (NV) | 69833U101 | Equities | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-13-005088 | superseded | 2013-10-31 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-13-005412 | this filing | 2013-11-14 | acceptance time not in the bulk data set |