13F-HR filed by Financial Advantage, Inc.
Financial Advantage, Inc. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-05, with 225 holding rows worth $115,947,000.
- Accession
- 0001398344-13-005134
- Filer
- CIK 1518320
- Filed
- 2013-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 225 entries on the cover page, a total value of $115,947,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $115,947,000 with VALUE read as thousands by filing date, 13F file number 028-14453. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR GOLD TR | 78463V107 | GOLD SHS | 99,404 | $12,742,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 188,089 | $8,808,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 109,136 | $8,325,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 99,486 | $7,457,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 169,826 | $7,442,000 | thousands by filing date | |
| 38259p508 | COM | 6,482 | $5,678,000 | thousands by filing date | ||
| 3M CO COM | 88579Y101 | Stock | 47,517 | $5,674,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 226,328 | $5,303,000 | thousands by filing date | |
| APACHE CORP | 37411105 | COM | 59,606 | $5,075,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 124,602 | $4,707,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 91,441 | $4,353,000 | thousands by filing date | |
| Duke Energy | 26441C105 | Common | 65,177 | $4,352,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 41,697 | $3,972,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 58,694 | $3,863,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 104,986 | $3,782,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 88,222 | $3,633,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 62,129 | $3,503,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 57,247 | $3,122,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 38,179 | $2,205,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 13,204 | $1,705,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 12,903 | $924,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,761 | $754,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 14,844 | $502,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12,630 | $478,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 750 | $358,000 | thousands by filing date | The CUSIP as filed is malformed. |
| McCormick & Company Inc | 579780107 | COM | 5,453 | $354,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 24,235 | $312,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 4,642 | $300,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,040 | $242,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 4,738 | $219,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,401 | $205,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 4,028 | $201,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 12,367 | $191,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 6,540 | $185,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,150 | $179,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 893 | $165,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,960 | $164,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 6,686 | $160,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,192 | $158,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,175 | $139,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 1,183 | $134,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 15,317 | $128,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,460 | $127,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,579 | $127,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,050 | $113,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,350 | $109,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,566 | $101,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,300 | $98,000 | thousands by filing date | |
| AMERICAN ELECTRIC POWER | 25537101 | COM | 2,100 | $91,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 3,700 | $85,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 215 | $81,000 | thousands by filing date | |
| Becton Dickinson | 75887109 | COM | 800 | $80,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,165 | $77,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,045 | $70,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 948 | $68,000 | thousands by filing date | |
| AMAZON.COM INC | 23135106 | COM | 215 | $67,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Aberdeen Asia-Pacific Inc. Fnd | 3009107 | COM | 10,838 | $66,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CSX Corporation | 126408103 | COM | 2,499 | $64,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 2,700 | $59,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 600 | $57,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,200 | $54,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 3,937 | $52,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 480 | $51,000 | thousands by filing date | |
| American Express | 25816109 | COM | 680 | $51,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BAIDU INC SPONSORED ADR REPSTG ORD SHS | 56752108 | COM | 325 | $50,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FACEBOOK INC | 3030M102 | CL A | 1,000 | $50,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EQT CORP COM | 26884L109 | Stock | 550 | $49,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 1,450 | $47,000 | thousands by filing date | |
| BB&T CORPORATION | 54937107 | COM | 1,400 | $47,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANK OF NEW YORK MELLON CORP | 64058100 | COM | 1,550 | $47,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,000 | $46,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 1,290 | $43,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Visa Inc | 92826C839 | COM | 220 | $42,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 710 | $42,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 876 | $40,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,337 | $39,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 800 | $39,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 300 | $38,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 407 | $37,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 1,058 | $37,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 493 | $36,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 824 | $35,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Intel Corp | 458140100 | COM | 1,454 | $33,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 400 | $33,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 530 | $33,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 500 | $32,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 400 | $32,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 100 | $31,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 700 | $24,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 178 | $22,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 310 | $22,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 450 | $21,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 260 | $21,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 243 | $21,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 270 | $21,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 1,150 | $21,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 650 | $20,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,400 | $20,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 495 | $20,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,200 | $20,000 | thousands by filing date | |
| AFLAC INC. | 1055102 | COM | 323 | $20,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SEI INVTS CO COM | 784117103 | Stock | 600 | $19,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 800 | $19,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 700 | $19,000 | thousands by filing date | |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 1,640 | $19,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 230 | $18,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 543 | $16,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 193 | $16,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 600 | $16,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 637 | $16,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 2,000 | $16,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,700 | $15,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 100 | $15,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 3,000 | $15,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 260 | $14,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 500 | $14,000 | thousands by filing date | |
| BERKLEY W R CORPORATION | 84423102 | COM | 327 | $14,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 124 | $13,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 150 | $13,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 433 | $12,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 210 | $12,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 100 | $11,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 139 | $11,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 300 | $11,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 193 | $11,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 280 | $11,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 216 | $11,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 500 | $11,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 81 | $10,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 100 | $10,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 100 | $10,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 300 | $10,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 225 | $10,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 52 | $10,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 400 | $10,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 425 | $10,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 500 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347X476 | SHT KBW REGBNK | 300 | $10,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 155 | $9,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 800 | $9,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 700 | $9,000 | thousands by filing date | |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 200 | $9,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 200 | $9,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 82 | $9,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 350 | $9,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 350 | $9,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 150 | $9,000 | thousands by filing date | |
| ANADARKO PETE CORP | 32511107 | COM | 100 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HILLENBRAND INC | 431571108 | COM | 300 | $8,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 1,500 | $8,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 1,600 | $8,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 500 | $8,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,500 | $7,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 103 | $7,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 667 | $7,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 116 | $7,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 500 | $7,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 52 | $6,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 80 | $6,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 12 | $6,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 350 | $6,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 200 | $6,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 150 | $6,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 100 | $5,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 75 | $5,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 135 | $5,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 180 | $5,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 191 | $5,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 157 | $5,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 500 | $5,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 40 | $5,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 126 | $4,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 450 | $4,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 175 | $4,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 200 | $4,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 40 | $3,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 50 | $3,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 99 | $3,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 32 | $3,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 656 | $3,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 78 | $3,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 500 | $3,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 200 | $3,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 25 | $2,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 25 | $2,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 35 | $2,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 29 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 100 | $2,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 77 | $2,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 200 | $2,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 400 | $2,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 1,200 | $2,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 80 | $2,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 230 | $2,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10 | $1,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 26 | $1,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 100 | $1,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 20 | $1,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 20 | $1,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 41 | $1,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 20 | $1,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 200 | $1,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 85 | $1,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 49 | $1,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 162 | $1,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 100 | $1,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 60 | $1,000 | thousands by filing date | |
| ASHLAND INC. | 44209104 | COM | 16 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BOEING CO. | 97023105 | COM | 12 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SILVERCREST MINES INC | 828365106 | COMMON | 300 | $1,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVTS COR | 76131N119 | WTS | 300 | $1,000 | thousands by filing date | |
| TIANYIN PHARMACEUTICAL CO IN | 88630M104 | COM | 1,000 | $1,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Myrexis Inc | 62856H107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSI CORPORATION | 502161102 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT - SPONSORED ADR | 13904305 | COM | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| SEANERGY MARITIME HLDGS CORP | Y73760129 | SHS | 266 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTROLEUM CORP | 871630109 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-13-005134 | this filing | 2013-11-05 | acceptance time not in the bulk data set |