13F-HR filed by Regal Investment Advisors LLC
Regal Investment Advisors LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-12, with 907 holding rows worth $171,215,000.
- Accession
- 0001398344-13-005276
- Filer
- CIK 1559789
- Filed
- 2013-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 907 entries on the cover page, a total value of $171,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $171,203,000 with VALUE read as thousands by filing date, 13F file number 028-15474. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BECTON DICKINSON & CO | 075887109 | COM | 169 | $17,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 101 | $17,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 269 | $17,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,815 | $17,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 1,355 | $17,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 2,500 | $17,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 307 | $17,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 760 | $17,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 490 | $17,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 873 | $17,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 220 | $17,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 650 | $16,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 173 | $16,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 500 | $16,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 400 | $16,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 289 | $16,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 575 | $16,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 628 | $16,000 | thousands by filing date | |
| TELECOM CORP NEW ZEALAND LTD SPON ADR | 879278208 | ADR | 1,615 | $16,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 280 | $15,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 617 | $15,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 760 | $15,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 980 | $15,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 335 | $15,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 2,129 | $15,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 242 | $15,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 885 | $15,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 240 | $14,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 159 | $14,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 860 | $14,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 140 | $14,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 285 | $14,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 301 | $14,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 150 | $14,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 416 | $14,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 60 | $14,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 422 | $14,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 662 | $14,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,563 | $14,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 914 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 385 | $14,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 2,400 | $14,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,500 | $14,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 545 | $14,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 440 | $14,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 181 | $14,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 160 | $14,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 535 | $14,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 234 | $14,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 200 | $14,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 85 | $13,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 265 | $13,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 500 | $13,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 43 | $13,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 350 | $13,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 395 | $13,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 551 | $13,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 500 | $13,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 450 | $13,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 253 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 435 | $13,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 150 | $13,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 750 | $13,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 1,200 | $13,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 155 | $12,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 228 | $12,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 508 | $12,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 250 | $12,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 800 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 200 | $12,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 500 | $12,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,425 | $12,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,000 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 650 | $12,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 400 | $12,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 537 | $12,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 158 | $11,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 215 | $11,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 100 | $11,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 438 | $11,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 150 | $11,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 530 | $11,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 132 | $11,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 183 | $11,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 131 | $11,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 375 | $11,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 429 | $11,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 845 | $11,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 296 | $11,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 425 | $11,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 824 | $11,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 150 | $11,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 205 | $11,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 530 | $11,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 335 | $11,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 50 | $10,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 150 | $10,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 260 | $10,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 318 | $10,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 120 | $10,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 171 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 200 | $10,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 328 | $10,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 202 | $10,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 406 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 225 | $10,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 400 | $10,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 100 | $10,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 116 | $10,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 172 | $10,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 249 | $9,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 648 | $9,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 161 | $9,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 90 | $9,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 300 | $9,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 200 | $9,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 200 | $9,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 566 | $9,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 200 | $9,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 300 | $9,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 378 | $9,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 150 | $9,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 800 | $9,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 200 | $9,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 400 | $9,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 167 | $9,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,445 | $9,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 1,100 | $9,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 666 | $9,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 100 | $8,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 100 | $8,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 200 | $8,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 30 | $8,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 800 | $8,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 55 | $8,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 107 | $8,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 200 | $8,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 148 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 95 | $8,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 500 | $8,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 575 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 292 | $8,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 200 | $8,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 335 | $8,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 700 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 194 | $8,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 200 | $8,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 187 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 114 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 300 | $8,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 750 | $8,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 102 | $7,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 85 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 68 | $7,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 57 | $7,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 80 | $7,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 145 | $7,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 148 | $7,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 155 | $7,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 481 | $7,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 136 | $7,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,372 | $7,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 400 | $7,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 544 | $7,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 542 | $7,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 492 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 102 | $7,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 141 | $7,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 100 | $7,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 120 | $7,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 854 | $7,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 200 | $7,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 780 | $7,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 350 | $6,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 154 | $6,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 200 | $6,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 149 | $6,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 150 | $6,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 250 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 100 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 100 | $6,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 100 | $6,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 115 | $6,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 800 | $6,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 100 | $6,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 251 | $6,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 170 | $6,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 68 | $6,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 92 | $6,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 310 | $6,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 1,400 | $6,000 | thousands by filing date | |
| EXIDE TECHNOLOGIES | 302051206 | COM NEW | 16,680 | $6,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 102 | $6,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 212 | $6,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 240 | $6,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 295 | $6,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 143 | $6,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 430 | $5,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 100 | $5,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 73 | $5,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 58 | $5,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 134 | $5,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 89 | $5,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 90 | $5,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 103 | $5,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 250 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 117 | $5,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 300 | $5,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 641 | $5,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 333 | $5,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 150 | $5,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 68 | $5,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 110 | $5,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 212 | $5,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 76 | $5,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 80 | $5,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 100 | $5,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 282 | $5,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 112 | $4,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 170 | $4,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 80 | $4,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 52 | $4,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 42 | $4,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 90 | $4,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 70 | $4,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 102 | $4,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 50 | $4,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 114 | $4,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 355 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 50 | $4,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 80 | $4,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 327 | $4,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 284 | $4,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 130 | $4,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 217 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 150 | $4,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 55 | $4,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 204 | $4,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 61 | $4,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 405 | $4,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 290 | $4,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 250 | $4,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,028 | $4,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 95 | $4,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 140 | $4,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 120 | $4,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 2,270 | $4,000 | thousands by filing date | |
| PENN WEST ENERGY TRUST | 707885109 | Stock | 360 | $4,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 245 | $3,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 42 | $3,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 50 | $3,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 100 | $3,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 80 | $3,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 50 | $3,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 36 | $3,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 65 | $3,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 60 | $3,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 90 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 35 | $3,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 196 | $3,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 100 | $3,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 100 | $3,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 203 | $3,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 36 | $3,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 110 | $3,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 100 | $3,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 105 | $3,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 100 | $3,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 325 | $3,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 343 | $3,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 138 | $3,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 201 | $3,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 751 | $3,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 74 | $3,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 800 | $3,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 200 | $3,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 200 | $3,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 1,000 | $3,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 59 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 100 | $3,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 25 | $2,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 130 | $2,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 322 | $2,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 40 | $2,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 41 | $2,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 344 | $2,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 24 | $2,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 60 | $2,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 60 | $2,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 50 | $2,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 70 | $2,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 64 | $2,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 30 | $2,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 250 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 16 | $2,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 150 | $2,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 204 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 30 | $2,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 42 | $2,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 222 | $2,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 57 | $2,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 29 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 52 | $2,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 572 | $2,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 372 | $2,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 67 | $2,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 208 | $2,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 40 | $2,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 200 | $2,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 92 | $2,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 100 | $2,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 44 | $2,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 52 | $2,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 300 | $2,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 500 | $2,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 115 | $2,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 80 | $2,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 69 | $2,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 161 | $2,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 36 | $1,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 129 | $1,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 35 | $1,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 17 | $1,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 12 | $1,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 14 | $1,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 100 | $1,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 87 | $1,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 19 | $1,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 69 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 22 | $1,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 415 | $1,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 13 | $1,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 30 | $1,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 273 | $1,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 10 | $1,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 45 | $1,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 50 | $1,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 29 | $1,000 | thousands by filing date | |
| HITACHI LTD | 433578507 | COM | 20 | $1,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 25 | $1,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 260 | $1,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 200 | $1,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 12 | $1,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 9 | $1,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 25 | $1,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 42 | $1,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 20 | $1,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 40 | $1,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 100 | $1,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 26 | $1,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 200 | $1,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 253 | $1,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 177 | $1,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 80 | $1,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 37 | $1,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 28 | $1,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 250 | $1,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 70 | $1,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 10 | $1,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 312 | $1,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 190 | $1,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 409 | $1,000 | thousands by filing date | |
| LIME ENERGY CO | 53261U205 | COM NEW | 2,500 | $1,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 116 | $1,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSAIC CO COM | 61945C103 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YAHOO INC | 984332106 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSI CORPORATION | 502161102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Walter Energy Inc | 93317Q105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI S.A. | 670851104 | SPONSORED ADR | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SATCON TECHNOLOGY CORP COM NEW | 803893403 | Stock | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-13-005276 | this filing | 2013-11-12 | acceptance time not in the bulk data set |